-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TGc95SlvH2zyjRr1FWejhEsPwgyscHdqUY1ynbglUUFwU9L3y6DQxoPdcFXOC6gz C0+aF0blIWCRgFua6EjQAA== 0001144204-10-053250.txt : 20101012 0001144204-10-053250.hdr.sgml : 20101011 20101012104311 ACCESSION NUMBER: 0001144204-10-053250 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101011 FILED AS OF DATE: 20101012 DATE AS OF CHANGE: 20101012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERLIHY GERARD ANTHONY CENTRAL INDEX KEY: 0001312038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34050 FILM NUMBER: 101117957 MAIL ADDRESS: STREET 1: 550 W. CYPRESS CREEK ROAD STE 410 CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENER1 INC CENTRAL INDEX KEY: 0000895642 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 592479377 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1540 BROADWAY, SUITE 25C CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 920-3500 MAIL ADDRESS: STREET 1: 1540 BROADWAY, SUITE 25C CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ENER 1 INC DATE OF NAME CHANGE: 20021028 FORMER COMPANY: FORMER CONFORMED NAME: INPRIMIS INC DATE OF NAME CHANGE: 20001128 FORMER COMPANY: FORMER CONFORMED NAME: BOCA RESEARCH INC DATE OF NAME CHANGE: 19940408 4 1 form435366_101210104254-.xml X0303 4 2010-10-11 1 0000895642 ENER1 INC HEV 0001312038 HERLIHY GERARD ANTHONY ENER1, INC. 1540 BROADWAY SUITE 25C NEW YORK NY US 10036 0 0 0 1 Former Chief Financial Officer Common stock 2010-10-04 4 S 0 10000 3.8956 D 10000 D Stock option 4.19 2008-12-19 2012-12-31 common stock 71429 71429 D Stock option 2.17 2009-10-16 2012-12-31 common sotck 35714 107143 D Stock option 4.05 2010-02-17 2012-12-31 common stock 24500 131643 D The common stock disposals reported in this Form 4 were sold pursuant to a Rule 10b5-1 trading plan. The sales price is a weighted average price of multiple transactions at prices ranging from $3.85 to $3.95. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price of the securities for each transaction reported in the Form 4. /s/ Gerard A Herlihy 2010-10-12 -----END PRIVACY-ENHANCED MESSAGE-----