0001209191-23-057260.txt : 20231204
0001209191-23-057260.hdr.sgml : 20231204
20231204170205
ACCESSION NUMBER: 0001209191-23-057260
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231201
FILED AS OF DATE: 20231204
DATE AS OF CHANGE: 20231204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUCZO STEPHEN J
CENTRAL INDEX KEY: 0001248260
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 231464121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-12-01
0
0000895421
MORGAN STANLEY
MS
0001248260
LUCZO STEPHEN J
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
1
0
0
0
0
Common Stock
2023-12-01
4
A
0
623.406
80.2045
A
14262.831
D
Common Stock
172363
I
By Revocable Trust
Common Stock
26000
I
By Grantor Retained Annuity Trust
Common Stock
34000
I
By Family Trust
Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
Since the Reporting Person's last report, 24,000 shares of Common Stock previously reported as indirectly beneficially owned by a grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment.
/s/ Martin M. Cohen, Attorney-in-Fact
2023-12-04