0001209191-16-152985.txt : 20161202
0001209191-16-152985.hdr.sgml : 20161202
20161202160640
ACCESSION NUMBER: 0001209191-16-152985
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161201
FILED AS OF DATE: 20161202
DATE AS OF CHANGE: 20161202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIMKOWITZ DANIEL A
CENTRAL INDEX KEY: 0001680385
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 162031216
MAIL ADDRESS:
STREET 1: C/O MORGAN STANLEY, 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-01
0
0000895421
MORGAN STANLEY
MS
0001680385
SIMKOWITZ DANIEL A
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
0
1
0
0
Head of Investment Management
Common Stock
2016-12-01
4
M
0
121351
30.01
A
385473.074
D
Common Stock
2016-12-01
4
S
0
121351
42.0509
D
264122.074
D
Common Stock
1397.287
I
By 401(k) Plan
Employee Stock Option (Right to Buy)
30.01
2016-12-01
4
M
0
121351
0.00
D
2018-01-21
Common Stock
121351
0
D
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42 to $42.12, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Options vested and became exercisable in three equal annual installments beginning on February 2, 2012.
/s/ Martin M. Cohen, Attorney-in-Fact
2016-12-02