0001355435-24-000002.txt : 20240213 0001355435-24-000002.hdr.sgml : 20240213 20240213153136 ACCESSION NUMBER: 0001355435-24-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILES BRENT M CENTRAL INDEX KEY: 0001355435 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 24625253 MAIL ADDRESS: STREET 1: C/O HAWTHORN BANCSHARES, INC. STREET 2: PO BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102-0688 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 EAST HIGH STREET CITY: JEFFERSON CITY STATE: MO ZIP: 65101 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P. O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 5 1 wk-form5_1707856284.xml FORM 5 X0508 5 2023-12-31 0 0 0 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001355435 GILES BRENT M C/O HAWTHORN BANCSHARES, INC. 132 EAST HIGH STREET JEFFERSON CITY MO 65101 1 1 0 0 CHIEF EXECUTIVE OFFICER 0 Common Stock 12277 D Common Stock 563.119 I Profit Sharing Trust Common Stock 4275 I Trust Represents restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date. Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust. Includes shares acquired since the last report pursuant to the Company's DRIP program. /s/ Arla R. Surls, Attorney-in-Fact, for Brent M. Giles 2024-02-13