0001209191-24-001916.txt : 20240119
0001209191-24-001916.hdr.sgml : 20240119
20240119161128
ACCESSION NUMBER: 0001209191-24-001916
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240117
FILED AS OF DATE: 20240119
DATE AS OF CHANGE: 20240119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GORMAN JAMES P
CENTRAL INDEX KEY: 0001182328
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 24545703
MAIL ADDRESS:
STREET 1: C/O MORGAN STANLEY
STREET 2: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2024-01-17
0
0000895421
MORGAN STANLEY
MS
0001182328
GORMAN JAMES P
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
1
1
0
0
Executive Chairman
0
Common Stock
2024-01-17
4
A
0
63164.34
0.00
A
627741.476
D
Common Stock
2024-01-17
4
F
0
43040
85.97
D
584701.476
D
Common Stock
1972.348
I
By 401(k) Plan
Common Stock
450000
I
By Grantor Retained Annuity Trust
Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021 and January 20, 2022.
Since the Reporting Person's last report, 450,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust.
/s/ Martin M. Cohen, Attorney-in-Fact
2024-01-19