-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NXp2Er9DqmgAgNXubVdNalf/h9kemphCbSsPUFE6ZfVZFk8z4oMv4AYS3he2MwDq KPq+qr1bJulikmoirVaXPw== 0000950170-97-000072.txt : 19970130 0000950170-97-000072.hdr.sgml : 19970130 ACCESSION NUMBER: 0000950170-97-000072 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19960930 FILED AS OF DATE: 19970129 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANKUNITED FINANCIAL CORP CENTRAL INDEX KEY: 0000894490 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 650377773 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-21850 FILM NUMBER: 97513409 BUSINESS ADDRESS: STREET 1: 255 ALHAMBRA CIRCLE CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: 3055692000 MAIL ADDRESS: STREET 1: 255 ALHAMBRA CIRCLE CITY: CORAL GABLES STATE: FL ZIP: 33134 10-K/A 1 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Mark One) [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1996 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 0-21850 BANKUNITED FINANCIAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) FLORIDA 65-037773 (STATE OR OTHER JURISDICTION OF (I.R.S. EMPLOYER IDENTIFICATION NO.) INCORPORATION OR ORGANIZATION) 255 ALHAMBRA CIRCLE, CORAL GABLES, FLORIDA 33134 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) ZIP CODE REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (305) 569-2000 SECURITIES REGISTERED PURSUANT TO SECTION 12(B) OF THE ACT: NONE SECURITIES REGISTERED PURSUANT TO SECTION 12(G) OF THE ACT: CLASS A COMMON STOCK, $.01 PAR VALUE 8% NONCUMULATIVE CONVERTIBLE PREFERRED STOCK, SERIES 1996 8% NONCUMULATIVE CONVERTIBLE PREFERRED STOCK, SERIES 1993 9% NONCUMULATIVE PERPETUAL PREFERRED STOCK (TITLE OF CLASS) Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days. YES X NO Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to the Form 10-K. [ ] The aggregate market value of the Class A Common Stock held by non-affiliates of the Registrant, based upon the average price on December 11, 1996, was $68,776,342.* The other voting securities of the Registrant are not publicly traded. The shares of the Registrant's common stock outstanding as of December 11, 1996 were as follows: CLASS NUMBER OF SHARES ----- ---------------- Class A Common Stock, $.01 par value 7,675,931 Class B Common Stock, $.01 par value 251,515 DOCUMENTS INCORPORATED BY REFERENCE The Registrant's Definitive Proxy Statement for its 1997 Annual Meeting of Stockholders will be filed with the Securities and Exchange Commission not later than 120 days after the end of the fiscal year covered by this Form 10-K pursuant to Rule G(3) of the General Instructions for Form 10-K. Information from such Definitive Proxy Statement will be incorporated by reference into Part III, Items 10, 11, 12 and 13 hereof. 1 - ----------------------------------------------------------------------------- * Based on reported beneficial ownership of all directors and executive officers of the Registrant; this determination does not, however, constitute an admission of affiliated status for any of these individual stockholders. - ----------------------------------------------------------------------------- - ----------------------------------------------------------------------------- 1 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report on Form 10-K to be signed on its behalf by the undersigned, thereunto duly authorized on January 29, 1997. BANKUNITED FINANCIAL CORPORATION By: /s/ ALFRED R. CAMNER --------------------------------- Alfred R. Camner Chairman of the Board, President and Chief Executive Officer KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Alfred R. Camner, Earline G. Ford and Marc Jacobson and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any or all amendments to this report on Form 10-K and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or his substitutes, may lawfully do or cause to be done by virtue thereof. Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed on January 29, 1997 on behalf of the Registrant by the following persons and in the capacities indicated.
/S/ ALFRED R. CAMNER - -------------------------------- CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE ALFRED R. CAMNER OFFICER, PRESIDENT AND DIRECTOR (PRINCIPAL EXECUTIVE OFFICER) /s/ EARLINE G. FORD - -------------------------------- Executive Vice President, Treasurer and Earline G. Ford Director /s/ JAMES A. DOUGHERTY Executive Vice President and Director - -------------------------------- James A. Dougherty /s/ SAMUEL A. MILNE - -------------------------------- Executive Vice President and Chief Financial Samuel A. Milne Officer (Principal Financial Officer and Principal Accounting Officer) /s/ MARC D. JACOBSON Director - -------------------------------- Marc D. Jacobson /s/ ALLEN M. BERNKRANT Director - -------------------------------- Allen M. Bernkrant /s/ LAWRENCE H. BLUM Director - -------------------------------- Lawrence H. Blum 2 Director - -------------------------------- Patricia L. Frost Director - -------------------------------- Sandra Goldstein Director - -------------------------------- Robert D. Lurie /s/ ANNE W. SOLLOWAY Director - -------------------------------- Anne W. Solloway /s/ CHRISTINA CUERVO MIGOYA Director - -------------------------------- Christina Cuervo Migoya /s/ NEIL MESSINGER Director - -------------------------------- Neil Messinger Director - -------------------------------- Bruce Friesner Director - -------------------------------- Albert J. Finch Director - -------------------------------- Irving P. Cohen Director - -------------------------------- Elia J. Giusti Director - -------------------------------- Norman E. Mains /s/ MARC LIPSITZ Director - -------------------------------- Marc Lipsitz
3 BANKUNITED FINANCIAL CORPORATION ANNUAL REPORT ON FORM 10-K FOR THE YEAR ENDED SEPTEMBER 30, 1996 INDEX TO EXHIBITS*
SEQUENTIALLY NUMBERED EXHIBIT NO. PAGE - ---------------- ----------------- 27.1 Financial Data Schedule
- ------------- * All other exhibits listed under Item 14 of Part IV of the Form 10-K are incorporated by reference to documents previously filed, as indicated therein. 4 EX-27.1 2 FDS
9 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE FINANCIAL STATEMENTS OF BANK UNITED, FSB FOR THE TWELVE MONTHS ENDED SEPTEMBER 30, 1996 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS. 12-MOS SEP-30-1996 SEP-30-1996 5,483 28,253 400 0 62,152 59,797 0 648,543 2,158 824,360 506,106 237,000 11,368 0 0 27 57 69,027 824,360 41,313 10,819 0 52,132 20,791 34,622 17,510 (120) 0 14,036 4,243 0 0 0 2,586 .10 .10 2.52 6,396 0 1,457 0 2,135 160 78 2,158 0 0 0
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