0001209191-23-032503.txt : 20230526
0001209191-23-032503.hdr.sgml : 20230526
20230526161056
ACCESSION NUMBER: 0001209191-23-032503
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230519
FILED AS OF DATE: 20230526
DATE AS OF CHANGE: 20230526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Charles Aubrey III
CENTRAL INDEX KEY: 0001977796
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 23968979
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2023-05-19
0
0000895421
MORGAN STANLEY
MS
0001977796
Smith Charles Aubrey III
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
0
1
0
0
Chief Risk Officer
Common Stock
142028.598
D
Common Stock
5070.668
I
By 401(k) Plan
/s/ Martin M. Cohen, Attorney-in-Fact
2023-05-26
EX-24
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
The undersigned hereby makes, constitutes and appoints each of Martin M. Cohen,
Tara Giannone, Jill Chesler Schwartz, Daniel T. Rothberg, and Melissa Bybee
Brown to act severally and not jointly, as his true and lawful agents and
attorneys-in-fact, with full power and authority to act hereunder, each in
his/her discretion, in the name of and for and on behalf of the undersigned as
fully as could the undersigned if present and acting in person, to request
electronic filing codes from the Securities and Exchange Commission (the "SEC")
by filing the Form ID Uniform Application for Access Codes to File on EDGAR and
to make any and all required or voluntary filings under Section 16(a) of the
Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the
applicable rules and regulation thereunder, with the SEC, and any and all
applicable stock exchanges, Morgan Stanley and any other person or entity to
which such filings may be required under Section 16(a) of the Exchange Act as a
result of the undersigned's status as an officer, director or stockholder of
Morgan Stanley. This power of attorney shall remain in full force and effect
until the undersigned is no longer required to file Forms 3, 4 and 5 with
respect to securities of Morgan Stanley.
IN WITNESS WHEREOF, the undersigned has executed this power of attorney,
effective as of this 7th day of May 2023.
By: /s/ Charles A. Smith
-------------------------------------
Charles A. Smith