-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PzYSz8tBw6nJqlAcS2cqnAosVGFlp9AQxekwCK5kGFiIQm/6+OxiCZtz/2l9Evpu n0Uo/WYlRFiBB8w6g1P9CA== 0001204892-03-000078.txt : 20031202 0001204892-03-000078.hdr.sgml : 20031202 20031202142848 ACCESSION NUMBER: 0001204892-03-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031128 FILED AS OF DATE: 20031202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PANDIT VIKRAM S CENTRAL INDEX KEY: 0001183417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 031032252 BUSINESS ADDRESS: STREET 1: MORGAN STANLEY STREET 2: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127614000 MAIL ADDRESS: STREET 1: 1221 SIXTH AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2003-11-28 0 0000895421 MORGAN STANLEY MWD 0001183417 PANDIT VIKRAM S MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 0 0 1 Business Unit Co-Head Common Stock 2003-11-28 4 A 0 69585 0 A 1584541 D Common Stock 9787 I By 401(k) Plan/ESOP Trust Employee Stock Option (Right to Buy) 55.45 2003-11-28 4 A 0 156567 0 A 2014-01-02 Common Stock 156567 156567 D Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1. Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007. Charlene R. Herzer, Attorney-In-Fact 2003-12-02 -----END PRIVACY-ENHANCED MESSAGE-----