0001415889-20-000339.txt : 20200214
0001415889-20-000339.hdr.sgml : 20200214
20200214162823
ACCESSION NUMBER: 0001415889-20-000339
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wetzel Gus Seitter III
CENTRAL INDEX KEY: 0001757422
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23636
FILM NUMBER: 20620637
MAIL ADDRESS:
STREET 1: 905 SHADOW HILL CIRCLE
CITY: CLINTON
STATE: MO
ZIP: 64735
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC.
CENTRAL INDEX KEY: 0000893847
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 431626350
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 132 EAST HIGH STREET
CITY: JEFFERSON CITY
STATE: MO
ZIP: 65101
BUSINESS PHONE: (573)761-6100
MAIL ADDRESS:
STREET 1: P. O. BOX 688
CITY: JEFFERSON CITY
STATE: MO
ZIP: 65102
FORMER COMPANY:
FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC
DATE OF NAME CHANGE: 19940323
5
1
form5-02142020_010210.xml
X0306
5
2019-12-31
0
0
0000893847
HAWTHORN BANCSHARES, INC.
HWBK
0001757422
Wetzel Gus Seitter III
C/O HAWTHORN BANCSHARES, INC.
132 EAST HIGH STREET, PO BOX 688
JEFFERSON CITY
MO
65102
true
false
false
false
Common Stock
3778.361
I
By Wetzel Revocable Trust
Common Stock
94694.080
I
By Wetzel Investments, Ltd.
Includes shares acquired since last report from the Company's July 1, 2019 4% Stock Dividend
The reporting person holds a minority ownership interest in Wetzel Investments, Ltd. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Gus S. Wetzel, III
2020-02-14