-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H5C5c8y4i8/2rd4iscF14uIdYF1ZPohWL6+k7XpxGJZKSM6414nxSiitiVYoEoVI 2JrKnL0AYcVSY6LPetA7Vw== 0000922423-02-000586.txt : 20020524 0000922423-02-000586.hdr.sgml : 20020524 20020524124058 ACCESSION NUMBER: 0000922423-02-000586 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011206 FILED AS OF DATE: 20020524 COMPANY DATA: COMPANY CONFORMED NAME: BROWN SPENCER CENTRAL INDEX KEY: 0001130734 DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O THERMOGENESIS CORP STREET 2: 3146 GOLD CAMP DRIVE CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 MAIL ADDRESS: STREET 1: C/O THERMOGENESIS CORP STREET 2: 3146 GOLD CAMP DRIVE CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNET COMMERCE CORP CENTRAL INDEX KEY: 0000894738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 133645702 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24996 FILM NUMBER: 02661885 BUSINESS ADDRESS: STREET 1: 805 THIRD AVE STREET 2: STE 622 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122717640 MAIL ADDRESS: STREET 1: 805 THIRD AVENUE STREET 2: 342 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: INFOSAFE SYSTEMS INC DATE OF NAME CHANGE: 19940914 3 1 kl05050_form3.txt FORM 3 FORM 3 --------------------------- OMB APPROVAL --------------------------- OMB Number........3235-0104 Expires: January 31,2005 Estimated average burden hours per response......0.5 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Actof 1940 - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Browne Spencer I. c/o Internet Commerce Corporation 805 Third Avenue New York, New York 10022 - -------------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) December 6, 2001 - -------------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - -------------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol Internet Commerce Corporation ("ICCA") - -------------------------------------------------------------------------------- 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) - -------------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person - --------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------------------- Table I -- Non-Derivative Securities Beneficially Owned | - -----------------------------------------------------------------------------------------------------------------------------------| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock | 28,181 (1) | D | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | - -----------------------------------------------------------------------------------------------------------------------------------|
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- ----------------------------------------------------------------------------------------------------------------------------------- Table II -- Derivative Securitites Beneficially Owned | - -----------------------------------------------------------------------------------------------------------------------------------| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable| Date | |Shares | |Indirect(I) | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock option (right to | (3) | 12/6/ | Class A | 25,000 | $4.22 | D | buy) (2) | | 2011 | Common Stock | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 2001 Private Placement | | 10/29/06| Class A | 5,454 | $3.58 | D | Warrant | | | Common Stock | (1) | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Explanation of Responses: (1) On October 29, 2001, Mr. Browne purchased 28,181 shares of class A common stock for $2.75 per share and warrants to purchase 5,454 shares of class A common stock in a private placement in October 2001. (2) Granted under the Company's Amended and Restated Stock Option Plan upon the reporting person becoming a director. (3) 8,333 vested and became exercisable on December 6, 2001, the date granted. 8,333 vest and become exercisable on December 6, 2002 and the remaining 8,334 vest and become exercisable on December 6, 2003. /s/ Spencer I. Browne ------------------------------- Spencer I. Browne **Signature of Reporting Person May 21, 2002 ----------------- Date * If from is filed by more than one reporting person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 of 2 -----END PRIVACY-ENHANCED MESSAGE-----