0001209191-18-004573.txt : 20180119 0001209191-18-004573.hdr.sgml : 20180119 20180119163814 ACCESSION NUMBER: 0001209191-18-004573 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180119 FILED AS OF DATE: 20180119 DATE AS OF CHANGE: 20180119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMKOWITZ DANIEL A CENTRAL INDEX KEY: 0001680385 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 18537713 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY, 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-19 0 0000895421 MORGAN STANLEY MS 0001680385 SIMKOWITZ DANIEL A C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 1 0 0 Head of Investment Management Common Stock 2018-01-19 4 A 0 33450.8 0.00 A 310148.078 D Common Stock 2018-01-19 4 F 0 69851 55.84 D 240297.078 D Common Stock 1423.022 I By 401(k) Plan Restricted Stock Units granted in 2018 as part of 2017 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2015. /s/ Martin M. Cohen, Attorney-in-Fact 2018-01-19