0001209191-14-014732.txt : 20140227 0001209191-14-014732.hdr.sgml : 20140227 20140227113830 ACCESSION NUMBER: 0001209191-14-014732 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140224 FILED AS OF DATE: 20140227 DATE AS OF CHANGE: 20140227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TUFCO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000895329 STANDARD INDUSTRIAL CLASSIFICATION: CONVERTED PAPER & PAPERBOARD PRODS (NO CONTAINERS/BOXES) [2670] IRS NUMBER: 391723477 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3161 S. RIDGE ROAD CITY: GREEN BAY STATE: WI ZIP: 54304 BUSINESS PHONE: 9203360054 MAIL ADDRESS: STREET 1: P.O. BOX 23500 CITY: GREEN BAY STATE: WI ZIP: 54305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robinson James F CENTRAL INDEX KEY: 0001528628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21018 FILM NUMBER: 14647428 MAIL ADDRESS: STREET 1: 1534 DIAMOND CT CITY: GREEN BAY STATE: WI ZIP: 54311 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-24 1 0000895329 TUFCO TECHNOLOGIES INC TFCO 0001528628 Robinson James F 1534 DIAMOND CT GREEN BAY WI 54311 0 1 0 0 CEO Common Stock 2014-02-24 2014-02-24 4 D 0 13100 6.07 D 0 D Options to Buy 2.82 2014-02-24 2014-02-24 4 D 0 5000 0.00 D 2014-02-24 2020-09-14 Common Stock 5000 28000 D Options to Buy 2.17 2014-02-24 2014-02-24 4 D 0 8000 0.00 D 2014-02-24 2021-08-24 Common Stock 8000 20000 D Options to Buy 2.82 2014-02-24 2014-02-24 4 D 0 20000 0.00 D 2014-02-24 2022-05-24 Common Stock 20000 0 D Pursuant to the Agreement and Plan of Merger, dated as of December 20, 2013, by and among Tufco Holdings, LLC, Packers Acquisition Sub, Inc. and Tufco Technologies, Inc. (the "Merger Agreement"), all shares of common stock were cancelled and exchanged for merger consideration of $6.07 per share in the merger (the "Merger"). price listed represents the difference between the exercise price of the options, $3.25 and the Merger consideration pursuant to the Merger Agreement, $6.07. The price listed represents the difference between the exercise price of the options, $3.90 and the Merger consideration pursuant to the Merger Agreement, $6.07. price listed represents the difference between the exercise price of the options, $3.25 and the Merger consideration pursuant to the Merger Agreement, $6.07. /s/ James F. Robinson 2014-02-26