The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALPHATEC HOLDINGS INC | Com | 02081G201 | 616 | 191,839 | SH | DFND | 1 | 616 | 0 | 0 | |
| ARCHER DANIELS MIDLAND | Com | 039483102 | 5,706 | 124,993 | SH | DFND | 2 | 5,706 | 0 | 0 | |
| ARCHER DANIELS MIDLAND | Com | 039483102 | 7,989 | 175,000 | SH | DFND | 3 | 7,989 | 0 | 0 | |
| ARCHER DANIELS MIDLAND | Com | 039483102 | 6,848 | 150,007 | SH | DFND | 1 | 6,848 | 0 | 0 | |
| ASTRAZENECA PLC-SPONS ADR | Com | 046353108 | 2,459 | 90,000 | SH | DFND | 2 | 2,459 | 0 | 0 | |
| ASTRAZENECA PLC-SPONS ADR | Com | 046353108 | 11,201 | 410,000 | SH | DFND | 1 | 11,201 | 0 | 0 | |
| BP PLC - SPONS ADR | Com | 055622104 | 10,840 | 290,000 | SH | DFND | 2 | 10,840 | 0 | 0 | |
| BP PLC - SPONS ADR | Com | 055622104 | 4,112 | 110,000 | SH | DFND | 1 | 4,112 | 0 | 0 | |
| BARRACUDA NETWORKS INC | Com | 068323104 | 280 | 13,071 | SH | DFND | 1 | 280 | 0 | 0 | |
| COMMUNITY HEALTH SYSTEMS | Com | 203668116 | 0 | 100,000 | SH | DFND | 0 | 0 | 0 | 0 | |
| COMMUNITY HEALTH SYSTEMS | Com | 203668116 | 3 | 700,000 | SH | DFND | 2 | 3 | 0 | 0 | |
| COMMUNITY HEALTH SYSTEMS | Com | 203668116 | 3 | 600,000 | SH | DFND | 3 | 3 | 0 | 0 | |
| COMMUNITY HEALTH SYSTEMS | Com | 203668116 | 3 | 600,000 | SH | DFND | 1 | 3 | 0 | 0 | |
| EGAIN CORP | Com | 28225C806 | 45 | 21,355 | SH | DFND | 3 | 45 | 0 | 0 | |
| ERICSSON LM TEL | Com | 294821608 | 3,288 | 564,000 | SH | DFND | 2 | 3,288 | 0 | 0 | |
| ERICSSON LM TEL | Com | 294821608 | 2,332 | 400,000 | SH | DFND | 3 | 2,332 | 0 | 0 | |
| ERICSSON LM TEL | Com | 294821608 | 3,125 | 536,000 | SH | DFND | 1 | 3,125 | 0 | 0 | |
| EVERBANK FINANCIAL CORP | COM | 29977G102 | 743 | 38,203 | SH | DFND | 0 | 743 | 0 | 0 | |
| GLAXOSMITHKLINE PLC-SPON | Com | 37733W105 | 4,583 | 119,000 | SH | DFND | 2 | 4,583 | 0 | 0 | |
| GLAXOSMITHKLINE PLC-SPON | Com | 37733W105 | 10,821 | 281,000 | SH | DFND | 1 | 10,821 | 0 | 0 | |
| JP MORGAN CHASE & CO | Com | 46625H100 | 3,452 | 40,000 | SH | DFND | 2 | 3,452 | 0 | 0 | |
| JP MORGAN CHASE & CO | Com | 46625H100 | 4,004 | 46,400 | SH | DFND | 3 | 4,004 | 0 | 0 | |
| JP MORGAN CHASE & CO | Com | 46625H100 | 9,802 | 113,600 | SH | DFND | 1 | 9,802 | 0 | 0 | |
| LUMOS NETWORKS CORP | Com | 550283105 | 87 | 5,589 | SH | DFND | 2 | 87 | 0 | 0 | |
| LUMOS NETWORKS CORP | Com | 550283105 | 349 | 22,358 | SH | DFND | 1 | 349 | 0 | 0 | |
| MERCK & CO INC | Com | 58933Y105 | 11,774 | 200,000 | SH | DFND | 2 | 11,774 | 0 | 0 | |
| MERCK & CO INC | Com | 58933Y105 | 5,887 | 100,000 | SH | DFND | 1 | 5,887 | 0 | 0 | |
| MORGAN STANLEY | Com | 617446448 | 8,028 | 190,000 | SH | DFND | 2 | 8,028 | 0 | 0 | |
| MORGAN STANLEY | Com | 617446448 | 3,822 | 90,472 | SH | DFND | 3 | 3,822 | 0 | 0 | |
| MORGAN STANLEY | Com | 617446448 | 8,873 | 210,000 | SH | DFND | 1 | 8,873 | 0 | 0 | |
| NEWSTAR FINANCIAL INC | Com | 65251F105 | 450 | 48,679 | SH | DFND | 0 | 450 | 0 | 0 | |
| NEWSTAR FINANCIAL INC | Com | 65251F105 | 286 | 30,872 | SH | DFND | 1 | 286 | 0 | 0 | |
| NEWTEK BUSINESS SERVICES INC | Com | 652526203 | 238 | 15,011 | SH | DFND | 1 | 238 | 0 | 0 | |
| NEWTEK BUSINESS SERVICES INC | Com | 652526203 | 3 | 168 | SH | DFND | 0 | 3 | 0 | 0 | |
| NEWTEK BUSINESS SERVICES INC | Com | 652526203 | 3 | 168 | SH | DFND | 0 | 3 | 0 | 0 | |
| NEWTEK BUSINESS SERVICES INC | Com | 652526203 | 2 | 126 | SH | DFND | 3 | 2 | 0 | 0 | |
| PFIZER INC | Com | 717081103 | 640 | 19,700 | SH | DFND | 0 | 640 | 0 | 0 | |
| PFIZER INC | Com | 717081103 | 116 | 3,575 | SH | DFND | 2 | 116 | 0 | 0 | |
| PFIZER INC | Com | 717081103 | 12,236 | 376,725 | SH | DFND | 1 | 12,236 | 0 | 0 | |
| QUORUM HEALTH CORP | Com | 74909E106 | 13 | 1,735 | SH | DFND | 0 | 13 | 0 | 0 | |
| QUORUM HEALTH CORP | Com | 74909E106 | 452 | 62,148 | SH | DFND | 2 | 452 | 0 | 0 | |
| QUORUM HEALTH CORP | Com | 74909E106 | 76 | 10,413 | SH | DFND | 3 | 76 | 0 | 0 | |
| QUORUM HEALTH CORP | Com | 74909E106 | 802 | 110,413 | SH | DFND | 1 | 802 | 0 | 0 | |
| ROYAL DUTCH SHELL PLC-ADR A | Com | 780259206 | 5,438 | 100,000 | SH | DFND | 3 | 5,438 | 0 | 0 | |
| ROYAL DUTCH SHELL PLC-ADR A | Com | 780259206 | 5,438 | 100,000 | SH | DFND | 1 | 5,438 | 0 | 0 | |
| SANOFI-AVENTIS | Com | 80105N105 | 6,066 | 150,000 | SH | DFND | 2 | 6,066 | 0 | 0 | |
| SANOFI-AVENTIS | Com | 80105N105 | 12,132 | 300,000 | SH | DFND | 1 | 12,132 | 0 | 0 | |
| STAGE STORES INC | Com | 85254C305 | 72 | 16,489 | SH | DFND | 3 | 72 | 0 | 0 | |
| STAGE STORES INC | Com | 85254C305 | 0 | 2 | SH | DFND | 0 | 0 | 0 | 0 | |
| STAPLES INC | Com | 855030102 | 4,525 | 500,000 | SH | DFND | 2 | 4,525 | 0 | 0 | |
| STAPLES INC | Com | 855030102 | 6,335 | 700,000 | SH | DFND | 1 | 6,335 | 0 | 0 | |
| TOTAL SA-SOPN ADR | Com | 89151E109 | 5,097 | 100,000 | SH | DFND | 2 | 5,097 | 0 | 0 | |
| TOTAL SA-SOPN ADR | Com | 89151E109 | 10,194 | 200,000 | SH | DFND | 1 | 10,194 | 0 | 0 | |
| WESTERN UNION CO/THE | Com | 959802109 | 10,860 | 500,000 | SH | DFND | 2 | 10,860 | 0 | 0 | |
| WESTERN UNION CO/THE | Com | 959802109 | 4,344 | 200,000 | SH | DFND | 1 | 4,344 | 0 | 0 | |
| WILLIAMS COMPANIES INC | Com | 969457100 | 10,899 | 350,000 | SH | DFND | 2 | 10,899 | 0 | 0 | |