0001415889-21-000553.txt : 20210208 0001415889-21-000553.hdr.sgml : 20210208 20210208122820 ACCESSION NUMBER: 0001415889-21-000553 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TURNER DAVID T CENTRAL INDEX KEY: 0001196018 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 21600310 MAIL ADDRESS: STREET 1: 407 OAK VALLEY COURT CITY: JEFFERSON CITY STATE: MO ZIP: 65109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 EAST HIGH STREET CITY: JEFFERSON CITY STATE: MO ZIP: 65101 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P. O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 5 1 form5-02082021_090211.xml X0306 5 2020-12-31 0 0 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001196018 TURNER DAVID T C/O HAWTHORN BANCSHARES, INC. 132 EAST HIGH STREET, PO BOX 688 JEFFERSON CITY MO 65102 true true false false CHIEF EXECUTIVE OFFICER Common Stock 38233.722 D Common Stock 48410.4954 I By Profit Sharing Trust Includes shares acquired since last report pursuant to Company DRIP program. Includes shares acquired since last report pursuant to Company profit sharing trust. /s/ David T. Turner 2021-02-08