<SEC-DOCUMENT>0001213900-21-000919-index.html : 20210107 <SEC-HEADER>0001213900-21-000919.hdr.sgml : 20210107 <ACCEPTANCE-DATETIME>20210107164321 ACCESSION NUMBER: 0001213900-21-000919 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 6 FILED AS OF DATE: 20210107 DATE AS OF CHANGE: 20210107 GROUP MEMBERS: B. RILEY CAPITAL MANAGEMENT, LLC GROUP MEMBERS: B. RILEY PRINCIPAL INVESTMENTS, LLC GROUP MEMBERS: BR DIALECTIC CAPITAL MANAGEMENT, LLC GROUP MEMBERS: BRC PARTNERS MANAGEMENT GP, LLC GROUP MEMBERS: BRC PARTNERS OPPORTUNITY FUND, LP GROUP MEMBERS: BRF FINANCE CO., LLC GROUP MEMBERS: BRYANT R. RILEY GROUP MEMBERS: DIALECTIC ANTITHESIS PARTNERS, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: theMaven, Inc. CENTRAL INDEX KEY: 0000894871 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 680232575 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48055 FILM NUMBER: 21514699 BUSINESS ADDRESS: STREET 1: 1500 FOURTH AVENUE, SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 775-600-2765 MAIL ADDRESS: STREET 1: 1500 FOURTH AVENUE, SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: THEMAVEN, INC. DATE OF NAME CHANGE: 20161209 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED SURGICAL SYSTEMS INC DATE OF NAME CHANGE: 19960725 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13D/A <SEQUENCE>1 <FILENAME>ea132659-13da1briley_themav.htm <DESCRIPTION>AMENDMENT NO. 1 TO SCHEDULE 13D <TEXT> Document 1 - file: ea132659-13da1briley_themav.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>ea132659ex99-1_themaven.htm <DESCRIPTION>SECONDARY SECURITIES PURCHASE AGREEMENT, EFFECTIVE AS OF DECEMBER 28, 2020, BY AND BETWEEN WARLOCK PARTNERS LLC AND DIALECTIC ANTITHESIS PARTNERS, LP <TEXT> Document 2 - file: ea132659ex99-1_themaven.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>3 <FILENAME>ea132659ex99-2_themaven.htm <DESCRIPTION>IRREVOCABLE NOTICE OF CONVERSION OF DEBENTURES DUE DECEMBER 31, 2020, EXECUTED BY BRPI ON DECEMBER 30, 2020 (WITH RESPECT TO THE 2018 CONVERTIBLE DEBENTURES HELD BY BRPI) <TEXT> Document 3 - file: ea132659ex99-2_themaven.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>4 <FILENAME>ea132659ex99-3_themaven.htm <DESCRIPTION>IRREVOCABLE NOTICE OF CONVERSION OF DEBENTURES DUE DECEMBER 31, 2020, EXECUTED BY BRPI ON DECEMBER 30, 2020 (WITH RESPECT TO THE 2019 CONVERTIBLE DEBENTURES HELD BY BRPI) <TEXT> Document 4 - file: ea132659ex99-3_themaven.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.4 <SEQUENCE>5 <FILENAME>ea132659ex99-4_themaven.htm <DESCRIPTION>IRREVOCABLE NOTICE OF CONVERSION OF DEBENTURES DUE DECEMBER 31, 2020, EXECUTED BY BRPLP ON DECEMBER 30, 2020 (WITH RESPECT TO THE 2018 CONVERTIBLE DEBENTURES HELD BY BRPLP) <TEXT> Document 5 - file: ea132659ex99-4_themaven.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.5 <SEQUENCE>6 <FILENAME>ea132659ex99-5_themaven.htm <DESCRIPTION>JOINT FILING AGREEMENT, DATED AS OF JANUARY 7, 2021, BY AND AMONG B. RILEY FINANCIAL, INC., BRC PARTNERS OPPORTUNITY FUND, LP, BRC PARTNERS MANAGEMENT GP, LLC, B. RILEY CAPITAL MANAGEMENT, LLC, B. RILEY PRINCIPAL INVESTMENTS, LLC, BRF FINANCE CO., LLC AND <TEXT> Document 6 - file: ea132659ex99-5_themaven.htm
</DOCUMENT> </SEC-DOCUMENT>