0001437749-21-018793.txt : 20210805 0001437749-21-018793.hdr.sgml : 20210805 20210805172319 ACCESSION NUMBER: 0001437749-21-018793 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210803 FILED AS OF DATE: 20210805 DATE AS OF CHANGE: 20210805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlson James B. CENTRAL INDEX KEY: 0001579265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11692 FILM NUMBER: 211149617 MAIL ADDRESS: STREET 1: ETHAN ALLEN DRIVE CITY: DANBURY STATE: CT ZIP: 06811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ETHAN ALLEN INTERIORS INC CENTRAL INDEX KEY: 0000896156 STANDARD INDUSTRIAL CLASSIFICATION: WOOD HOUSEHOLD FURNITURE, (NO UPHOLSTERED) [2511] IRS NUMBER: 061275288 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ETHAN ALLEN DR STREET 2: PO BOX 1966 CITY: DANBURY STATE: CT ZIP: 06811 BUSINESS PHONE: 2037438000 4 1 rdgdoc.xml FORM 4_AUG21 X0306 4 2021-08-03 0000896156 ETHAN ALLEN INTERIORS INC ETH 0001579265 Carlson James B. 25 LAKE AVENUE EXT. DANBURY CT 06811 1 Stock Option (right to buy) 23.61 2021-08-03 4 A 0 4235 0 A 2022-08-03 2031-08-03 Common Stock 4235 4235 D Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 3, 2022. /s/ Eric D. Koster as attorney-in-fact for James B. Carlson 2021-08-05