0001144204-18-020555.txt : 20180413
0001144204-18-020555.hdr.sgml : 20180413
20180413180352
ACCESSION NUMBER: 0001144204-18-020555
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180412
FILED AS OF DATE: 20180413
DATE AS OF CHANGE: 20180413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAPITELLI SARA B
CENTRAL INDEX KEY: 0001509032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20713
FILM NUMBER: 18755203
MAIL ADDRESS:
STREET 1: 9640
STREET 2: MEDICAL CENTER DRIVE
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASI Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0000895051
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 581959440
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9620 MEDICAL CENTER DR
STREET 2: STE 300
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 240-864-2600
MAIL ADDRESS:
STREET 1: 9620 MEDICAL CENTER DR
STREET 2: STE 300
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
FORMER COMPANY:
FORMER CONFORMED NAME: ENTREMED INC
DATE OF NAME CHANGE: 19960415
4
1
tv491089_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-04-12
0
0000895051
CASI Pharmaceuticals, Inc.
CASI
0001509032
CAPITELLI SARA B
CASI PHARMACEUTICALS, INC.
9620 MEDICAL CENTER DRIVE, SUITE 300
ROCKVILLE
MD
20850
0
1
0
0
VP Fin & Principal Account Off
Common Stock
2018-04-12
4
M
0
26978
0.88
A
26978
D
Common Stock
2018-04-12
4
F
0
8200
6.62
D
18778
D
Common Stock
2018-04-12
4
D
0
18778
6.62
D
0
D
Employee Stock Option (Right to Buy)
0.88
2018-04-12
4
M
0
26978
0
D
2026-03-02
Common Stock
26978
0
D
These stock options are the vested portion of stock options that were granted on March 2, 2016 which vested or will vest as follows: 25% on the date of grant, and the remainder ratably over three years on a monthly basis.
/s/ Sara B. Capitelli
2018-04-13