0001415889-15-000522.txt : 20150213 0001415889-15-000522.hdr.sgml : 20150213 20150213113533 ACCESSION NUMBER: 0001415889-15-000522 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 SOUTHWEST LONGVIEW BLVD. CITY: LEE'S SUMMIT STATE: MO ZIP: 64081 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P.O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JAMES E/MO CENTRAL INDEX KEY: 0001196017 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 15611214 MAIL ADDRESS: STREET 1: 517 SOUTH 2ND CITY: CLINTON STATE: MO ZIP: 64735 5 1 form5-02132015_080224.xml X0306 5 2014-12-31 0 0 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001196017 SMITH JAMES E/MO C/O HAWTHORN BANCSHARES, INC. 132 EAST HIGH STREET, PO BOX 688 JEFFERSON CITY MO 65102 true false false false Common Stock 27951.289 D Common Stock 4713.489 D Common Stock 606 I Retirement Account Includes shares acquired since last report pursuant to Company DRIP program and July 1. 2014 4% Stock Dividend. Includes shares acquired since last report from the Company's July 1, 2014 4% Stock Dividend /s/ James E. Smith 2015-02-13