0001493152-21-022472.txt : 20210910 0001493152-21-022472.hdr.sgml : 20210910 20210910190620 ACCESSION NUMBER: 0001493152-21-022472 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210909 FILED AS OF DATE: 20210910 DATE AS OF CHANGE: 20210910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sawina Gary CENTRAL INDEX KEY: 0001878146 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21074 FILM NUMBER: 211248202 MAIL ADDRESS: STREET 1: 17302 FOUNTAIN VIEW DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78248 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearday, Inc. CENTRAL INDEX KEY: 0000895665 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770158076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15511 W. STATE HWY 71 STREET 2: SUITE 110-105 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-650-7775 MAIL ADDRESS: STREET 1: 15511 W. STATE HWY 71 STREET 2: SUITE 110-105 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: SUPERCONDUCTOR TECHNOLOGIES INC DATE OF NAME CHANGE: 19940214 3 1 ownership.xml X0206 3 2021-09-09 0 0000895665 Clearday, Inc. SCON 0001878146 Sawina Gary C/O CLEARDAY INC. 8800 VILLAGE DRIVE SAN ANTONIO TX 78217 0 1 0 0 Executive Vice President Common Stock, par value $0.001 per share 3577 D Warrants 5 2029-11-15 Common Stock 7154 D AIU Alternative Care Inc. Series I Preferred Stock 2031-06-09 Common Stock 4445 D Each security may be converted or exchanged at the holder's option, but limited to the extent that reporting person's resulting beneficial ownership (incl. shares owned by reporting person's affiliates (as defined by the Securities Act) would exceed 4.99%, unless limitation is waived by the reporting person's by notice of at least 61 days to the Issuer. Exchange rate equal to (i) the aggregate investment amount plus accrued dividends at 10.25% per annum (assumed $35,560), (ii) divided by 80% of the common stock 20 consecutive day volume weighted closing price preceding the conversion date (assumed $10.00). /s/ Gary Sawina 2021-09-10