0001209191-20-013842.txt : 20200228 0001209191-20-013842.hdr.sgml : 20200228 20200228162640 ACCESSION NUMBER: 0001209191-20-013842 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200228 DATE AS OF CHANGE: 20200228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAPERSTEIN ANDREW M CENTRAL INDEX KEY: 0001362383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 20670682 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: Saperstein Andrew DATE OF NAME CHANGE: 20060510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-28 0 0000895421 MORGAN STANLEY MS 0001362383 SAPERSTEIN ANDREW M C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 1 0 0 Head of Wealth Management Common Stock 2020-02-28 4 A 0 37590 0.00 A 164727.301 D Common Stock 2020-02-28 4 F 0 18407 45.41 D 146320.301 D Common Stock 1104.063 I By 401(k) Plan Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 18, 2017. Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). /s/ Martin M. Cohen, Attorney-in-Fact 2020-02-28