-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SbuvGpjRAWhuLc1J91yujp6j28kCrztphFQdiJ2XA71Tjbj9GpgNherVsSn0uISm NG+D63KfeDeFdt91hqPsLA== 0000933259-00-000019.txt : 20000216 0000933259-00-000019.hdr.sgml : 20000216 ACCESSION NUMBER: 0000933259-00-000019 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000215 FILED AS OF DATE: 20000215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GREG MANNING AUCTIONS INC CENTRAL INDEX KEY: 0000895516 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 222365834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-11988 FILM NUMBER: 545271 BUSINESS ADDRESS: STREET 1: 775 PASSAIC AVE CITY: WEST CALDWELL STATE: NJ ZIP: 07006 BUSINESS PHONE: 2018820004 MAIL ADDRESS: STREET 1: 775 PASSAIC AVE CITY: WEST CALDWELL STATE: NJ ZIP: 07006 COMPANY DATA: COMPANY CONFORMED NAME: LIEBMAN LEON CENTRAL INDEX KEY: 0001072481 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 2 NEVILLE TERRACE CITY: LONDON STATE: X0 ZIP: 00000 BUSINESS PHONE: 011441715840311 5 1 FORM 5 OF GREG MANNING AUCTIONS, INC. =================================== ---------------------------- FORM 5 OMB APPROVAL =================================== ---------------------------- |_| Check this box if no longer OMB Number 3235-0287 subject to Section 16. Form 4 Expires: September 30, 1998 or Form 5 obligations may Estimated average burden continue. See Instruction 1(b). hours per response...0.5 ---------------------------- |_| Form 3 Holdings Reported |X| Form 4 Transactions Reported =================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ------------------------------------------ ------------------------------------------- ------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer (Check all applicable) Leon H. Liebman Greg Manning Auctions, Inc. ("GMAI") __X_ Director* __X___10% Owner - ------------------------------------------ ------------------ ------------------------ (Last) (First) (Middle) 3. IRS or Social 4. Statement for _____ Officer (give title below) c/o Michael A. Varet, Esq. Security Number Month/Year Piper Marbury Rudnick & Wolfe LLP of Reporting August 1999 _____ Other (specify below) 1251 Avenue of the Americas Person - ------------------------------------------ (Voluntary) ------------------------ (Street) 5. If Amendment, --------------------------------- Date of Original 7. Individual or Joint/Group Filing New York, New York 10020-1104 (Month/Year) (Check Applicable Line) - ------------------------------------------ _x_ Form filed by One Reporting Person (City) (State) (Zip) ___ Form filed by More than One Reporting Person ------------------ ------------------------ ------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned --------------------------------------------------------------------------------------------------------- - -------------------------- ---------- ------------ ----------------------------------- --------------- ------------- --------------- 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6.Owner- 7. Nature of (Instr. 3) action action or Disposed of (D) Securities ship Indirect Date Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. 8) owned at Direct Ownership (Month/ End of Month (D) or (Instr. 4) Day/ (Instr. 3 Indirect Year) and 4) (I) ------------ ---------------------------------- (Instr.4) ------ ----- ------------- ------ ------------- Code V Amount (A)or Price (D) ----------------------- ---------- ------ ----- ------------- ------ -------------- ---------------- ------------- -------------- ----------------------- ---------- ------ ----- ------------- ------ -------------- ---------------- ------------- -------------- Common Stock 08/02/99 S4 5,000 D $18.062 983,720 D ----------------------- ---------- ------ ----- ------------- ------ -------------- ---------------- ------------- --------------
____________________________ * Reporting Person was a director at the time of the transaction and subsequently ceased to be a director. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1474 (7-96) ** If the form is filed by more than one reporting person, see Instruction 4(b)(v). Page 1 of 2
FORM 5 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------- ---------- ------- ------- ----------------- ------------ ------------------ -------- ---------- ------- --------- 1.Title of Deri- 2.Conver- 3.Trans-4.Trans-5.Number of Deri- 6.Date Exer- 7.Title and Amount 8.Price 9.Number 10.Own- 11.Nature vative Security sion or action action vative Securities cisable and of Underlying Sec- of Deri- of Deri- ership of Bene- (Instr. 3) Exercise Date Code Acquired (A) or Expiration urities vative vative Form of ficial Price of (Month/ (Instr. Disposed of (D) Date (Instr. 3 and 4) Security Securities Deriva- Indirect Deriva- Day/ 8) (Instr.3,4 and 5) (Month/Day (Instr. Benefi- tive Ownership tive Year) Year) 5) cially Securi (Instr. Security Owned at ty: Di- 4) End of rect (D) Month or In- (Instr. 4) direct (I) (Instr. 4) ------- ----------------- ------------- ----------------- ---- -- -------- -------- ------ ------ ------- --------- Code V (A) (D) Date Expir- Title Amount or Exer- ation Number of cis- Date Shares able - ----------------- ---------- ------- -------- ------- -------- ------ ------ ------- --------- -------- ---------- ------- --------- - ----------------- ---------- ------- -------- ------- -------- ------ ------ ------- --------- -------- ---------- ------- ---------
Explanation of Responses: See Attached. By: /s/ Michael A. Varet 2/15/00 ----------------------------- -------- **(Signature of Reporting Person) Date Michael A. Varet Attorney-in-Fact **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection contained in this form are not required to respond unless the form displays valid OMB Number. Page 2 of 2 -----END PRIVACY-ENHANCED MESSAGE-----