0001104659-20-074352.txt : 20200618
0001104659-20-074352.hdr.sgml : 20200618
20200618060436
ACCESSION NUMBER: 0001104659-20-074352
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200616
FILED AS OF DATE: 20200618
DATE AS OF CHANGE: 20200618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wu Yue Alexander
CENTRAL INDEX KEY: 0001682419
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20713
FILM NUMBER: 20971167
MAIL ADDRESS:
STREET 1: C/O SORRENTO THERAPEUTICS, INC.
STREET 2: 9380 JUDICIAL DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASI Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0000895051
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 581959440
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9620 MEDICAL CENTER DR
STREET 2: STE 300
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 240-864-2600
MAIL ADDRESS:
STREET 1: 9620 MEDICAL CENTER DR
STREET 2: STE 300
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
FORMER COMPANY:
FORMER CONFORMED NAME: ENTREMED INC
DATE OF NAME CHANGE: 19960415
4
1
tm2022841d3_form4.xml
FORM 4
X0306
4
2020-06-16
0
0000895051
CASI Pharmaceuticals, Inc.
CASI
0001682419
Wu Yue Alexander
CASI PHARMACEUTICALS, INC.
9620 MEDICAL CENTER DR. SUITE 300
ROCKVILLE
MD
20850
1
0
0
0
Stock Option (Right to Buy)
2.63
2020-06-16
4
A
0
68800
0
A
2030-06-16
Common Stock
68800
68800
D
Stock option award will vest ratably quarterly to the end of the year.
/s/ Cynthia W. Hu, attorney-in-fact for Yue Alexander Wu
2020-06-17