0001144204-18-020555.txt : 20180413 0001144204-18-020555.hdr.sgml : 20180413 20180413180352 ACCESSION NUMBER: 0001144204-18-020555 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180412 FILED AS OF DATE: 20180413 DATE AS OF CHANGE: 20180413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPITELLI SARA B CENTRAL INDEX KEY: 0001509032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 18755203 MAIL ADDRESS: STREET 1: 9640 STREET 2: MEDICAL CENTER DRIVE CITY: ROCKVILLE STATE: MD ZIP: 20850 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASI Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0000895051 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 581959440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 240-864-2600 MAIL ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: ENTREMED INC DATE OF NAME CHANGE: 19960415 4 1 tv491089_4.xml OWNERSHIP DOCUMENT X0306 4 2018-04-12 0 0000895051 CASI Pharmaceuticals, Inc. CASI 0001509032 CAPITELLI SARA B CASI PHARMACEUTICALS, INC. 9620 MEDICAL CENTER DRIVE, SUITE 300 ROCKVILLE MD 20850 0 1 0 0 VP Fin & Principal Account Off Common Stock 2018-04-12 4 M 0 26978 0.88 A 26978 D Common Stock 2018-04-12 4 F 0 8200 6.62 D 18778 D Common Stock 2018-04-12 4 D 0 18778 6.62 D 0 D Employee Stock Option (Right to Buy) 0.88 2018-04-12 4 M 0 26978 0 D 2026-03-02 Common Stock 26978 0 D These stock options are the vested portion of stock options that were granted on March 2, 2016 which vested or will vest as follows: 25% on the date of grant, and the remainder ratably over three years on a monthly basis. /s/ Sara B. Capitelli 2018-04-13