0001196015-24-000002.txt : 20240209 0001196015-24-000002.hdr.sgml : 20240209 20240209154922 ACCESSION NUMBER: 0001196015-24-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240209 DATE AS OF CHANGE: 20240209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREEMAN PHILIP D CENTRAL INDEX KEY: 0001196015 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 24614533 MAIL ADDRESS: STREET 1: C/O HAWTHORN BANCSHARES, INC. STREET 2: PO BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102-0688 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 EAST HIGH STREET CITY: JEFFERSON CITY STATE: MO ZIP: 65101 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P. O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 5 1 wk-form5_1707511744.xml FORM 5 X0508 5 2023-12-31 0 0 0 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001196015 FREEMAN PHILIP D C/O HAWTHORN BANCSHARES, INC. 132 EAST HIGH STREET, PO BOX 688 JEFFERSON CITY MO 65102 1 0 0 0 0 Common Stock 98683.79 I Trust Includes shares acquired since last report from the July 1, 2023 4% stock dividend. /s/ Arla R. Surls, Attorney-in-Fact, for Philip D. Freeman 2024-02-09