0001415889-20-000308.txt : 20200211 0001415889-20-000308.hdr.sgml : 20200211 20200211173216 ACCESSION NUMBER: 0001415889-20-000308 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TURNER DAVID T CENTRAL INDEX KEY: 0001196018 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 20598280 MAIL ADDRESS: STREET 1: 407 OAK VALLEY COURT CITY: JEFFERSON CITY STATE: MO ZIP: 65109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 EAST HIGH STREET CITY: JEFFERSON CITY STATE: MO ZIP: 65101 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P. O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 5 1 form5-02112020_020203.xml X0306 5 2019-12-31 0 0 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001196018 TURNER DAVID T C/O HAWTHORN BANCSHARES, INC. 132 EAST HIGH STREET, PO BOX 688 JEFFERSON CITY MO 65102 true true false false CHIEF EXECUTIVE OFFICER Common Stock 31056.276 D Common Stock 45483.6582 I By Profit Sharing Trust Includes shares acquired since last report pursuant to Company DRIP program and July 1, 2019 4% stock dividend. Includes shares acquired since last report pursuant to Company profit sharing trust. /s/ David T. Turner 2020-02-11