0001209191-23-004251.txt : 20230120 0001209191-23-004251.hdr.sgml : 20230120 20230120162558 ACCESSION NUMBER: 0001209191-23-004251 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230118 FILED AS OF DATE: 20230120 DATE AS OF CHANGE: 20230120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PICK EDWARD N CENTRAL INDEX KEY: 0001801222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 23541345 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-18 0 0000895421 MORGAN STANLEY MS 0001801222 PICK EDWARD N C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 1 0 0 Co-President/Head of IS Common Stock 2023-01-18 4 A 0 61477.12 0.00 A 804988.893 D Common Stock 2023-01-18 4 F 0 30024 97.08 D 774964.893 D Common Stock 2023-01-18 4 S 0 109754 96.8362 D 665210.893 D Common Stock 2023-01-18 4 S 0 25246 97.6157 D 639964.893 D Common Stock 2023-01-18 5 G 0 E 1082 0.00 D 638882.893 D Common Stock 3876.333 I By 401(k) Plan Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.35 to $97.32, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.35 to $97.89, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Martin M. Cohen, Attorney-in-Fact 2023-01-20