N-PX 1 monettatrust.htm Monetta Trust

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549


FORM N-PX


ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY


 Investment Company Act file number                   811-07360

 ------------------------------------------

 

 Monetta Trust

 ------------------------------------------------------------------------------

 (Exact name of registrant as specified in charter)


 1776-A S. Naperville Road, Suite 100, Wheaton, IL   60189

 ------------------------------------------------------------------------------

 (Address of principal executive offices)          (Zip code)


 Monetta Financial Services, Inc.

 1776-A S. Naperville Road, Suite 100, Wheaton, IL  60189

 ------------------------------------------------------------------------------

 (Name and address of agent for service)


 Registrant's telephone number, including area code: (630) 462-9800

 -------------------------------------------------------------------


 Date of fiscal year end:  December 31

 --------------------------------------


Date of reporting period:  July 1, 2009 - June 30, 2010

-------------------------------------------------------


Form N-PX is to be used by a registered management investment company, other

than a small business investment company registered on Form N-5 (ss.ss. 239.24

and 274.5 of this chapter), to file reports with the Commission, not later than

August 31 of each year, containing the registrant's proxy voting record for the

most recent twelve month period ended June 30, pursuant to section 30 of the

Investment Company Act of 1940 and rule 30b1-4 thereunder (17CFR 270.30b1-4).

The Commission may use the information provided on Form N-PX in its regulatory,

disclosure review, inspection, and policymaking roles.




A registrant is required to disclose the information specified by Form N-PX, and

the Commission will make this information public. A registrant is not required to

respond to the collection of information contained in Form N-PX unless the Form

displays a currently valid Office of Management and Budget ("OMB") control number.

Please direct comments concerning the accuracy of the information collection burden

estimate and any suggestions for reducing the burden to the Secretary, Securities

and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609.  The OMB

has reviewed this collection of information under the clearance requirements of

44 U.S.C. ss.3507.


SEC 2451 (4-03)    Persons who are to respond to the collection of information

                   contained in this form are not required to respond unless

                   the form displays a currently valid OMB control number.




Item 1. Proxy Voting Record:


Appended hereto as Exhibit A is the following information for each matter

relating to a portfolio security owned by the Registrant considered at any

shareholder meeting held during the twelve month period ended June 30, 2010

with respect to which the registrant was entitled to vote:


(a) The name of the issuer of the portfolio security;

(b) The exchange ticker symbol of the portfolio security;

(c) The Council on Uniform Securities Identification Procedures ("CUSIP")

    number for the portfolio security;

(d) The shareholder meeting date;

(e) A brief identification of the matter voted on;

(f) Whether the matter was proposed by the issuer or by a security holder;

(g) Whether the registrant cast its vote on the matter;

(h) How the registrant cast its vote (e.g., for or against proposal, or

    abstain; for or withhold regarding election of directors); and

(i) Whether the registrant cast its vote for or against management.





Exhibit A


ICA File Number:   811-07360

Reporting Period:  07/01/2009 – 06/30/2010

Monetta Trust -



YOUNG INVESTOR FUND


NAME OF COMPANY

TICKER

CUSIP

MTG TYPE

MTG DATE

DESCRIPTION OF VOTE

SPONSOR

VOTE CAST

MGMT RECOM’D VOTE

Nike, Inc.

NKE

654106103

Annual

09/21/2009

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Amend Employee Stock Purchase Plan

MGMT

FOR

FOR

 

 

 

 

 

3) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

Citigroup, Inc.

C

172967101

Special

09/03/2009

1) Authorize Share Increase Amendment

MGMT

FOR

FOR

 

 

 

 

 

2) Reverse Stock Split Amendment

MGMT

FOR

FOR

 

 

 

 

 

3) Preferred Stock Change Amendment

MGMT

FOR

FOR

I Shares S&P 500 Index Fund

IVV

464287200

Special

11/04/2009

1) For the Recommended Directors

MGMT

FOR

FOR

I Shares S&P 500 Index Fund

IVV

46287200

Special

11/04/2009

1) Approve New Investment Advisory Agreement Between Each Company and Barclays Global Fund Advisers

MGMT

FOR

FOR

 

 

 

 

 

2) Approve Change in the Classification of the Fund’s Investment Objective from Fundamental to Non-Fundamental

MGMT

FOR

FOR

I Shares S&P 500 Growth Index Fund

IVW

464287309

Special

11/04/2009

1) For the Recommended Directors

MGMT

FOR

FOR

I Shares S&P 500 Growth Index Fund

IVW

464287309

Special

11/04/2009

1) Approve New Investment Advisory Agreement Between Each Company and Barclays Global Fund Advisers

MGMT

FOR

FOR

I Shares S&P 100 Index Fund

IVW

464287101

Special

11/04/2009

1) For the Recommended Directors

MGMT

FOR

FOR

I Shares S&P 100 Index Fund

IVW

464287101

Special

11/04/2009

1) Approve New Investment Advisory Agreement Between Each Company and Barclays Global Fund Advisers

MGMT

FOR

FOR




The Proctor & Gamble Co.

PG

742718109

Annual

10/13/2009

1a) Election of Directors – Kenneth I. Chenault

MGMT

FOR

FOR

 

 

 

 

 

1b) Election of Directors – Scott D. Cook

MGMT

FOR

FOR

 

 

 

 

 

1c) Election of Directors – Rajat K. Gupta

MGMT

FOR

FOR

 

 

 

 

 

1d) Election of Directors – A.G. Lafley

MGMT

FOR

FOR

 

 

 

 

 

1e) Election of Directors – Charles R. Lee

MGMT

FOR

FOR

 

 

 

 

 

1f) Election of Directors – Lynn M. Martin

MGMT

FOR

FOR

 

 

 

 

 

1g) Election of Directors – Robert A. McDonald

MGMT

FOR

FOR

 

 

 

 

 

1h) Election of Directors – W.J. McNerney, Jr.

MGMT

FOR

FOR

 

 

 

 

 

1i) Election of Directors – Jonathan A. Rodgers

MGMT

FOR

FOR

 

 

 

 

 

1j) Election of Directors – R. Snyderman, MD

MGMT

FOR

FOR

 

 

 

 

 

1k) Election of Directors – Mary Agnes Wilderotter

MGMT

FOR

FOR

 

 

 

 

 

1l) Election of Directors – Patricia A. Woertz

MGMT

FOR

FOR

 

 

 

 

 

1m) Election of Directors – Ernesto Zedillo

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of  Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Amend Company Code of Regulations

MGMT

FOR

FOR

 

 

 

 

 

4) Approve 2009 Stock and Incentive Compensation Plan

MGMT

FOR

FOR

 

 

 

 

 

5) Shareholder Proposal – Cumulative Voting

SHDLR

AGAINST

AGAINST

 

 

 

 

 

6) Shareholder Proposal – Advisory Vote on Executive Compensation

SHDLR

AGAINST

AGAINST

Chipotle Mexican Grill, Inc.

CMG

169656105

Special

12/21/2009

1) Amend Restated Certificate of Incorporation – Reclassify Class B Shares to Class Shares and Eliminate Provisions Related to Dual-Class  Common Stock Structure

MGMT

FOR

FOR

Visa, Inc. – CL A

V

92826C839

Annual

01/20/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

Kraft Foods, Inc.

KFT

50075N104

Special

02/01/2010

1) Approve the Issuance of 370M Shares of Class A Common Stock, in Connection with the Proposed Acquisition of Cadbury PLC

MGMT

FOR

FOR

D.R. Horton. Inc.

DHI

23331A109

Annual

01/28/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Approve Section 382 Rights Agreement, to Protect Tax Attributes

MGMT

FOR

FOR

 

 

 

 

 

3) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

Bank of America Corp.

BAC

060505104

Special

02/23/2010

1) Adopt Amendment to Certificate of Incorporation, Increase Authorized Shares

MGMT

FOR

FOR

 

 

 

 

 

2) Adjourn Special Meeting, Solicit Additional Proxies, if Necessary

MGMT

FOR

FOR




Apple, Inc.

AAPL

037833100

Annual

02/25/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Approve Amendments to 2003 Employee Stock Plan

MGMT

FOR

FOR

 

 

 

 

 

3) Approve Amendments to 1997 Director Stock Option Plan

MGMT

FOR

FOR

 

 

 

 

 

4) Hold Advisory Vote on Executive Compensation

MGMT

FOR

FOR

 

 

 

 

 

5) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

6) Shareholder Proposal – Sustainability Report

SHDLR

AGAINST

AGAINST

 

 

 

 

 

7) Shareholder Proposal – Amend Corporate By Laws, Establish Board Committee on Sustainability

SHDLR

AGAINST

AGAINST

The Walt Disney Co.

DIS

254687106

Annual

03/10/2010

1a) Election of Directors – Susan F. Arnold

MGMT

FOR

FOR

 

 

 

 

 

1b) Election of Directors – John E. Bryson

MGMT

FOR

FOR

 

 

 

 

 

1c) Election of Directors – John S. Chen

MGMT

FOR

FOR

 

 

 

 

 

1d) Election of Directors – Judith L. Estrin

MGMT

FOR

FOR

 

 

 

 

 

1e) Election of Directors – Robert A. Iger

MGMT

FOR

FOR

 

 

 

 

 

1f) Election of Directors – Stephen P. Jobs

MGMT

FOR

FOR

 

 

 

 

 

1g) Election of Directors – F.H. Langhammer

MGMT

FOR

FOR

 

 

 

 

 

1h) Election of Directors – Alywin B. Lewis

MGMT

FOR

FOR

 

 

 

 

 

1i) Election of Directors – Monica C. Lozano

MGMT

FOR

FOR

 

 

 

 

 

1j) Election of Directors – R.W. Matschullat

MGMT

FOR

FOR

 

 

 

 

 

1k) Election of Directors – John E. Pepper, Jr.

MGMT

FOR

FOR

 

 

 

 

 

1l) Election of Directors – Sheryl Sandberg

MGMT

FOR

FOR

 

 

 

 

 

1m) Election of Directors – Orin C. Smith

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Registered Public Accountants

MGMT

FOR

FOR

 

 

 

 

 

3) Approve Amendment to Amended/Restated 2005 Stock Incentive Plan

MGMT

FOR

FOR

 

 

 

 

 

4) Approve Amendment to Restated Certificate of Incorporation, Interested Persons Transactions

MGMT

FOR

FOR

 

 

 

 

 

5) Approve Amendment to Restated Certificate of Incorporation, By Law Amendments

MGMT

FOR

FOR

 

 

 

 

 

6) Approve Amendment to Restated Certificate of Incorporation, Tracking Stock Provisions

MGMT

FOR

FOR

 

 

 

 

 

7) ) Approve Amendment to Restated Certificate of Incorporation, Classified Board Transition Provisions

MGMT

FOR

FOR

 

 

 

 

 

8) Shareholder Proposal – Advisory Vote on Executive Compensation

SHDLR

AGAINST

AGAINST

 

 

 

 

 

9) Shareholder Proposal – Ex-Gay Non Discrimination Policy

SHDLR

AGAINST

AGAINST




Starbucks Corp.

SBUX

855244109

Annual

03/24/2010

1A) Election of Director – Howard Schultz

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – Barbara Bass

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – William W. Bradley

MGMT

FOR

FOR

 

 

 

 

 

1D) Election of Director – Mellody Hobson

MGMT

FOR

FOR

 

 

 

 

 

1E) Election of Director – Kevin R. Johnson

MGMT

FOR

FOR

 

 

 

 

 

1F) Election of Director – Olden Lee

MGMT

FOR

FOR

 

 

 

 

 

1G) Election of Director – Sheryl Sandberg

MGMT

FOR

FOR

 

 

 

 

 

1H) Election of Director – J.G. Shennan, Jr.

MGMT

FOR

FOR

 

 

 

 

 

1I) Election of Director – Javier G. Teruel

MGMT

FOR

FOR

 

 

 

 

 

1J) Election of Director – Myron E. Ullman III

MGMT

FOR

FOR

 

 

 

 

 

1K) Election of Director – Craig E. Weatherup

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Shareholder Proposal – Recycling Strategy for Beverage Containers

SHDLR

AGAINST

AGAINST

T. Rowe Price Group, Inc.

TROW

74144T108

Annual

04/14/2010

1A) Election of Director – Edward C. Bernard

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – James T. Brady

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – J. Alfred Broaddus, Jr.

MGMT

FOR

FOR

 

 

 

 

 

1D) Election of Director – Donald B. Hebb, Jr.

MGMT

FOR

FOR

 

 

 

 

 

1E) Election of Director – James A.C. Kennedy

MGMT

FOR

FOR

 

 

 

 

 

1F) Election of Director – Brian C. Rogers

MGMT

FOR

FOR

 

 

 

 

 

1G) Election of Director – Dr. Alfred Sommer

MGMT

FOR

FOR

 

 

 

 

 

1H) Election of Director – Dwight S. Taylor

MGMT

FOR

FOR

 

 

 

 

 

1I) Election of Director – Anne Marie Whittemore

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR




The Coca-Cola Co.

KO

191216100

Annual

04/21/2010

1) Election of Director – Herbert A. Allen

MGMT

FOR

FOR

 

 

 

 

 

2) Election of Director – Ronald W. Allen

MGMT

FOR

FOR

 

 

 

 

 

3) Election of Director – Cathleen P. Black

MGMT

FOR

FOR

 

 

 

 

 

4) Election of Director – Barry Diller

MGMT

FOR

FOR

 

 

 

 

 

5) Election of Director – Alexis M. Herman

MGMT

FOR

FOR

 

 

 

 

 

6) Election of Director – Muhtar Kent

MGMT

FOR

FOR

 

 

 

 

 

7) Election of Director – Donald R. Keough

MGMT

FOR

FOR

 

 

 

 

 

8) Election of Director – M.E. Lagomasino

MGMT

FOR

FOR

 

 

 

 

 

9) Election of Director – Donald F. McHenry

MGMT

FOR

FOR

 

 

 

 

 

10) Election of Director – Sam Nunn

MGMT

FOR

FOR

 

 

 

 

 

11) Election of Director – James D. Robinson III

MGMT

FOR

FOR

 

 

 

 

 

12) Election of Director – Peter V. Ueberroth

MGMT

FOR

FOR

 

 

 

 

 

13) Election of Director – Jacob Wallenberg

MGMT

FOR

FOR

 

 

 

 

 

14) Election of Director – James B. WIlliams

MGMT

FOR

FOR

 

 

 

 

 

15) Ratify Appointment of Independent Auditors

MGMT

FOR

FOR

 

 

 

 

 

16) Shareholder Proposal – Advisory Vote on Executive Compensation

SHDLR

AGAINST

AGAINST

 

 

 

 

 

17) Shareholder Proposal – Independent Board Chairman

SHDLR

AGAINST

AGAINST

 

 

 

 

 

18) Shareholder Proposal – Restricted Stock

SHDLR

AGAINST

AGAINST

 

 

 

 

 

19) Shareholder Proposal – Report on Bisphenol-A

SHDLR

AGAINST

AGAINST

United Parcel Service, Inc.

UPS

911312106

Annual

05/06/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Amend Certificate of Incorporation – Majority Voting in Uncontested Director Elections

MGMT

FOR

FOR




Kraft Foods, inc.

KFT

50075N104

Annual

05/18/2010

1A) Election of Director – Ajaypal S. Banga

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – Myra M. Hart

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – Lois D. Juliber

MGMT

FOR

FOR

 

 

 

 

 

1D) Election of Director – Mark D. Ketchum

MGMT

FOR

FOR

 

 

 

 

 

1E) Election of Director – R.A. Lerner, MD

MGMT

FOR

FOR

 

 

 

 

 

1F) Election of Director – Mackey J. McDonald

MGMT

FOR

FOR

 

 

 

 

 

1G) Election of Director – John C. Pope

MGMT

FOR

FOR

 

 

 

 

 

1H) Election of Director – Frederic G. Reynolds

MGMT

FOR

FOR

 

 

 

 

 

1I) Election of Director – Irene B. Rosenfeld

MGMT

FOR

FOR

 

 

 

 

 

1J) Election of Director – J.F. Van Boxmeer

MGMT

FOR

FOR

 

 

 

 

 

1K) Election of Director – Deborah C. Wright

MGMT

FOR

FOR

 

 

 

 

 

1L) Election of Director – Frank G. Zarb

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Independent Auditors

MGMT

FOR

FOR

 

 

 

 

 

3) Shareholder Proposal – Shareholder Action by Written Consent

SHDLR

AGAINST

AGAINST




Bank of America Corp.

BAC

060505104

Annual

04/28/2010

1a) Election of Director – Susan S. Bies

MGMT

FOR

FOR

 

 

 

 

 

1b) Election of Director – William P. Boardman

MGMT

FOR

FOR

 

 

 

 

 

1c) Election of Director – Frank P. Bramble, Sr.

MGMT

FOR

FOR

 

 

 

 

 

1d) Election of Director – Virgis W. Colbert

MGMT

FOR

FOR

 

 

 

 

 

1e) Election of Director – Charles K. Gifford

MGMT

FOR

FOR

 

 

 

 

 

1f) Election of Director – Charles O. Holliday, Jr.

MGMT

FOR

FOR

 

 

 

 

 

1g) Election of Director – D. Paul Jones, Jr.

MGMT

FOR

FOR

 

 

 

 

 

1h) Election of Director – Monica C. Lozano

MGMT

FOR

FOR

 

 

 

 

 

1i) Election of Director – Thomas J. May

MGMT

FOR

FOR

 

 

 

 

 

1j) Election of Director – Brian T. Moynihan

MGMT

FOR

FOR

 

 

 

 

 

1k) Election of Director – Donald E. Powell

MGMT

FOR

FOR

 

 

 

 

 

1l) Election of Director – Charles O. Rossotti

MGMT

FOR

FOR

 

 

 

 

 

1m) Election of Director – Robert W. Scully

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Amend Certificate of Incorporation, Increase Authorized Shares of Common Stock

MGMT

FOR

FOR

 

 

 

 

 

4) Advisory Vote Approving Executive Compensation

MGMT

FOR

FOR

 

 

 

 

 

5) Approve Amendment to 2003 Key Associate Stock Plan

MGMT

FOR

FOR

 

 

 

 

 

6) Shareholder Proposal – Disclosure of Government Employment

SHDLR

AGAINST

AGAINST

 

 

 

 

 

7) Shareholder Proposal – Non-Deductible Pay

SHDLR

AGAINST

AGAINST

 

 

 

 

 

8) Shareholder Proposal – Special Stockholder Meetings

SHDLR

AGAINST

AGAINST

 

 

 

 

 

9) Shareholder Proposal – Advisory Vote on Executive Compensation

SHDLR

AGAINST

AGAINST

 

 

 

 

 

10) Shareholder Proposal- Succession Planning

SHDLR

AGAINST

AGAINST

 

 

 

 

 

11) Shareholder Proposal – Derivatives Trading

SHDLR

AGAINST

AGAINST

 

 

 

 

 

12) Shareholder Proposal – Recoup Incentive Compensation

SHDLR

AGAINST

AGAINST




Ebay, Inc.

EBAY

278642103

Annual

04/29/2010

1A) Election of Director – David M. Moffett

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – Richard T. Schlosberg, III

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – Thomas J. Tierney

MGMT

FOR

FOR

 

 

 

 

 

2) Approve Amendment and Restatement of Incentive Plan, Compliance with IRC Section 162(M)

MGMT

FOR

FOR

 

 

 

 

 

3) Approve Amendment and Restatement of 2008 Equity Incentive Plan, Increase Authorized Share

MGMT

FOR

FOR

 

 

 

 

 

4) Ratify Appointment of Independent Auditors

MGMT

FOR

FOR

Google, Inc.

GOOG

38259P508

Annual

05/13/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Approve Amendment to 2004 Stock Plan, Increase Authorized Shares

MGMT

FOR

FOR

 

 

 

 

 

4) Shareholder Proposal – Sustainability Report

SHDLR

AGAINST

AGAINST

 

 

 

 

 

5) Shareholder Proposal – Online Advertising, Privacy and Sensitive Information

SHDLR

AGAINST

AGAINST

 

 

 

 

 

6) Shareholder Proposal – Adoption of Human Rights Principles with Respect to Business in China

SHDLR

AGAINST

AGAINST

Ford Motor Co.

F

345370860

Annual

05/13/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Approve Tax Benefit Preservation Plan

MGMT

FOR

FOR

 

 

 

 

 

4) Shareholder Proposal – Disclosure of Prior Government Affiliation of Directors, Officers and Consultants

SHDLR

AGAINST

AGAINST

 

 

 

 

 

5) Shareholder Proposal – Recapitalization Plan, Providing All Company’s Outstanding Stock have One Vote per Share

SHDLR

AGAINST

AGAINST

 

 

 

 

 

6) Shareholder Proposal – Report Disclosing Policies and Procedures Related to Political Contributions

SHDLR

AGAINST

AGAINST

 

 

 

 

 

7) Shareholder Proposal – Advisory Vote on Executive Compensation

SHDLR

AGAINST

AGAINST

 

 

 

 

 

8) Shareholder Proposal – Company not Funding any Energy Saving Projects that are Solely Concerned with CO2 Reduction

SHDLR

AGAINST

AGAINST

Dreamworks Animation SKG, Inc.

DWA

26153C103

Annual

05/12/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of  Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Approve Adoption of 2010 Employee Stock Purchase Plan

MGMT

FOR

FOR




Kohl’s Corp.

KSS

500255104

Annual

05/13/2010

1A) Election of Director – Peter Boneparth

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – Steven A. Burd

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – John F. Herma

MGMT

FOR

FOR

 

 

 

 

 

1D) Election of Director – Dale E. Jones

MGMT

FOR

FOR

 

 

 

 

 

1E) Election of Director – William S. Kellogg

MGMT

FOR

FOR

 

 

 

 

 

1F) Election of Director – Kevin Mansell

MGMT

FOR

FOR

 

 

 

 

 

1G) Election of Director – Frank V. Sica

MGMT

FOR

FOR

 

 

 

 

 

1H) Election of Director – Peter M. Sommerhauser

MGMT

FOR

FOR

 

 

 

 

 

1I) Election of Director – Stephanie A. Streeter

MGMT

FOR

FOR

 

 

 

 

 

1J) Election of Director – Nina G. Vaca

MGMT

FOR

FOR

 

 

 

 

 

1K) Election of Director – Stephen E. Watson

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Approve 2010 Long Term Compensation Plan

MGMT

FOR

FOR

 

 

 

 

 

4) Shareholder Proposal – Adopt Simple Majority Vote

SHDLR

AGAINST

AGAINST

 

 

 

 

 

5) Shareholder Proposal – Independent BOD Chairman

SHDLR

AGAINST

AGAINST

Hasbro, Inc.

HAS

418056107

Annual

05/20/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Approve Amendments to the Restated 2003 Stock Incentive Performance Plan

MGMT

FOR

FOR

 

 

 

 

 

3) Ratify Selection of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

McDonald’s Corp.

MCD

580135101

Annual

05/20/2010

1A) Election of Director – Walter E. Massey

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – John W. Rogers, Jr.

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – Roger W. Stone

MGMT

FOR

FOR

 

 

 

 

 

1D) Election of Director – Miles D. White

MGMT

FOR

FOR

 

 

 

 

 

2) Approve Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Shareholder Proposal – Vote on Executive Compensation

SHDLR

AGAINST

AGAINST

 

 

 

 

 

4) Shareholder Proposal – Simple Majority Vote

SHDLR

AGAINST

AGAINST

 

 

 

 

 

5) Shareholder Proposal – Use of Controlled Atmosphere Stunning

SHDLR

AGAINST

AGAINST

 

 

 

 

 

6) Shareholder Proposal – Use of Cage-Free Eggs

SHDLR

AGAINST

AGAINST




Yum! Brands Inc.

YUM

988498101

Annual

05/20/2010

1a) Election of Director – David W. Dorman

MGMT

FOR

FOR

 

 

 

 

 

1b) Election of Director – Massimo Ferragamo

MGMT

FOR

FOR

 

 

 

 

 

1c) Election of Director – J. David Grissom

MGMT

FOR

FOR

 

 

 

 

 

1d) Election of Director – Bonnie G. Hill

MGMT

FOR

FOR

 

 

 

 

 

1e) Election of Director – Robert Holland, Jr.

MGMT

FOR

FOR

 

 

 

 

 

1f) Election of Director – Kenneth G. Langone

MGMT

FOR

FOR

 

 

 

 

 

1g) Election of Director – Jonathan S. Linen

MGMT

FOR

FOR

 

 

 

 

 

1h) Election of Director – Thomas C. Nelson

MGMT

FOR

FOR

 

 

 

 

 

1i) Election of Director – David C. Novak

MGMT

FOR

FOR

 

 

 

 

 

1j) Election of Director – Thomas m. Ryan

MGMT

FOR

FOR

 

 

 

 

 

1k) Election of Director – Jing-Shyh S. Su

MGMT

FOR

FOR

 

 

 

 

 

1l) Election of Director – Robert D. Walter

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Independent Auditors

MGMT

FOR

FOR

 

 

 

 

 

3) Shareholder Proposal – Right to Call Special Shareholder Meetings

MGMT

FOR

FOR

The Home Depot, Inc.

HD

437076102

Annual

05/20/2010

1a) Election of Director – Duane Ackerman

MGMT

FOR

FOR

 

 

 

 

 

1b) Election of Director – David H. Batchelder

MGMT

FOR

FOR

 

 

 

 

 

1c) Election of Director – Francis S. Blake

MGMT

FOR

FOR

 

 

 

 

 

1d) Election of Director – Ari Bousbib

MGMT

FOR

FOR

 

 

 

 

 

1e) Election of Director – Gregory D. Brenneman

MGMT

FOR

FOR

 

 

 

 

 

1f) Election of Director – Albert P. Carey

MGMT

FOR

FOR

 

 

 

 

 

1g) Election of Director – Armando Codina

MGMT

FOR

FOR

 

 

 

 

 

1h) Election of Director – Bonnie G. Hill

MGMT

FOR

FOR

 

 

 

 

 

1i) Election of Director – Karen L. Katen

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of  Independent Auditors

MGMT

FOR

FOR

 

 

 

 

 

3) Approve Material Terms of Performance Goals for Qualified Performance-Based Awards under the 2005 Omnibus Stock Incentive Plan

MGMT

FOR

FOR

 

 

 

 

 

4) Shareholder Proposal – Cumulative Voting

SHDLR

AGAINST

AGAINST

 

 

 

 

 

5) Shareholder Proposal – Executive Officer Compensation

SHDLR

AGAINST

AGAINST

 

 

 

 

 

6) Shareholder Proposal – Special Shareholder Meetings

SHDLR

AGAINST

AGAINST

 

 

 

 

 

7) Shareholder Proposal – Shareholder Action by Written Consent

SHDLR

AGAINST

AGAINST

 

 

 

 

 

8) Shareholder Proposal – Independent BOD Chairman

SHDLR

AGAINST

AGAINST

 

 

 

 

 

9) Shareholder Proposal – Employment Diversity Report

SHDLR

AGAINST

AGAINST

 

 

 

 

 

10) Shareholder Proposal – Reincorporation in North Dakota

SHDLR

AGAINST

AGAINST




AMR Corp.

AMR

001765106

Annual

05/19/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Independent Auditors

MGMT

FOR

FOR

 

 

 

 

 

3) Shareholder Proposal – Cumulative Voting for Election of Directors

SHDLR

AGAINST

AGAINST

Wal-Mart Stores, Inc.

WMT

931142103

Annual

06/04/2010

1a) Election of Directors – Aida M. Alvarez

MGMT

FOR

FOR

 

 

 

 

 

1b) Election of Directors – James W. Breyer

MGMT

FOR

FOR

 

 

 

 

 

1c) Election of Directors – M. Michele Burns

MGMT

FOR

FOR

 

 

 

 

 

1d) Election of Directors – James I. Cash, Jr.

MGMT

FOR

FOR

 

 

 

 

 

1e) Election of Directors – Roger C. Corbett

MGMT

FOR

FOR

 

 

 

 

 

1f) Election of Directors – Douglas N. Daft

MGMT

FOR

FOR

 

 

 

 

 

1g) Election of Directors – Michael T. Duke

MGMT

FOR

FOR

 

 

 

 

 

1h) Election of Directors – Gregory B. Penner

MGMT

FOR

FOR

 

 

 

 

 

1i) Election of Directors – Steven S. Reinemund

MGMT

FOR

FOR

 

 

 

 

 

1j) Election of Directors – H. Lee Scott, Jr.

MGMT

FOR

FOR

 

 

 

 

 

1k) Election of Directors – Arne M. Sorenson

MGMT

FOR

FOR

 

 

 

 

 

1l) Election of Directors – Jim C. Walton

MGMT

FOR

FOR

 

 

 

 

 

1m) Election of Directors – S. Robert Walton

MGMT

FOR

FOR

 

 

 

 

 

1n) Election of Directors – Christopher J. Williams

MGMT

FOR

FOR

 

 

 

 

 

1o) Election of Directors – Linda S. Wolf

MGMT

FOR

FOR

 

 

 

 

 

2) Ratification of Independent Accountants

MGMT

FOR

FOR

 

 

 

 

 

3) Approve 2010 Stock Incentive Plan

MGMT

FOR

FOR

 

 

 

 

 

4) Approve ASDA Limited Sharesave Plan 2000, as Amended

MGMT

FOR

FOR

 

 

 

 

 

5) Shareholder Proposal – Gender Identity Non-Discrimination Policy

SHDLR

AGAINST

AGAINST

 

 

 

 

 

6) Shareholder Proposal – Executive Compensation

SHDLR

AGAINST

AGAINST

 

 

 

 

 

7) Shareholder Proposal – Political Contributions Report

SHDLR

AGAINST

AGAINST

 

 

 

 

 

8) Shareholder Proposal – Special Shareholder Meetings

SHDLR

AGAINST

AGAINST

 

 

 

 

 

9) Shareholder Proposal – Poultry Slaughter

SHDLR

AGAINST

AGAINST

 

 

 

 

 

10) Shareholder Proposal – Lobbying Priorities Report

SHDLR

AGAINST

AGAINST




Amazon.Com, Inc.

AMZN

023135106

Annual

05/25/2010

1A) Election of Director – Jeffrey P. Bezos

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – Tom A. Alberg

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – John Seely Brown

MGMT

FOR

FOR

 

 

 

 

 

1D) Election of Director – William B. Gordon

MGMT

FOR

FOR

 

 

 

 

 

1E) Election of Director – Alain Monie

MGMT

FOR

FOR

 

 

 

 

 

1F) Election of Director – Thomas O. Ryder

MGMT

FOR

FOR

 

 

 

 

 

1G) Election of Director – Patricia Q. Stonesifer

MGMT

FOR

FOR

 

 

 

 

 

2) Ratification of Independent Auditors

MGMT

FOR

FOR

 

 

 

 

 

3) Shareholder Proposal – Disclosures Regarding Corporate Political Contributions

SHDLR

AGAINST

AGAINST

Chipotle Mexican Grill, Inc

CMG

169656105

Annual

06/08/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratification of  Independent Registered Public Accounting Firm

MGMT

FOR

FOR

Caterpillar, Inc.

CAT

149123101

Annual

06/09/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Auditors

MGMT

FOR

FOR

 

 

 

 

 

3) Amend 2006 Long-Term Incentive Plan

MGMT

FOR

FOR

 

 

 

 

 

4) Amend Articles and Bylaws, Declassify Board

MGMT

FOR

FOR

 

 

 

 

 

5) Amend Articles and Bylaws, Eliminate Supermajority Vote Requirements

MGMT

FOR

FOR

 

 

 

 

 

6) Shareholder Proposal – Independent BOD Chairman

SHDLR

AGAINST

AGAINST

 

 

 

 

 

7) Shareholder Proposal – Review Global Corporate Standards

SHDLR

AGAINST

AGAINST

 

 

 

 

 

8) Shareholder Proposal – Special Stockholder Meetings

SHDLR

AGAINST

AGAINST

Las Vegas Sands Corp.

LVS

517834107

Annual

06/03/2010

1) For the Recommended Directors

 

 

 

 

 

 

 

 

2) Ratify Selection of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Shareholder Proposal – Sustainability Report

SHDLR

AGAINST

AGAINST

 

 

 

 

 

4) Transact Such Other Business as May Properly Come Before the Meeting

MGMT

FOR

FOR

UAL Corp.

UAUA

902549807

Annual

06/10/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of independent Registered Public Accountants

MGMT

FOR

FOR

 

 

 

 

 

3) Amend Restated Certificate of Incorporation, Extend 5% Ownership Limit

MGMT

FOR

FOR




Krispy Kreme Doughnuts, Inc.

KKD

501014104

Annual

06/22/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accountants

MGMT

FOR

FOR

Target Corp.

TGT

87612E106

Annual

06/09/2010

1A) Election of Director – Calvin Darden

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – Anne M. Mulcahy

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – Stephen W. Sanger

MGMT

FOR

FOR

 

 

 

 

 

1D) Election of Director – Gregg W. Steinhafel

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accountants

MGMT

FOR

FOR

 

 

 

 

 

3) Amend Restated Articles of Incorporation, Relating to BOD

MGMT

FOR

FOR

 

 

 

 

 

4) Amend Restated articles of Incorporation, Eliminate Supermajority Vote Requirement for Certain Business Combinations

MGMT

FOR

FOR

 

 

 

 

 

5) Amend and Restate the Restated Articles of Incorporation, to Reflect the Changes Proposed in Items #3 and #4 in the Proxy Statement

MGMT

FOR

FOR

 

 

 

 

 

6) Shareholder Proposal – Annual Advisory Vote on Executive Compensation

SHDLR

AGAINST

AGAINST

Best Buy Co.

BBY

086516101

Annual

06/24/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accountants

MGMT

FOR

FOR

Gamestop Corp.

GME

36467W109

Annual

06/22/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accountants

MGMT

FOR

FOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 






MID-CAP EQUITY FUND



NAME OF COMPANY

TICKER

CUSIP

MTG TYPE

MTG DATE

DESCRIPTION OF VOTE

SPONSOR

VOTE CAST

MGMT RECOM’D VOTE

Suntech Power Holdings Co.

STP

86800C104

Annual

08/14/2009

1) Amend Equity Incentive Plan, Increase Authorized Shares

MGMT

FOR

FOR

 

 

 

 

 

2) Extend Equity Incentive Plan, Additional Term of Five Years

MGMT

FOR

FOR

Citigroup, Inc.

C

172967101

Special

09/03/2009

1) Authorize Share Increase Amendment

MGMT

FOR

FOR

 

 

 

 

 

2) Reverse Stock Split Amendment

MGMT

FOR

FOR

 

 

 

 

 

3) Preferred Stock Change Amendment

MGMT

FOR

FOR

Foster Wheeler AG

FWLT

H27178104

Special

11/04/2009

1) Election of Director – Clayton C. Daley, Jr.

MGMT

FOR

FOR

 

 

 

 

 

2) Instructions of Appointed Proxies to Vote at Special Meeting

MGMT

FOR

FOR

Bank of America Corp.

BAC

060505104

Special

02/23/2010

1) Adopt Amendment to Certificate of Incorporation, Increase Authorized Shares

MGMT

FOR

FOR

 

 

 

 

 

2) Adjourn Special Meeting, Solicit Additional Proxies, if Necessary

MGMT

FOR

FOR

F5 Networks, Inc.

FFIV

315616102

Annual

03/11/2010

1A) Election of Director – Deborah L. Bevier

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – Alan J. Higginson

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – John McAdam

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Independent Auditor

MGMT

FOR

FOR

Apple, Inc.

AAPL

037833100

Annual

02/25/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Approve Amendments to 2003 Employee Stock Plan

MGMT

FOR

FOR

 

 

 

 

 

3) Approve Amendments to 1997 Director Stock Option Plan

MGMT

FOR

FOR

 

 

 

 

 

4) Hold Advisory Vote on Executive Compensation

MGMT

FOR

FOR

 

 

 

 

 

5) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

6) Shareholder Proposal – Sustainability Report

SHDLR

AGAINST

AGAINST

 

 

 

 

 

7) Shareholder Proposal – Amend Corporate By Laws, Establish Board Committee on Sustainability

SHDLR

AGAINST

AGAINST

Joy Global. Inc.

JOYG

481165108

Annual

03/09/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Registered Independent Public Accounting Firm

MGMT

FOR

FOR




Fifth Third Bancorp

FITB

316773100

Annual

04/20/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Amend Articles of Incorporation, Provide for Majority Voting in Uncontested Director Elections

MGMT

FOR

FOR

 

 

 

 

 

3) Amend Articles of Incorporation, Eliminate Cumulative Voting in Director Elections

MGMT

FOR

FOR

 

 

 

 

 

4) Amend Code of Regulations, Permit Directors to Further Amend Code of Regulations Without Shareholder Consent to the Extent Permitted by Ohio Law

MGMT

FOR

FOR

 

 

 

 

 

5) Approve Advisory Vote on Executive Compensation

MGMT

FOR

FOR

 

 

 

 

 

6) Approve Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

7) Shareholder Proposal – Adopt Policy that BOD Chairman be an Independent Director

SHDLR

AGAINST

AGAINST

Intuitive Surgical, inc.

ISRG

46120E602

Annual

04/21/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Approve 2010 Incentive Award Plan

MGMT

FOR

FOR

Lennar Corp. – CL A

LEN

526057104

Annual

04/14/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Shareholder Proposal – Company Building Practices

SHDLR

AGAINST

AGAINST

Nalco Holding Co.

NLC

62985Q101

Annual

04/30/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

20 Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR




Bank of America Corp.

BAC

060505104

Annual

04/28/2010

1a) Election of Director – Susan S. Bies

MGMT

FOR

FOR

 

 

 

 

 

1b) Election of Director – William P. Boardman

MGMT

FOR

FOR

 

 

 

 

 

1c) Election of Director – Frank P. Bramble, Sr.

MGMT

FOR

FOR

 

 

 

 

 

1d) Election of Director – Virgis W. Colbert

MGMT

FOR

FOR

 

 

 

 

 

1e) Election of Director – Charles K. Gifford

MGMT

FOR

FOR

 

 

 

 

 

1f) Election of Director – Charles O. Holliday, Jr.

MGMT

FOR

FOR

 

 

 

 

 

1g) Election of Director – D. Paul Jones, Jr.

MGMT

FOR

FOR

 

 

 

 

 

1h) Election of Director – Monica C. Lozano

MGMT

FOR

FOR

 

 

 

 

 

1i) Election of Director – Thomas J. May

MGMT

FOR

FOR

 

 

 

 

 

1j) Election of Director – Brian T. Moynihan

MGMT

FOR

FOR

 

 

 

 

 

1k) Election of Director – Donald E. Powell

MGMT

FOR

FOR

 

 

 

 

 

1l) Election of Director – Charles O. Rossotti

MGMT

FOR

FOR

 

 

 

 

 

1m) Election of Director – Robert W. Scully

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Amend Certificate of Incorporation, Increase Authorized Shares of Common Stock

MGMT

FOR

FOR

 

 

 

 

 

4) Advisory Vote Approving Executive Compensation

MGMT

FOR

FOR

 

 

 

 

 

5) Approve Amendment to 2003 Key Associate Stock Plan

MGMT

FOR

FOR

 

 

 

 

 

6) Shareholder Proposal – Disclosure of Government Employment

SHDLR

AGAINST

AGAINST

 

 

 

 

 

7) Shareholder Proposal – Non-Deductible Pay

SHDLR

AGAINST

AGAINST

 

 

 

 

 

8) Shareholder Proposal – Special Stockholder Meetings

SHDLR

AGAINST

AGAINST

 

 

 

 

 

9) Shareholder Proposal – Advisory Vote on Executive Compensation

SHDLR

AGAINST

AGAINST

 

 

 

 

 

10) Shareholder Proposal- Succession Planning

SHDLR

AGAINST

AGAINST

 

 

 

 

 

11) Shareholder Proposal – Derivatives Trading

SHDLR

AGAINST

AGAINST

 

 

 

 

 

12) Shareholder Proposal – Recoup Incentive Compensation

SHDLR

AGAINST

AGAINST




Genworth Financial, Inc.

GNW

37247D106

Annual

05/12/2010

1A) Election 0f Director – Steven W. Alesio

MGMT

FOR

FOR

 

 

 

 

 

1B) Election 0f Director – Michael D. Frazier

MGMT

FOR

FOR

 

 

 

 

 

1C) Election 0f Director – Nancy J. Karch

MGMT

FOR

FOR

 

 

 

 

 

1D) Election 0f Director – J. Robert Kerrey

MGMT

FOR

FOR

 

 

 

 

 

1E) Election 0f Director – Risa J. Lavizzo-Mourey

MGMT

FOR

FOR

 

 

 

 

 

1F) Election 0f Director – Christine B. Mead

MGMT

FOR

FOR

 

 

 

 

 

1G) Election 0f Director – Thomas E. Moloney

MGMT

FOR

FOR

 

 

 

 

 

1H) Election 0f Director – James A. Parke

MGMT

FOR

FOR

 

 

 

 

 

1I) Election 0f Director – James S. Riepe

MGMT

FOR

FOR

 

 

 

 

 

2) Re-Approval of Material Performance Goals for Qualified Performance-Based Awards Under the 2004 Omnibus Incentive Plan

MGMT

FOR

FOR

 

 

 

 

 

3) Ratify Selection of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

Alpha Natural Resources, Inc.

ANR

02076X102

Annual

05/19/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Approve Adoption of 2010 Long-Term Incentive Plan

MGMT

FOR

FOR

 

 

 

 

 

3) Ratification of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

Biomarin Pharmaceutical, Inc.

BMRN

09061G101

Annual

05/12/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Approve Amendment and Restatement of 2006 Share Incentive Plan, Increase Authorized Shares

MGMT

FOR

FOR

 

 

 

 

 

3) Ratify Selection of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

EV3, Inc.

EVVV

26928A200

Annual

05/25/2010

1A) Election of Director – John K. Bakewell

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – Richard B. Emmitt

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – Douglas W. Kohrs

MGMT

FOR

FOR

 

 

 

 

 

2) Approve Amended and Restated 2005 Incentive Plan

MGMT

FOR

FOR

 

 

 

 

 

3) Approve Amended and Restated Employee Stock Purchase Plan

MGMT

FOR

FOR

 

 

 

 

 

4) Ratify Selection of Independent Registered Public Accounting Firm

MGMT

FOR

FOR




NVIDIA Corp.

NVDA

67066G104

Annual

05/19/2010

1a) Election of Director – James C. Gaither

MGMT

FOR

FOR

 

 

 

 

 

1b) Election of Director – Jen-Hsun Huang

MGMT

FOR

FOR

 

 

 

 

 

1c) Election of Director – A. Brooke Seawell

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of independent Registered Public Accounting Firm

MGMT

FOR

FOR

Ford Motor Co.

F

345370860

Annual

05/13/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Approve Tax Benefit Preservation Plan

MGMT

FOR

FOR

 

 

 

 

 

4) Shareholder Proposal – Disclosure of Any Prior Government Affiliation of Directors, Officers and Consultants

SHDLR

AGAINST

AGAINST

 

 

 

 

 

5) Shareholder Proposal – Recapitalization Plan to Provide All Outstanding Stock have One Vote Per Share

SHDLR

AGAINST

AGAINST

 

 

 

 

 

6) Shareholder Proposal – Report Disclosing Policies and Procedures Related to Political Contributions

SHDLR

AGAINST

AGAINST

 

 

 

 

 

7) Shareholder Proposal – Advisory Vote to Ratify the Compensation of Named Executives

SHDLR

AGAINST

AGAINST

 

 

 

 

 

8) Shareholder Proposal – Not Funding Energy Savings Projects Solely Concerned with CO2 Reduction

SHDLR

AGAINST

AGAINST

Flowserve Corp.

FLS

34354P105

Annual

05/14/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

Human Genome Sciences, inc.

HGSI

444903108

Annual

05/20/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

Domino’s Pizza, Inc.

DPZ

25754A201

Annual

04/28/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Approve Amended and Restated Senior Executive Annual Incentive Plan

MGMT

FOR

FOR

 

 

 

 

 

3) Ratify Selection of Independent Registered Public Accountants

MGMT

FOR

FOR




Eastman Kodak Co.

EK

277461109

Annual

05/12/2010

1a) Election of Directors – Richard S. Braddock

MGMT

FOR

FOR

 

 

 

 

 

1b) Election of Directors – Herald Y. Chen

MGMT

FOR

FOR

 

 

 

 

 

1c) Election of Directors – Adam H. Clammer

MGMT

FOR

FOR

 

 

 

 

 

1d) Election of Directors – Timothy m. Donahue

MGMT

FOR

FOR

 

 

 

 

 

1e) Election of Directors – Michael J. Hawley

MGMT

FOR

FOR

 

 

 

 

 

1f) Election of Directors – William H. Hernandez

MGMT

FOR

FOR

 

 

 

 

 

1g) Election of Directors – Douglas R. Lebda

MGMT

FOR

FOR

 

 

 

 

 

1h) Election of Directors – Debra L. Lee

MGMT

FOR

FOR

 

 

 

 

 

1i) Election of Directors – Delano E. Lewis

MGMT

FOR

FOR

 

 

 

 

 

1j) Election of Directors – William G. Parrett

MGMT

FOR

FOR

 

 

 

 

 

1k) Election of Directors – Antonio M. Perez

MGMT

FOR

FOR

 

 

 

 

 

1l) Election of Directors – Joel Seligman

MGMT

FOR

FOR

 

 

 

 

 

1m) Election of Directors – Dennis F. Stringl

MGMT

FOR

FOR

 

 

 

 

 

1n) Election of directors – Laura D’Andrea Tyson

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Independent Registered Public Accounting Firm

 

 

 

 

 

 

 

 

3) Approve Amendment and Material Terms of 2005 Omnibus Long-Term Compensation Plan

MGMT

FOR

FOR

 

 

 

 

 

3) Approve Amendment and Material Terms of EXCEL Compensation Plan

MGMT

FOR

FOR

The Hartford Financial Services Group, Inc.

HIG

416515104

Annual

05/19/2010

1A) Election of Director – Robert B. Allardice, III

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – Trevor Fetter

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – Paul G. Kirk, Jr.

MGMT

FOR

FOR

 

 

 

 

 

1D) Election of Director – Liam E. McGee

MGMT

FOR

FOR

 

 

 

 

 

1E) Election of Director – Gail J. McGovern

MGMT

FOR

FOR

 

 

 

 

 

1F) Election of Director – Michael G. Morris

MGMT

FOR

FOR

 

 

 

 

 

1G) Election of Director – Thomas A. Renyi

MGMT

FOR

FOR

 

 

 

 

 

1H) Election of Director – Charles B. Strauss

MGMT

FOR

FOR

 

 

 

 

 

1I) Election of Director – H. Patrick Swygert

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Auditor

MGMT

FOR

FOR

 

 

 

 

 

3) Approve 2010 Incentive Stock Plan

MGMT

FOR

FOR

 

 

 

 

 

4) Approve Material Terms of Executive Officer Performance Goals for Annual Incentive Awards

MGMT

FOR

FOR

 

 

 

 

 

5) Shareholder Proposal – Amend Corporate ByLaws, Provide for Reimbursement of Certain Shareholder Expenses in Connection with  a Contested Election of Directors

SHDLR

AGAINST

AGAINST




VMWare, inc.

VMW

928563402

Annual

05/21/2010

2) Ratify Selection of Independent Auditors

MGMT

FOR

FOR

National Oilwell-Varco, Inc.

NOV

637071101

Annual

05/12/2010

1A) Election of Director – Ben A. Guill

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – Roger L. Jarvis

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – Eric L. Mattson

MGMT

FOR

FOR

 

 

 

 

 

2) Ratification of Independent Auditors

MGMT

FOR

FOR

NII Holdings, Inc.

NIHD

62913F201

Annual

05/11/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratification of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Amend 2004 Incentive Compensation Plan, Increase Authorized Shares

MGMT

FOR

FOR

Ross Stores, Inc.

ROST

778296103

Annual

05/19/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

Akamai Technologies, Inc.

AKAM

00971T101

Annual

05/19/2010

1A) Election of Director – F. Thomson Leighton

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – Paul Sagan

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – Naomi O. Seligman

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Independent Auditors

MGMT

FOR

FOR

Cephalon, Inc.

CEPH

156708109

Annual

05/20/2010

1A) Election of Director – Frank Baldino, Jr. PHD

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – William P. Egan

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – Martyn D. Greenacre

MGMT

FOR

FOR

 

 

 

 

 

1D) Election of Director – Vaughn M. Kailian

MGMT

FOR

FOR

 

 

 

 

 

1E) Election of Director – Kevin E. Moley

MGMT

FOR

FOR

 

 

 

 

 

1F) Election of Director – Charles A. Sanders, MD

MGMT

FOR

FOR

 

 

 

 

 

1G) Election of Director – Gail R. Wilensky, PHD

MGMT

FOR

FOR

 

 

 

 

 

1H) Election of Director – Dennis L. Winger

MGMT

FOR

FOR

 

 

 

 

 

2) Approve Amendment to 2004 Equity Compensation Plan, Increase Authorized Shares

MGMT

FOR

FOR

 

 

 

 

 

3) Approve 2010 Employee Stock Purchase Plan

MGMT

FOR

FOR

 

 

 

 

 

4)Ratify Appointment of Independent Registered Public Accountants

MGMT

FOR

FOR

AMR Corp.

AMR

001765106

Annual

05/19/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Independent Auditors

MGMT

FOR

FOR

 

 

 

 

 

3) Shareholder Proposal – Cumulative Voting for Director Elections

SHDLR

AGAINST

AGAINST




MGM Mirage, Inc.

MGM

552953101

Annual

06/15/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Amend and Restate Certificate of Incorporation, Change Company Name to MGM Resorts International

MGMT

FOR

FOR

 

 

 

 

 

4) Shareholder Proposal – Sustainability Report

SHDLR

AGAINST

AGAINST

 

 

 

 

 

5) Transact Such Other Business as May Properly Come Before the Meeting

MGMT

FOR

FOR

Fossil, inc.

FOSL

349882100

Annual

05/19/2010

1) Amend and Restate Certificate of Incorporation, Provide for Annual Director Elections

MGMT

FOR

FOR

 

 

 

 

 

2) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

3) If Proposal #2 is not Approved, Elect Three Directors to Serve for a Term of Three Years, as Recommended

MGMT

FOR

FOR

 

 

 

 

 

4) Approve 2010 Cash Incentive Plan

MGMT

FOR

FOR

 

 

 

 

 

5) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

Cognizant Technology Solutions Corp.

CTSH

192446102

Annual

06/01/2010

1A) Election of Director – John E. Klein

MGMT

FOR

FOR

 

 

 

 

 

1B) Election of Director – Lakshmi Narayanan

MGMT

FOR

FOR

 

 

 

 

 

1C) Election of Director – Maureen Breakiron-Evans

MGMT

FOR

FOR

 

 

 

 

 

2) Amend and Restate 2004 Employee Stock Purchase Plan, increase Authorized Shares

MGMT

FOR

FOR

 

 

 

 

 

3) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

Big Lots, Inc.

BIG

089302103

Annual

05/27/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Approve Amended/Restated 2005 Long-Term Incentive Plan

MGMT

FOR

FOR

 

 

 

 

 

3) Approve Amended/Restated 2006 Bonus Plan

MGMT

FOR

FOR

 

 

 

 

 

4) Approve Amendments to Articles of Incorporation

MGMT

FOR

FOR

 

 

 

 

 

5) Approve Amendments to Code of Regulations

MGMT

FOR

FOR

 

 

 

 

 

6) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR




Las Vegas Sands Corp.

LVS

517834107

Annual

06/03/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Shareholder Proposal – Sustainability Report

SHDLR

AGAINST

AGAINST

 

 

 

 

 

4) Transact Such Other Business as May Properly Come Before the Meeting

MGMT

FOR

FOR

Priceline.com, Inc.

PCLN

741503403

Annual

06/02/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Selection of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Shareholder Proposal – Special Stockholder Meetings

SHDLR

AGAINST

AGAINST

Salesforce.com, inc.

CRM

79466L302

Annual

06/10/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

BE Aerospace, Inc.

BEAV

073302101

Annual

07/29/2010

1) For the Recommended Directors

MGMT

FOR

FOR

 

 

 

 

 

2) Ratify Appointment of Independent Registered Public Accounting Firm

MGMT

FOR

FOR

 

 

 

 

 

3) Adopt Amendments to Amended/Restated 1994 Employee Stock Purchase Plan

MGMT

FOR

FOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 





ORION/MONETTA INTERMEDIATE BOND FUND


NAME OF COMPANY

TICKER

CUSIP

MTG TYPE

MTG DATE

DESCRIPTION OF VOTE

SPONSOR

VOTE CAST

MGMT RECOM’D VOTE

I Shares IBOXX High Yield Fund

HYG

464288513

Special

11/04/2009

1) For the Recommended Directors

MGMT

FOR

FOR

I Shares IBOXX High Yield Fund

HYG

464288513

Special

11/04/2009

1) Approve New Investment Advisory Agreement Between Each Company and Barclays Global Fund Advisers

MGMT

FOR

FOR






GOVERNMENT MONEY MARKET FUND



There is no proxy voting activity for the fund because the fund did not hold any voting securities during the reporting period.


The Monetta Government Money Market Fund was liquidated on December 18, 2009.
















SIGNATURES



Pursuant to the requirements of the Investment Company Act of 1940, the

registrant has duly caused this report to be signed on its behalf by the

undersigned, there unto duly authorized.




(Registrant)              Monetta Trust

             --------------------------------------------------------------




By (Signature and Title)* /s/Robert S. Bacarella

                          -------------------------------------------------

                          Robert S. Bacarella, President



Date: August 12, 2010

      ---------------



* Print the name and title of each signing officer under his or her signature.