0001398344-15-004761.txt : 20150729 0001398344-15-004761.hdr.sgml : 20150729 20150729144900 ACCESSION NUMBER: 0001398344-15-004761 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150707 FILED AS OF DATE: 20150729 DATE AS OF CHANGE: 20150729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE NEW YORK MUNICIPAL INCOME FUND CENTRAL INDEX KEY: 0001162030 IRS NUMBER: 043593245 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129692124 MAIL ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCM Opportunity Partners LP CENTRAL INDEX KEY: 0001581073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10577 FILM NUMBER: 151012376 BUSINESS ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 881-7100 MAIL ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Opportunity Income Plus LP CENTRAL INDEX KEY: 0001581172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10577 FILM NUMBER: 151012377 BUSINESS ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 881-7100 MAIL ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Full Value Offshore Fund, Ltd. CENTRAL INDEX KEY: 0001584439 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10577 FILM NUMBER: 151012379 BUSINESS ADDRESS: STREET 1: C.O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 1-345-949-8066 MAIL ADDRESS: STREET 1: C.O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Calapasas West Partners LP CENTRAL INDEX KEY: 0001580881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10577 FILM NUMBER: 151012381 BUSINESS ADDRESS: STREET 1: PARK 80 WEST, 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 881-7100 MAIL ADDRESS: STREET 1: PARK 80 WEST, 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OPPORTUNITY PARTNERS LP CENTRAL INDEX KEY: 0000896017 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10577 FILM NUMBER: 151012382 BUSINESS ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE., SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE., SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 FORMER NAME: FORMER CONFORMED NAME: OPPORTUNITY PARTNERS L P DATE OF NAME CHANGE: 19980303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULL VALUE PARTNERS LP CENTRAL INDEX KEY: 0001164363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10577 FILM NUMBER: 151012378 BUSINESS ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Full Value Special Situations Fund LP CENTRAL INDEX KEY: 0001580999 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10577 FILM NUMBER: 151012380 BUSINESS ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 881-7100 MAIL ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 4 1 fp0015269_4.xml OWNERSHIP DOCUMENT X0306 4 2015-07-07 0 0001162030 ALLIANCE NEW YORK MUNICIPAL INCOME FUND AYN 0000896017 OPPORTUNITY PARTNERS LP PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001580881 Calapasas West Partners LP PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., STE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001580999 Full Value Special Situations Fund LP PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., STE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001584439 Full Value Offshore Fund, Ltd. PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001164363 FULL VALUE PARTNERS LP PARK 80 WEST - PLAZA TWO 250 PEHLE AVE. SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001581172 Opportunity Income Plus LP PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., STE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001581073 MCM Opportunity Partners LP PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., STE 708 SADDLE BROOK NJ 07663 0 0 1 0 Common Stock 2015-07-07 4 P 0 6573 14.155 A 323689 D Common Stock 2015-07-14 4 P 0 7741 13.9819 A 331430 D Common Stock 2015-07-16 4 P 0 81293 14.03 A 412723 D Common Stock 2015-07-17 4 P 0 7981 14.059 A 420704 D Common Stock 2015-07-20 4 P 0 2550 14.0548 A 423254 D Auction Rate Preferred 526 D Certain of such shares are held by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special SItuations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, MCM Opportunity Partners, LP, and Opportunity Income Plus Fund, LP (the "Funds"), which together may constitute a group. Each Fund disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest. /s/ Phillip Goldstein on behalf of Opportunity Partners, LP 2015-07-29 /s/ Phillip Goldstein on behalf of Calapasas West Partners, LP 2015-07-29 /s/ Phillip Goldstein on behalf of Full Value Special Situations Fund, LP 2015-07-29 /s/ Phillip Goldstein on behalf of Full Value Offshore Fund, Ltd. 2015-07-29 /s/ Phillip Goldstein on behalf of Full Value Partners, LP 2015-07-29 /s/ Phillip Goldstein on behalf of Opportunity Income Plus, LP 2015-07-29 /s/ Phillip Goldstein on behalf of MCM Opportunity Partners, LP 2015-07-29