0001225208-21-011567.txt : 20210819 0001225208-21-011567.hdr.sgml : 20210819 20210819124020 ACCESSION NUMBER: 0001225208-21-011567 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210817 FILED AS OF DATE: 20210819 DATE AS OF CHANGE: 20210819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robertson Thomas D. CENTRAL INDEX KEY: 0001700768 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34382 FILM NUMBER: 211189452 MAIL ADDRESS: STREET 1: 39 E. CANAL ST. CITY: NELSONVILLE STATE: OH ZIP: 45764 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY BRANDS, INC. CENTRAL INDEX KEY: 0000895456 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 311364046 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147531951 MAIL ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 FORMER COMPANY: FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC DATE OF NAME CHANGE: 19950706 4 1 doc4.xml X0306 4 2021-08-17 0000895456 ROCKY BRANDS, INC. RCKY 0001700768 Robertson Thomas D. 39 EAST CANAL STREET NELSONVILLE OH 45764 1 EVP, CFO & Treasurer Common Stock, without par value 2021-08-17 4 M 0 5400.0000 10.3500 A 7200.0000 D Common Stock, without par value 2021-08-17 4 M 0 100.0000 11.5500 A 7300.0000 D Stock Option (right to buy) 11.5500 2021-08-17 4 M 0 100.0000 0.0000 D 2027-01-03 Common Stock, without par value 100.0000 100.0000 D Stock Option (right to buy) 10.3500 2021-08-17 4 M 0 5400.0000 0.0000 D 2027-03-09 Common Stock, without par value 5400.0000 4600.0000 D Option vests 20% per year beginning on the first anniversary of the date of grant. Jeremy D. Siegfried, Attorney-in-Fact 2021-08-18