0000008947-18-000140.txt : 20180809 0000008947-18-000140.hdr.sgml : 20180809 20180809165657 ACCESSION NUMBER: 0000008947-18-000140 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180710 FILED AS OF DATE: 20180809 DATE AS OF CHANGE: 20180809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERCE DANIEL E CENTRAL INDEX KEY: 0001115044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12777 FILM NUMBER: 181006106 MAIL ADDRESS: STREET 1: 801 CHERRY STREET, SUITE 3900 STREET 2: C/O GM FINANCIAL COMPANY, INC. CITY: FORT WORTH STATE: TX ZIP: 76102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AZZ INC CENTRAL INDEX KEY: 0000008947 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 750948250 STATE OF INCORPORATION: TX FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: ONE MUSEUM PLACE, SUITE 500 STREET 2: 3100 W 7TH STREET CITY: FORT WORTH STATE: TX ZIP: 76107 BUSINESS PHONE: 8178100095 MAIL ADDRESS: STREET 1: ONE MUSEUM PLACE, SUITE 500 STREET 2: 3100 W 7TH STREET CITY: FORT WORTH STATE: TX ZIP: 76107 FORMER COMPANY: FORMER CONFORMED NAME: AZTEC MANUFACTURING CO DATE OF NAME CHANGE: 20000911 4/A 1 wf-form4a_153384819766644.xml FORM 4/A X0306 4/A 2018-07-10 2018-07-12 0 0000008947 AZZ INC AZZ 0001115044 BERCE DANIEL E ONE MUSEUM PLACE, SUITE 500 3100 WEST 7TH STREET FORT WORTH TX 76107 1 0 0 0 COMMON STOCK 2018-07-10 4 A 0 1823 0 A 62747 D COMMON STOCK 2018-07-11 4 M 0 2724 25.67 A 65471 D COMMON STOCK 2018-07-11 4 F 0 1275 54.85 D 64196 D COMMON STOCK 2018-07-11 4 M 0 1362 45.36 A 65558 D COMMON STOCK 2018-07-11 4 F 0 1127 54.85 D 64431 D COMMON STOCK 2018-07-11 4 M 0 1603 43.92 A 66034 D COMMON STOCK 2018-07-11 4 F 0 1284 54.85 D 64750 D COMMON STOCK 2018-07-11 4 S 0 2003 54.30 D 62747 D STOCK APPRECIATION RIGHTS 2018-07-11 4 M 0 2724 25.67 D COMMON STOCK 2724.0 2724 D STOCK APPRECIATION RIGHTS 2018-07-11 4 M 0 1362 45.36 D COMMON STOCK 1362.0 1362 D STOCK APPRECIATION RIGHTS 2018-07-11 4 M 0 1603 43.92 D COMMON STOCK 1603.0 1603 D Shares forfeited for the conversion of stock appreciation rights ("SARs"), which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($25.67) over the exercise price ($54.85). Shares forfeited for the conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($45.36) over the exercise price ($54.85). Shares forfeited for the conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($43.92) over the exercise price ($54.85). The shares sold on the open market are the aggregate net shares received upon the exercise of the SARs reported in Table I. The conversion of stock appreciation rights ("SARs"), which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($25.67) over the exercise price ($54.85). On March 1, 2012 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2013. The SARs granted on March 1, 2012 have an expiration date of March 1, 2019. The conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($45.36) over the exercise price ($54.85). On March 1, 2013 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2014. The SARs granted on March 1, 2013 have an expiration date of March 1, 2020. The conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($43.92) over the exercise price ($54.85). On March 1, 2014 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2015. The SARs granted on March 1, 2014 have an expiration date of March 1, 2021. This Form 4 was amended to correct the aggregate number of shares forfeited to pay the conversion price of the underlying SARs. /s/ Tara D. Mackey, attorney-in-fact for Daniel E. Berce 2018-08-09