0001209191-22-004399.txt : 20220121 0001209191-22-004399.hdr.sgml : 20220121 20220121161434 ACCESSION NUMBER: 0001209191-22-004399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220120 FILED AS OF DATE: 20220121 DATE AS OF CHANGE: 20220121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GORMAN JAMES P CENTRAL INDEX KEY: 0001182328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 22546079 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY STREET 2: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-01-20 0 0000895421 MORGAN STANLEY MS 0001182328 GORMAN JAMES P C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 1 1 0 0 Chairman and CEO Common Stock 2022-01-20 4 A 0 50189.67 0.00 A 1211836.774 D Common Stock 2022-01-20 4 F 0 75138 95.73 D 1136698.774 D Common Stock 1837.933 I By 401(k) Plan Common Stock 24575 I By Grantor Retained Annuity Trust Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019 and January 17, 2020. /s/ Martin M. Cohen, Attorney-in-Fact 2022-01-21