0001209191-14-014733.txt : 20140227 0001209191-14-014733.hdr.sgml : 20140227 20140227113931 ACCESSION NUMBER: 0001209191-14-014733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140224 FILED AS OF DATE: 20140227 DATE AS OF CHANGE: 20140227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TUFCO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000895329 STANDARD INDUSTRIAL CLASSIFICATION: CONVERTED PAPER & PAPERBOARD PRODS (NO CONTAINERS/BOXES) [2670] IRS NUMBER: 391723477 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3161 S. RIDGE ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 BUSINESS PHONE: 9203360054 MAIL ADDRESS: STREET 1: P.O. BOX 23500 CITY: GREEN BAY STATE: WI ZIP: 54305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ziemendorf William R CENTRAL INDEX KEY: 0001434938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21018 FILM NUMBER: 14647432 MAIL ADDRESS: STREET 1: 150 FALCON HILL COURT CITY: GREEN BAY STATE: WI ZIP: 54302 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-24 1 0000895329 TUFCO TECHNOLOGIES INC TFCO 0001434938 Ziemendorf William R 1343 WILLOW CREEK PARKWAY GREEN BAY WI 54311 1 0 0 0 Options to Buy 0.00 2014-02-24 2014-02-24 4 D 0 3000 0.00 D 2014-02-24 2018-05-15 Common Stock 3000 15000 D Options to Buy 2.09 2014-02-24 2014-02-24 4 D 0 3000 0.00 D 2014-02-24 2019-05-12 Common Stock 3000 12000 D Options to Buy 1.87 2014-02-24 2014-02-24 4 D 0 3000 0.00 D 2014-02-24 2020-05-18 Common Stock 3000 9000 D Options to Buy 2.54 2014-02-24 2014-02-24 4 D 0 3000 0.00 D 2014-02-24 2021-05-26 Common Stock 3000 6000 D Options to Buy 2.82 2014-02-24 2014-02-24 4 D 0 3000 0.00 D 2014-02-24 2022-05-23 Common Stock 3000 3000 D Options to Buy 0.42 2014-02-24 2014-02-24 4 D 0 3000 0.00 D 2014-02-24 2023-06-14 Common Stock 3000 0 D The price listed represents the difference between the exercise price of the options, $7.00, and the merger consideration of $6.07 at which all shares of common stock were cancelled and exchanged for the said merger consideration (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 20, 2013, by and among Tufco Holdings, LLC, Packers Acquisition Sub, Inc. and Tufco Technologies, Inc. (the "Merger Agreement"). As the exercise price is greater than the Merger consideration, the conversion price is deemed to be $0. The price listed represents the difference between the exercise price of the options, $3.98, and the Merger consideration pursuant to the Merger Agreement, $6.07. The price listed represents the difference between the exercise price of the options, $4.20, and the Merger consideration pursuant to the Merger Agreement, $6.07. The price listed represents the difference between the exercise price of the options, $3.53, and the Merger consideration pursuant to the Merger Agreement, $6.07. The price listed represents the difference between the exercise price of the options, $3.25, and the Merger consideration pursuant to the Merger Agreement, $6.07. The price listed represents the difference between the exercise price of the options, $5.65, and the Merger consideration pursuant to the Merger Agreement, $6.07. /s/ William R. Ziemendorf 2014-02-26