-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IkaP9BQMdevQeQohY2D2jVsgRozcb3duMmf0M1eoqoS2ZpAvhBcvI5bGS7Z3YYjL 7yVNiqK04XJcNE1l1ecZnA== 0001144204-10-003846.txt : 20100127 0001144204-10-003846.hdr.sgml : 20100127 20100127162344 ACCESSION NUMBER: 0001144204-10-003846 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100127 FILED AS OF DATE: 20100127 DATE AS OF CHANGE: 20100127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gassenheimer Charles CENTRAL INDEX KEY: 0001351384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34050 FILM NUMBER: 10550857 MAIL ADDRESS: STREET 1: 712 FIFTH AVE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENER1 INC CENTRAL INDEX KEY: 0000895642 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 592479377 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1540 BROADWAY, SUITE 25C CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (954) 556-4020 MAIL ADDRESS: STREET 1: 1540 BROADWAY, SUITE 25C CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ENER 1 INC DATE OF NAME CHANGE: 20021028 FORMER COMPANY: FORMER CONFORMED NAME: INPRIMIS INC DATE OF NAME CHANGE: 20001128 FORMER COMPANY: FORMER CONFORMED NAME: BOCA RESEARCH INC DATE OF NAME CHANGE: 19940408 4 1 form428222_012710162325-.xml X0303 4 2010-01-27 0 0000895642 ENER1 INC HEV 0001351384 Gassenheimer Charles C/O ENER1, INC. 1540 BROADWAY SUITE 25C NEW YORK NY US 10036 1 1 0 0 Chief Executive Officer common stock 2010-01-27 4 P 0 600 4.07 A 286314 D common stock 2010-01-27 4 P 0 2090 4.1 A 288404 D common stock 2010-01-27 4 P 0 2800 4.11 A 291204 D common stock 2010-01-27 4 P 0 5733 4.14 A 296937 D common stock 2010-01-27 4 P 0 8777 4.15 A 305714 D warrant 2.1 2007-01-05 2012-01-05 common stock 71429 71429 D stock option 4.9 2007-12-19 2012-12-19 common stock 142858 142858 D stock option 4.05 2009-02-17 2014-02-17 common stock 200000 200000 D stock option 6.55 2009-05-19 2014-05-19 common stock 200000 200000 D Open market purchase of common stock. Stock options immediately vest except options granted May 19, 2009, which vest one third each year on the anniversary date of the grant and are subject to performance milestones. Charles Gassenheimer 2010-01-27 -----END PRIVACY-ENHANCED MESSAGE-----