0001209191-16-134436.txt : 20160729
0001209191-16-134436.hdr.sgml : 20160729
20160729160746
ACCESSION NUMBER: 0001209191-16-134436
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160726
FILED AS OF DATE: 20160729
DATE AS OF CHANGE: 20160729
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIMKOWITZ DANIEL A
CENTRAL INDEX KEY: 0001680385
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 161794220
MAIL ADDRESS:
STREET 1: C/O MORGAN STANLEY, 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2016-07-26
0
0000895421
MORGAN STANLEY
MS
0001680385
SIMKOWITZ DANIEL A
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
0
1
0
0
Head of Investment Management
Common Stock
321140.207
D
Common Stock
1381.186
I
By 401(k) Plan
Employee Stock Option (Right to Buy)
66.726
2016-12-12
Common Stock
20292
D
Employee Stock Option (Right to Buy)
30.01
2018-01-21
Common Stock
121351
D
Options become exercisable upon vesting. The award is fully exercisable.
/s/ Martin M. Cohen, Attorney-in-Fact
2016-07-29
EX-24.3_668500
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
The undersigned hereby makes, constitutes and appoints each of Martin M. Cohen,
Tara Giannone, Jill Chesler Schwartz, and Melissa Bybee to act severally and not
jointly, as his true and lawful agents and attorneys-in-fact, with full power
and authority to act hereunder, each in his/her discretion, in the name of and
for and on behalf of the undersigned as fully as could the undersigned if
present and acting in person, to request electronic filing codes from the
Securities and Exchange Commission (the "SEC") by filing the Form ID Uniform
Application for Access Codes to File on EDGAR and to make any and all required
or voluntary filings under Section 16(a) of the Securities Exchange Act of 1934,
as amended (the "Exchange Act"), and the applicable rules and regulation
thereunder, with the SEC, and any and all applicable stock exchanges, Morgan
Stanley and any other person or entity to which such filings may be required
under Section 16(a) of the Exchange Act as a result of the undersigned's status
as an officer, director or stockholder of Morgan Stanley. This power of attorney
shall remain in full force and effect until the undersigned is no longer
required to file Forms 3, 4 and 5 with respect to securities of Morgan Stanley.
IN WITNESS WHEREOF, the undersigned has executed this power of attorney,
effective as of this 21st day of July 2016.
By: /s/ Daniel A. Simkowitz
-------------------------------------
Daniel A. Simkowitz