-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NhrQrmkITcePSLClnOQsmv2O6hbo/AsKjMgHZFBf11QOTGm1R6kbby++krszLGyZ zE7keAPCpD//60vK2y02jQ== 0000895725-97-000002.txt : 19970115 0000895725-97-000002.hdr.sgml : 19970115 ACCESSION NUMBER: 0000895725-97-000002 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19970108 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 19970114 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: VISTA TECHNOLOGIES INC CENTRAL INDEX KEY: 0000895725 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 133687830 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23142 FILM NUMBER: 97505559 BUSINESS ADDRESS: STREET 1: 126 E 56TH ST STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123558610 MAIL ADDRESS: STREET 1: 126 E 56TH ST STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MERCURY ACQUISITIONS INC DATE OF NAME CHANGE: 19930714 FORMER COMPANY: FORMER CONFORMED NAME: MERCURY ACQUISITION INC DATE OF NAME CHANGE: 19930108 8-K 1 ================================================================= SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 8, 1997 --------------- VISTA TECHNOLOGIES INC. - ----------------------------------------------------------------- (Exact name of registrant as specified in its charter) Nevada 0-23142 13-3687830 - ----------------------------------------------------------------- (State or other jurisdiction (Commission (I.R.S. Employer of incorporation File No.) Identification No.) or organization) 167 S. San Antonio Road, Suite 9, Los Altos, California 94022 - ----------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (415) 947-1750 -------------- (Not Applicable) - ----------------------------------------------------------------- (Former name or former address, if changed since last report) ================================================================= VISTA TECHNOLOGIES INC. ITEM 5. OTHER EVENTS On January 8, 1997, Vista Technologies Inc. (the "Company") issued a press release announcing that the Company intends to raise additional equity capital through a private placement of a new series of convertible preferred stock. A copy of the Company's press release dated January 8, 1997 is filed as an exhibit to this Report and is incorporated herein by reference. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (a) EXHIBITS:
Exhibit Number Description - ------ ------------------------------------ 99.2 Press Release dated January 8, 1997 issued by the Registrant.
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Date: January 14, 1997 VISTA TECHNOLOGIES INC. (Registrant) By: /s/ Thomas A. Schultz ----------------------------- Thomas A. Schultz, President and Chief Executive Officer
EX-99.2 2 PRESS RELEASE DATED JANUARY 8, 1997 VISTA TECHNOLOGIES, INC. FOR IMMEDIATE RELEASE VISTA TECHNOLOGIES ANNOUNCES $10 MILLION PRIVATE OFFERING Los Altos, California - January 8, 1997. Vista Technologies Inc. (Bulletin Board: VIII) announced today that it intends, with the assistance of a placement agent, and subject to market and other conditions, to raise up to $10 million in a private placement of a new series of convertible preferred stock to accredited individual and institutional investors pursuant to Regulation D under the Securities Act of 1933, as amended. Vista Technologies develops and operates outpatient centers equipped with advanced laser systems for use by ophthalmologists in the correction of refractive vision disorders such as myopia (nearsightedness) and astigmatism. Net proceeds of the offering are planned to be used by Vista to help finance its North American expansion of laser vision correction centers, and for marketing and other working capital purposes. The securities to be offered will not have been registered under the Securities Act of 1933, as amended (the "Securities Act"), or applicable state securities laws, at the time of the private placement and may not be offered or sold in the United States absent registration under the Securities Act and applicable state securities laws or available exemptions from registration. The statements made in this press release contain certain forward looking statements within the meaning of section 27a of the Securities Act and Section 21E of the Securities Exchange Act of 1934, as amended, that involve a number of risks and uncertainties, including the risk that the Company will be unable to complete the proposed private placement. Actual events or results may differ from Vista's expectations. In addition to the matters described in this press release, risk factors listed from time to time in Vista's Securities and Exchange Commission reports including, but not limited to, Amendment No. 2 to its report on Form 10-KSB for the fiscal year ended March 31, 1996, Amendment No. 1 to its report on Form 10-QSB for the quarter ended June 30, 1996, as well as Amendment No. 2 to its report on Form 10-QSB for the quarter ended September 30, 1996, may affect the results achieved by Vista. CONTACT: Thomas A. Schultz, President & CEO 800-249-3819
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