-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EVhRpb72r2vXSAQ0PTJbQSbHEApml7RD+jbKSd6cai1nWYj9T7yGDmdjS9kEd2my JrFGlhe7VVj6tduNecgL4g== 0001144204-09-040417.txt : 20090804 0001144204-09-040417.hdr.sgml : 20090804 20090804194029 ACCESSION NUMBER: 0001144204-09-040417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090731 FILED AS OF DATE: 20090804 DATE AS OF CHANGE: 20090804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhang Xiaoxiong CENTRAL INDEX KEY: 0001441469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21074 FILM NUMBER: 09985304 MAIL ADDRESS: STREET 1: 3/F, BLOCK B, 11 LANGSHAN RD STREET 2: HI-TECH INDUSTRIAL PK, NANSHAN DISTRICT CITY: SHENZHEN STATE: F4 ZIP: 518057 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERCONDUCTOR TECHNOLOGIES INC CENTRAL INDEX KEY: 0000895665 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770158076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 460 WARD DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93111-2310 BUSINESS PHONE: 8056904500 MAIL ADDRESS: STREET 1: 460 WARD DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93111-2310 4 1 v156458_ex.xml X0303 4 2009-07-31 0 0000895665 SUPERCONDUCTOR TECHNOLOGIES INC SCON 0001441469 Zhang Xiaoxiong 3F, BLOCK B, TONGFANG INFORMATION HARBOR 11 LANGSHAN RD., HI-TECH INDUSTRIAL PARK NANSHAN DISTRICT, SHENZHEN, F4 518057 CHINA 0 0 1 0 Common Stock 2009-07-31 4 S 0 5000 3.616 D 3010361 I By subsidiary/controlled corporation Common Stock 2009-07-31 4 S 0 5000 3.614 D 3005361 I By subsidiary/controlled corporation Common Stock 2009-07-31 4 S 0 5000 3.650 D 3000361 I By subsidiary/controlled corporation Common Stock 2009-07-31 4 S 0 5000 3.628 D 2995361 I By subsidiary/controlled corporation Common Stock 2009-07-31 4 S 0 5000 3.710 D 2990361 I By subsidiary/controlled corporation Common Stock 2009-08-03 4 S 0 5000 3.489 D 2985361 I By subsidiary/controlled corporation Common Stock 2009-08-03 4 S 0 5000 3.522 D 2980361 I By subsidiary/controlled corporation Common Stock 2009-08-03 4 S 0 5000 3.524 D 2975361 I By subsidiary/controlled corporation Common Stock 2009-08-03 4 S 0 5000 3.546 D 2970361 I By subsidiary/controlled corporation Common Stock 2009-08-03 4 S 0 5000 3.573 D 2965361 I By subsidiary/controlled corporation Common Stock 2009-08-03 4 S 0 5000 3.604 D 2960361 I By subsidiary/controlled corporation Common Stock 2009-08-03 4 S 0 5000 3.659 D 2955361 I By subsidiary/controlled corporation The securities were sold by Hunchun Baoli Communication Co., Ltd. which is a wholly owned subsidiary of China Poly Group Ltd. Mr. Xiaoxiong Zhang is the controlling shareholder of China Poly Group Ltd. These securities include 2,002,296 shares owned directly by Hunchun Baoli Communication Co., Ltd., 353,065 shares owned directly by China Poly Group Ltd., and 600,000 shares owned directly by Baoli Investment Group Ltd. Pursuant to an understanding between Baoli Investment Group Ltd. and Mr. Xiaoxiong Zhang, Mr. Zhang has shared voting and dispositive power with respect to the securities directly owned by Baoli Investment Group Ltd. Mr. Zhang disclaims beneficial ownership of the securities owned by Baoli Investment Group Ltd. /s/ Xiaoxiong Zhang 2009-08-04 -----END PRIVACY-ENHANCED MESSAGE-----