0001415889-18-001797.txt : 20181219 0001415889-18-001797.hdr.sgml : 20181219 20181219163037 ACCESSION NUMBER: 0001415889-18-001797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181219 FILED AS OF DATE: 20181219 DATE AS OF CHANGE: 20181219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TURNER DAVID T CENTRAL INDEX KEY: 0001196018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 181243770 MAIL ADDRESS: STREET 1: 407 OAK VALLEY COURT CITY: JEFFERSON CITY STATE: MO ZIP: 65109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 EAST HIGH STREET CITY: JEFFERSON CITY STATE: MO ZIP: 65101 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P. O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 4 1 form4-12192018_011219.xml X0306 4 2018-12-19 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001196018 TURNER DAVID T C/O HAWTHORN BANCSHARES, INC. 132 EAST HIGH STREET, PO BOX 688 JEFFERSON CITY MO 65102 true true false false CHIEF EXECUTIVE OFFICER Common Stock 2018-12-19 2018-12-19 4 P 0 500 23.31 A 29325.582 D Common Stock 42970.0211 I By Profit Sharing Trust Includes shares acquired since last report pursuant to Company DRIP program. Includes shares acquired since last report pursuant to Company profit sharing trust. /s/ David T. Turner, Attorney-in-Fact 2018-12-19