EX-99.77O RULE 10F-3 4 ex99-77o.htm

Exhibit 77(o)

 

 

Transactions effected pursuant to Rule 10f-3

 

Fund Name   Issuer   Date of
Purchase		   Broker / Dealer From
Whom Purchased		   Affiliated/Principal Underwriter
of Syndicate
                 
ING Global Bond Fund   Goldman Sachs Group Inc. (Float 02/07/2014)   02/02/11   Goldman Sachs   ING Financial Markets LLC
ING Global Bond Fund   Cemex SAB De CV (9%, 01/11/2018)   01/05/11   Chase Securities   ING Capital Management Ltd
ING Global Bond Fund   Plains All American Pipeline (5% 02/01/2021)   01/05/11   Wachovia   ING Financial Markets LLC
ING Emerging Countries Fund   AIA Group Ltd 144A   10/22/10   Morgan Stanley & Company   ING Bank NV
ING Global Opportunities Fund   AIA Group Ltd 144A   10/22/10   Morgan Stanley & Company   ING Bank NV