SC TO-T/A 1 e-6618.txt AMENDMENT NO.1 TO SCHEDULE TO-T SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO/A (Amendment No. 1) Tender Offer Statement Under Section 14(d)(1) Or 13(e)(1) of the Securities Exchange Act of 1934 Einstein/Noah Bagel Corp. (Name of Subject Company (issuer)) Gerald K. Smith, Trustee of the Boston Chicken Plan Trust, Successor to Boston Chicken, Inc., Offeror (Names of Filing Persons (identifying status as offeror, issuer or other person)) Common Stock, $0.01 Par Value (Title of Class of Securities) 282577105 (CUSIP Number of Class of Securities) Gerald K. Smith With Copy To: c/o Lewis and Roca LLP Thomas J. Morgan, Esq. 40 North Central Avenue Lewis and Roca LLP Phoenix, Arizona 85004 40 North Central Avenue Telephone: 602-262-5712 Phoenix, Arizona 85004 Facsimile: 602-734-3911 Telephone: 602-262-5712 Facsimile: 602-734-3911 (Name, address and telephone numbers of person authorized to receive notices and communications on behalf of filing persons) CALCULATION OF FILING FEE Transaction valuation: Amount of filing fee: Not Applicable Not Applicable [ ] Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. Amount Previously Paid: Not Applicable Form or Registration No.: Not Applicable Filing Party: Not Applicable Date Filed: Not Applicable [X] Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. Check the appropriate boxes below to designate any transactions to which the statement relates: [X] third-party tender offer subject to Rule 14d-1. [ ] issuer tender offer subject to Rule 13e-4. [ ] going-private transaction subject to Rule 13e-3. [ ] amendment to Schedule 13D under Rule 13d-2. Check the following box if the filing is a final amendment reporting the results of the tender offer: [ ] STATEMENT This Schedule TO/A (Amendment No. 1) is being filed to correct the Disclosure Statement With Respect to Joint Plan of Reorganization of Einstein/Noah Bagel Corp. and Einstein/Noah Bagel Partners, L.P. proposed by Gerald K. Smith as Trustee for the Boston Chicken Plan Trust ("Disclosure Statement"). The Disclosure Statement as filed with the Securities and Exchange Commission on March 30, 2001 was updated. The Disclosure Statement dated April 2, 2001, attached as Exhibit 99.2 hereto, is the Disclosure Statement as filed with the United States Bankruptcy Court for the District of Arizona on April 2, 2001. ITEMS 1-11 AND 13. Not Applicable ITEM 12. EXHIBITS. 99.2 Disclosure Statement With Respect to Joint Plan of Reorganization of Einstein/Noah Bagel Corp. and Einstein/Noah Bagel Partners, L.P. Proposed by Gerald K. Smith as Trustee for the Boston Chicken Plan Trust, dated April 2, 2001.