0001209191-23-032503.txt : 20230526 0001209191-23-032503.hdr.sgml : 20230526 20230526161056 ACCESSION NUMBER: 0001209191-23-032503 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230519 FILED AS OF DATE: 20230526 DATE AS OF CHANGE: 20230526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Charles Aubrey III CENTRAL INDEX KEY: 0001977796 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 23968979 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2023-05-19 0 0000895421 MORGAN STANLEY MS 0001977796 Smith Charles Aubrey III C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 1 0 0 Chief Risk Officer Common Stock 142028.598 D Common Stock 5070.668 I By 401(k) Plan /s/ Martin M. Cohen, Attorney-in-Fact 2023-05-26 EX-24 2 poa.txt POA DOCUMENT POWER OF ATTORNEY The undersigned hereby makes, constitutes and appoints each of Martin M. Cohen, Tara Giannone, Jill Chesler Schwartz, Daniel T. Rothberg, and Melissa Bybee Brown to act severally and not jointly, as his true and lawful agents and attorneys-in-fact, with full power and authority to act hereunder, each in his/her discretion, in the name of and for and on behalf of the undersigned as fully as could the undersigned if present and acting in person, to request electronic filing codes from the Securities and Exchange Commission (the "SEC") by filing the Form ID Uniform Application for Access Codes to File on EDGAR and to make any and all required or voluntary filings under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the applicable rules and regulation thereunder, with the SEC, and any and all applicable stock exchanges, Morgan Stanley and any other person or entity to which such filings may be required under Section 16(a) of the Exchange Act as a result of the undersigned's status as an officer, director or stockholder of Morgan Stanley. This power of attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to securities of Morgan Stanley. IN WITNESS WHEREOF, the undersigned has executed this power of attorney, effective as of this 7th day of May 2023. By: /s/ Charles A. Smith ------------------------------------- Charles A. Smith