0001140361-16-088887.txt : 20161206 0001140361-16-088887.hdr.sgml : 20161206 20161206132240 ACCESSION NUMBER: 0001140361-16-088887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161202 FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: USA TECHNOLOGIES INC CENTRAL INDEX KEY: 0000896429 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 232679963 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 DEERFIELD LANE STREET 2: SUITE 140 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 6109890340 MAIL ADDRESS: STREET 1: 100 DEERFIELD LANE STREET 2: SUITE 140 CITY: MALVERN STATE: PA ZIP: 19355 FORMER COMPANY: FORMER CONFORMED NAME: USA ENTERTAINMENT CENTER INC DATE OF NAME CHANGE: 19931029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERT STEPHEN P CENTRAL INDEX KEY: 0001202182 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33365 FILM NUMBER: 162035864 MAIL ADDRESS: STREET 1: 20 BRIAR ROAD CITY: STRAFFORD STATE: PA ZIP: 19087 4 1 doc1.xml FORM 4 X0306 4 2016-12-02 0 0000896429 USA TECHNOLOGIES INC USAT 0001202182 HERBERT STEPHEN P 100 DEERFIELD LN SUITE 140 MALVERN PA 19355 1 1 0 0 CEO Common Stock 2016-12-02 4 P 0 2000 4 A 321388 D Common Stock 62010 I By Child Common Stock 27440 I By Spouse Qualified Stock Option (Right to Buy) (Common Stock) 4.98 2023-08-31 Common Stock 20080 20080 D Qualified Stock Option (Right to Buy) 3.38 2016-08-01 2022-08-01 Common Stock 29585 29585 D Qualified Stock Option (Right to Buy) 1.8 2015-09-01 2021-09-01 Common Stock 55555 55555 D Non-Qualified Stock Option (Right to Buy) 1.8 2021-09-01 Common Stock 150000 150000 D The stock options vest on August 31, 2017. The stock options vested or vest as follows: 50,000 on 9/1/2015; 50,000 on 9/1/2016; and 50,000 on 9/1/2017. /s/ Stephen P. Herbert 2016-12-06