-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KGnNNkrUgtKJVGQBEIrT7l5uOsoaDhTb/GF408ojonGnO9fDiIO4SxPayGgXIBvh XWH22eJGLs0hOW3ad7nndw== 0000905148-00-000197.txt : 20000203 0000905148-00-000197.hdr.sgml : 20000203 ACCESSION NUMBER: 0000905148-00-000197 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991220 ITEM INFORMATION: FILED AS OF DATE: 20000126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-11758 FILM NUMBER: 513851 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127614000 MAIL ADDRESS: STREET 1: 1585 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 8-K 1 T:\EDGAR\654570.TXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT ------------- Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 1999 MORGAN STANLEY DEAN WITTER & CO. (Exact name of Registrant as specified in its Charter) Delaware (State of Incorporation) 1-11758 36-3145972 (Commission File Number) (IRS Employer Id. Number) 1585 Broadway 10036 New York, New York (Zip Code) (Address of principal executive offices) (212) 761-4000 (Registrant's telephone number, including area code) Not Applicable (Former Name or Former Address, If Changed Since Last Report) Item 5. Other Events On December 20, 1999, Morgan Stanley Dean Witter & Co., a Delaware corporation (the "Company"), declared a two-for-one stock split of the Company's Common Stock in the form of a 100% stock dividend payable January 26, 2000 to common stockholders of record as of January 12, 2000 (the "2000 Stock Split"). In accordance with Rule 416 under the Securities Act of 1933, as amended, and the July 1997 telephone interpretation manual published by the staff of the Securities and Exchange Commission (the "Commission"), the Company hereby adjusts the number of shares of Common Stock and associated preferred stock purchase rights ("rights") registered with the Commission pursuant to its following outstanding Registration Statements as follows: (1) the Company hereby adjusts the number of shares of Common Stock and associated rights registered with the Commission on Form S-3 Registration Statement (File No. 33-92172) for issuance pursuant to the Share Purchase and Dividend Reinvestment Plan from 10,000,000 shares and associated rights to 40,000,000 shares and associated rights, to reflect the 2000 Stock Split and the Company's prior two-for-one stock split which was paid on January 14, 1997 to common stockholders of record as of December 26, 1996 (the "1997 Stock Split"); (2) the Company hereby adjusts the number of shares of Common Stock and associated rights registered with the Commission on Form S-8 Registration Statement (File No. 33-82242) for issuance pursuant to the Dean Witter Reynolds Inc. Financial Advisor Productivity Compensation Plan (formerly known as the Account Executive Productivity Compensation Plan) from 13,000,000 shares and associated rights to 26,000,000 shares and associated rights, to reflect the 2000 Stock Split (the Registration Statement had previously been amended to reflect the 1997 Stock Split); (3) the Company hereby adjusts the number of shares of Common Stock and associated rights registered with the Commission on Form S-8 Registration Statement (File No. 33-82244) for issuance pursuant to the Dean Witter Reynolds Inc. Branch Manager Compensation Plan from 1,000,000 shares and associated rights to 2,000,000 shares and associated rights, to reflect the 2000 Stock Split (the Registration Statement had previously been amended to reflect the 1997 Stock Split); (4) the Company hereby adjusts the number of shares of Common Stock and associated rights registered with the Commission on Form S-8 Registration Statement (File No. 33-63026) for issuance pursuant to the Dean Witter START Plan (Saving Today Affords Retirement Tomorrow) (formerly known as the Dean Witter Reynolds Inc. Employee Retirement Investment Plan) from 30,000,000 shares and associated rights to 60,000,000 shares and associated rights, to reflect the 2000 Stock Split (the Registration Statement had previously been amended to reflect the 1997 Stock Split); and (5) the Company hereby adjusts the number of shares of Common Stock and associated rights registered with the Commission on Form S-8 Registration Statement (File No. 333-62869) for issuance pursuant to the Dean Witter START Plan (Saving Today Affords Retirement Tomorrow) from 5,000,000 shares and associated rights, to 10,000,000 shares and associated rights, to reflect the 2000 Stock Split. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. MORGAN STANLEY DEAN WITTER & CO. By: /s/ Ronald T. Carman ----------------------------- Name: Ronald T. Carman Title: Assistant Secretary Date: January 26, 2000 -----END PRIVACY-ENHANCED MESSAGE-----