EX-99.H3 7 ex-99_h3.txt EX-99.H3 EXHIBIT NO. EX-99.h.3 THE DFA INVESTMENT TRUST COMPANY TRANSFER AGENCY AGREEMENT ADDENDUM NUMBER FOUR THIS ADDENDUM is made as of this 27th day of July, 2000 by and between THE DFA INVESTMENT TRUST COMPANY, a Delaware business trust (the "Fund"), and PFPC INC., formerly known as "Provident Financial Processing Corporation," a Delaware corporation ("Transfer Agent" or "PFPC"). WITNESSETH: WHEREAS, the Fund is registered as an open-end, management investment company under the Investment Company Act of 1940, as amended; and WHEREAS, the Fund has retained PFPC to serve as the Fund's transfer agent, registrar and dividend disbursing agent, pursuant to a Transfer Agency Agreement dated January 15, 1993, as amended (the "Agreement"), which, as of the date hereof, remains in full force and effect; and WHEREAS, Paragraph 1 of the Agreement provides that PFPC shall provide such services to any series of shares created by the Fund after the date of the Agreement upon the mutual agreement of the Fund and the Transfer Agent; and WHEREAS, PFPC presently provides such services to the existing series of shares of the Fund, and has agreed to provide such services to four new series of the Fund, designated as The LD U.S. Large Company Series, The HD U.S. Large Company Series, The LD U.S. Marketwide Value Series and The HD U.S. Marketwide Value Series (collectively, the "New Series"), and which are listed on Schedule A attached hereto; and NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained, and intending to be legally bound thereby, the parties hereby agree: 1. The Agreement is amended to provide that the series set forth on "Schedule A, Series of The DFA Investment Trust Company, Amended and Restated as of July 27, 2000," which is attached hereto, shall be "Series" under the Agreement. 2. The fee schedules of PFPC applicable to the Series shall be as agreed to in writing, from time to time, by the Fund and the Transfer Agent. 3. In all other respects, the Agreement shall remain unchanged and in full force and effect. 4. This Addendum may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. IN WITNESS WHEREOF, the parties hereto have caused this Addendum Number Four to the Agreement to be executed by their duly authorized officers designated below on the day and year first above written. THE DFA INVESTMENT TRUST COMPANY By: ---------------------- Catherine L. Newell Vice President PFPC INC. By: ---------------------- Joseph Gramlich Senior Vice President AMENDED AND RESTATED JULY 27, 2000 SCHEDULE A SERIES OF THE DFA INVESTMENT TRUST COMPANY THE U.S. 9-10 SMALL COMPANY SERIES THE U.S. 6-10 SMALL COMPANY SERIES THE U.S. LARGE COMPANY SERIES THE ENHANCED U.S. LARGE COMPANY SERIES THE U.S. 6-10 VALUE SERIES THE U.S. LARGE CAP VALUE SERIES THE U.S. 4-10 VALUE SERIES THE JAPANESE SMALL COMPANY SERIES THE PACIFIC RIM SMALL COMPANY SERIES THE UNITED KINGDOM SMALL COMPANY SERIES THE EMERGING MARKETS SERIES THE DFA INTERNATIONAL VALUE SERIES THE EMERGING MARKETS SMALL CAP SERIES THE CONTINENTAL SMALL COMPANY SERIES THE DFA ONE-YEAR FIXED INCOME SERIES THE DFA TWO-YEAR GLOBAL FIXED INCOME SERIES THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES THE GLOBAL VALUE SERIES THE GLOBAL LARGE COMPANY SERIES THE GLOBAL SMALL COMPANY SERIES THE LD U.S. LARGE COMPANY SERIES (7/00) THE HD U.S. LARGE COMPANY SERIES (7/00) THE LD U.S. MARKETWIDE VALUE SERIES (7/00) THE HD U.S. MARKETWIDE VALUE SERIES (7/00)