EX-99.77O RULE 10F-3 5 ex99-77o.htm

Exhibit 77(o)

 

 

Transactions effected pursuant to Rule 10f-3

 

 

Fund Name Issuer Date of
Purchase		 Broker / Dealer
From Whom
Purchased		 Affiliated/Principal
Underwriter of
Syndicate
         
ING Global Bond Fund Vimpelcom Holdings NV 06/22/11 HSBC Securities ING Groep NV
         
ING Global Bond Fund Goldman Sachs Group Inc. (Float 02/07/2014) 02/02/11 Goldman Sachs ING Financial Markets LLC
         
ING Global Bond Fund Cemex SAB De CV (9%, 01/11/2018) 01/05/11 Chase Securities ING Capital Management Ltd
         
ING Global Bond Fund Plains All American Pipeline (5% 02/01/2021) 01/05/11 Wachovia ING Financial Markets LLC