0001209191-22-042850.txt : 20220721 0001209191-22-042850.hdr.sgml : 20220721 20220721162627 ACCESSION NUMBER: 0001209191-22-042850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220720 FILED AS OF DATE: 20220721 DATE AS OF CHANGE: 20220721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAPERSTEIN ANDREW M CENTRAL INDEX KEY: 0001362383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 221097354 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: Saperstein Andrew DATE OF NAME CHANGE: 20060510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-07-20 0 0000895421 MORGAN STANLEY MS 0001362383 SAPERSTEIN ANDREW M C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 1 0 0 Co-President/Head of WM Depositary Shares 2022-07-20 4 S 0 100 D 0 D Each Depositary Share represents a 1/100th interest in a share of Morgan Stanley Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series N, $0.01 par value per share. The Depositary Shares were sold for $92,651.72, which includes accrued dividends. The Depositary Shares have a liquidation preference of $1,000 per Depositary Share. /s/ Martin M. Cohen, Attorney-in-Fact 2022-07-21