0001437749-21-024954.txt : 20211102 0001437749-21-024954.hdr.sgml : 20211102 20211102170252 ACCESSION NUMBER: 0001437749-21-024954 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211101 FILED AS OF DATE: 20211102 DATE AS OF CHANGE: 20211102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlson James B. CENTRAL INDEX KEY: 0001579265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11692 FILM NUMBER: 211372311 MAIL ADDRESS: STREET 1: ETHAN ALLEN DRIVE CITY: DANBURY STATE: CT ZIP: 06811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ETHAN ALLEN INTERIORS INC CENTRAL INDEX KEY: 0000896156 STANDARD INDUSTRIAL CLASSIFICATION: WOOD HOUSEHOLD FURNITURE, (NO UPHOLSTERED) [2511] IRS NUMBER: 061275288 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ETHAN ALLEN DR STREET 2: PO BOX 1966 CITY: DANBURY STATE: CT ZIP: 06811 BUSINESS PHONE: 2037438000 4 1 rdgdoc.xml FORM 4_NOV2021 X0306 4 2021-11-01 0000896156 ETHAN ALLEN INTERIORS INC ETD 0001579265 Carlson James B. 25 LAKE AVENUE EXT. DANBURY CT 06811 1 Common Stock 2021-11-01 4 S 0 18084 23.79 D 0 D This transaction was executed in multiple trades with sales prices ranging from $23.62 to $24.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Eric D. Koster as attorney-in-fact for James B. Carlson 2021-11-02