0001209191-23-055506.txt : 20231116
0001209191-23-055506.hdr.sgml : 20231116
20231116161235
ACCESSION NUMBER: 0001209191-23-055506
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231114
FILED AS OF DATE: 20231116
DATE AS OF CHANGE: 20231116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SAPERSTEIN ANDREW M
CENTRAL INDEX KEY: 0001362383
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 231414730
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: Saperstein Andrew
DATE OF NAME CHANGE: 20060510
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-11-14
0
0000895421
MORGAN STANLEY
MS
0001362383
SAPERSTEIN ANDREW M
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
0
1
0
0
Co-President/Head of WM
0
Common Stock
2023-11-14
4
I
0
1238.036
78.31
D
0
I
By 401(k) Plan
Common Stock
307558.187
D
The Reporting Person transferred his balance held in the Morgan Stanley Stock Fund to other funds in the Morgan Stanley 401(k) Plan.
/s/ Martin M. Cohen, Attorney-in-Fact
2023-11-16