-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GR2OAU2eJktorSoQCSrDJN05HbuUsQP2hK8MzkeIzjcZFHlNu94rz+1y9OLeU7uf E1SjhgmvJ0LGV+fOe20gCg== 0001209191-06-059658.txt : 20061115 0001209191-06-059658.hdr.sgml : 20061115 20061115195041 ACCESSION NUMBER: 0001209191-06-059658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061113 FILED AS OF DATE: 20061115 DATE AS OF CHANGE: 20061115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEROT SYSTEMS CORP CENTRAL INDEX KEY: 0000894253 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 752230700 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 W PLANO PKWY CITY: PLANO STATE: TX ZIP: 75075 BUSINESS PHONE: 9725770000 MAIL ADDRESS: STREET 1: 2300 W PLANO PKWY CITY: PLANO STATE: TX ZIP: 75075 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DESOTO JORDAN CENTRAL INDEX KEY: 0001094600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14773 FILM NUMBER: 061221294 MAIL ADDRESS: STREET 1: PUROFLOW INCORPORATED STREET 2: ONE CHURCH ST #302 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 bod41245_bod2dj.xml MAIN DOCUMENT DESCRIPTION X0202 4 2006-11-13 0000894253 PEROT SYSTEMS CORP PER 0001094600 DESOTO JORDAN 2300 WEST PLANO PARKWAY PLANO TX 75075 1 0 0 0 Common Stock 2006-11-13 4 J 0 31869 A 36869 D Forward Contract/ Confirmations 2006-11-13 4 J 0 68131 D Common Stock 68131 100000 D On May 20, 2003, Desoto S. Jordan entered into a Pre-Paid Forward Purchase Agreement (the "Forward Contract") with Citigroup Global Markets Inc. ("Citigroup"), pursuant to which Citigroup agreed to purchase from Mr. Jordan up to 550,000 shares of Class A Common Stock of Perot Systems Corporation (the "Shares"). The actual number of Shares purchased by Citigroup will depend upon the price of the Shares on the Settlement Date (as defined below) (the "Reference Price") and the application of a formula (the "formula") to that Reference Price. The Forward Contract contemplates that, from time to time, the parties will enter into agreements specifying the details regarding the purchase and sale of the Shares (each, a "Confirmation"). The Forward Contract provides that each Confirmation shall specify (i) the maximum number of Shares subject to such Confirmation (the "Share Base Amount"), (ii) the purchase price for the Shares (the "Purchase Price"), (iii) the date by which the Share Base Amount for such Confirmation must be pledged to Citigroup (the "Collateral Delivery Date"), and (iv) the settlement date for such Confirmation (the "Settlement Date"). Under the terms of the Forward Contract, the parties entered into a Confirmation, dated November 13, 2003, covering a Share Base Amount of 100,000 of the Shares, with a Purchase Price of U.S. $897,200.00. Collateral Delivery Date of November 18, 2003 and Settlement Date of November 13, 2006. Pursuant to the Formula set forth in such Confirmation, Mr. Jordan delivered on the Settlement Date to Citigroup 68,131 Shares for the total Purchase Price of U.S. $897,200.00. Upon the Settlement, Mr. Jordan retained 31,869 Shares. By: Rex C. Mills For: Desoto S. Jordan 2006-11-15 -----END PRIVACY-ENHANCED MESSAGE-----