-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QCoeHGBtDtalrP86NeUBpNP7w1EIucg5VbtfrXQX0skTKWMnJnbh/BiyXhtbzlEM JKwAp3HdRnWPqs9YOn6APw== 0001209191-08-053512.txt : 20080925 0001209191-08-053512.hdr.sgml : 20080925 20080925161156 ACCESSION NUMBER: 0001209191-08-053512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080922 FILED AS OF DATE: 20080925 DATE AS OF CHANGE: 20080925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 SOUTHWEST LONGVIEW BLVD. CITY: LEE'S SUMMIT STATE: MO ZIP: 64081 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P.O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TURNER DAVID T CENTRAL INDEX KEY: 0001196018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 081088908 BUSINESS ADDRESS: BUSINESS PHONE: 5737616100 MAIL ADDRESS: STREET 1: 407 OAK VALLEY COURT CITY: JEFFERSON CITY STATE: MO ZIP: 65109 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-09-22 0 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001196018 TURNER DAVID T 742 TURNBERRY DRIVE JEFFERSON CITY MO 65109 1 1 0 0 President Common Stock 8832.2258 D Common Stock 18961.6173 I Profit Sharing Trust Employee Stock Option (right to buy) 16.33 2001-12-04 2010-12-04 Common Stock 8526 8526 D Employee Stock Option (right to buy) 18.67 2003-02-14 2012-02-14 Common Stock 7758 7758 D Employee Stock Option (right to buy) 26.57 2004-03-03 2013-03-03 Common Stock 6600 6600 D Employee Stock Option (right to buy) 35.25 2005-02-19 2014-02-19 Common Stock 5458 5458 D Employee Stock Option (right to buy) 28.45 2006-04-21 2015-04-21 Common Stock 6898 6898 D Employee Stock Option (right to buy) 29.95 2007-03-03 2016-03-03 Common Stock 6749 6749 D Employee Stock Option (right to buy) 33.50 2008-04-27 2017-04-27 Common Stock 7164 7164 D Employee Stock Option (right to buy) 21.01 2008-09-22 2008-09-22 4 A 0 6426 21.01 A 2009-09-22 2018-09-22 Common Stock 6426 6426 D Includes shares acquired since last report pursuant to Company DRIP program. 739 vest 9/22/15; 4,759 vest 9/22/16; and 928 vest 9/22/17. /s/ David T. Turner by Kathleen L. Bruegenhemke P.O.A. 2008-09-24 -----END PRIVACY-ENHANCED MESSAGE-----