0001225208-21-000209.txt : 20210105 0001225208-21-000209.hdr.sgml : 20210105 20210105154852 ACCESSION NUMBER: 0001225208-21-000209 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKS MIKE CENTRAL INDEX KEY: 0000904913 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34382 FILM NUMBER: 21505269 MAIL ADDRESS: STREET 1: 39 E CANAL ST CITY: NELSONVILLE STATE: OH ZIP: 45764 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY BRANDS, INC. CENTRAL INDEX KEY: 0000895456 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 311364046 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147531951 MAIL ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 FORMER COMPANY: FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC DATE OF NAME CHANGE: 19950706 4 1 doc4.xml X0306 4 2021-01-04 0000895456 ROCKY BRANDS, INC. RCKY 0000904913 BROOKS MIKE 39 EAST CANAL STREET NELSONVILLE OH 45764 1 1 Chairman of the Board Stock Option (right to buy) 28.0700 2021-01-04 4 A 0 5000.0000 0.0000 A 2026-01-04 Common Stock, without par value 5000.0000 5000.0000 D Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021. Jeremy D. Siegfried, Attorney-in-Fact 2021-01-05