0001209191-22-004399.txt : 20220121
0001209191-22-004399.hdr.sgml : 20220121
20220121161434
ACCESSION NUMBER: 0001209191-22-004399
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220120
FILED AS OF DATE: 20220121
DATE AS OF CHANGE: 20220121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GORMAN JAMES P
CENTRAL INDEX KEY: 0001182328
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 22546079
MAIL ADDRESS:
STREET 1: C/O MORGAN STANLEY
STREET 2: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-01-20
0
0000895421
MORGAN STANLEY
MS
0001182328
GORMAN JAMES P
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
1
1
0
0
Chairman and CEO
Common Stock
2022-01-20
4
A
0
50189.67
0.00
A
1211836.774
D
Common Stock
2022-01-20
4
F
0
75138
95.73
D
1136698.774
D
Common Stock
1837.933
I
By 401(k) Plan
Common Stock
24575
I
By Grantor Retained Annuity Trust
Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019 and January 17, 2020.
/s/ Martin M. Cohen, Attorney-in-Fact
2022-01-21