N-PX 1 draft.txt GABELLI INVESTOR NPX 0608 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07326 Gabelli Investor Funds, Inc. -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Bruce N. Alpert Gabelli Funds, LLC One Corporate Center Rye, New York 10580-1422 -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 800-422-3554 Date of fiscal year end: December 31 Date of reporting period: July 1, 2007 - June 30, 2008 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. PROXY VOTING RECORD FOR PERIOD JULY 1, 2007 TO JUNE 30, 2008 ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 1 of 85 Selected Accounts: NPX GABELLI ABC FUND HOMEFED CORPORATION HOFD ANNUAL MEETING DATE: 07/10/2007 ISSUER: 43739D307 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------- ---------- ---- -------------- 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2007. 01 DIRECTOR Management For PATRICK D. BIENVENUE Management For For PAUL J. BORDEN Management For For TIMOTHY M. CONSIDINE Management For For IAN M. CUMMING Management For For MICHAEL A. LOBATZ Management For For JOSEPH S. STEINBERG Management For For
EMMIS COMMUNICATIONS CORPORATION EMMS ANNUAL MEETING DATE: 07/11/2007 ISSUER: 291525103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------- ---------- ---- -------------- 01 DIRECTOR Management For JEFFREY H. SMULYAN Management For For GREG A. NATHANSON Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. 03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.
STRATOS INTERNATIONAL, INC. STLW SPECIAL MEETING DATE: 07/12/2007 ISSUER: 863100202 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------- ---------- ---- -------------- 01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF MAY 14, 2007, AMONG STRATOS INTERNATIONAL, INC., EMERSON NETWORK POWER CONNECTIVITY SOLUTIONS, INC. AND EMERSUB C, INC.
IPSCO INC. IPS SPECIAL MEETING DATE: 07/16/2007 ISSUER: 462622101 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------- ---------- ---- -------------- 01 APPROVAL OF A SPECIAL RESOLUTION, IN THE FORM ATTACHED AS Management For For ANNEX A TO THE PROXY STATEMENT/MANAGEMENT
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 2 of 85 Selected Accounts: NPX GABELLI ABC FUND INFORMATION CIRCULAR, TO APPROVE AN ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING IPSCO INC., ITS SHAREHOLDERS AND OTHER SECURITYHOLDERS, SSAB SVENSKT STL AB (SSAB) AND SSAB CANADA INC. (ACQUISITION SUB), A SUBSIDIARY OF SSAB, INVOLVING, AMONG OTHER THINGS, THE ACQUISITION BY ACQUISITION SUB OF ALL OF THE OUTSTANDING COMMON SHARES OF IPSCO INC. FOR US$160.00 IN CASH FOR EACH COMMON SHARE. 02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING,IF NECESSARY Management For For OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO PASS ON THE ARRANGEMENT RESOLUTION.
LEAR CORPORATION LEA ANNUAL MEETING DATE: 07/16/2007 ISSUER: 521865105 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------ ------------ ------- --------------- 01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For FEBRUARY 9, 2007, BY AND AMONG LEAR CORPORATION, AREP CAR HOLDINGS CORP. AND AREP CAR ACQUISITION CORP., AND THE MERGER CONTEMPLATED THEREBY. 02 APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE 2007 ANNUAL Management For For MEETING OF STOCKHOLDERS OF LEAR CORPORATION, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE PROPOSAL NO. 1 DESCRIBED ON THIS PROXY CARD. 03 DIRECTOR Management For LARRY W. MCCURDY Management For For ROY E. PARROTT Management For For RICHARD F. WALLMAN Management For For 04 APPROVE AN AMENDMENT TO THE LEAR CORPORATION AMENDED AND Management For For RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. 05 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS LEAR Management For For CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. 06 STOCKHOLDER PROPOSAL REQUESTING A MAJORITY VOTE STANDARD IN Shareholder Against For THE ELECTION OF DIRECTORS. 07 STOCKHOLDER PROPOSAL REGARDING GLOBAL HUMAN RIGHTS STANDARDS. Shareholder Against For
PETROHAWK ENERGY CORPORATION HAWK ANNUAL MEETING DATE: 07/18/2007 ISSUER: 716495106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ----------------------------------------------------------- ------------ ------- --------------- 03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For INDEPENDENT AUDITOR FOR 2007. 02 APPROVAL AND RATIFICATION OF THE AMENDMENT TO PETROHAWK Management For For ENERGY CORPORATION THIRD AMENDED AND RESTATED 2004 EMPLOYEE INCENTIVE PLAN. 01 DIRECTOR Management For THOMAS R. FULLER Management For For ROBERT G. RAYNOLDS Management For For CHRISTOPHER A. VIGGIANO Management For For
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 3 of 85 Selected Accounts: NPX GABELLI ABC FUND FLORIDA EAST COAST INDUSTRIES, INC. FLA SPECIAL MEETING DATE: 07/24/2007 ISSUER: 340632108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------------------- ---------- ----- -------------- 01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 8, Management For For 2007, BY AND AMONG IRON HORSE ACQUISITION HOLDING LLC, IRON HORSE ACQUISITION SUB INC. AND FLORIDA EAST COAST INDUSTRIES, INC. (THE MERGER AGREEMENT). 02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For MEETING, IF NECESSARY OR APPROPRIATE, FOR AMONG OTHER REASONS, THE SOLICITATION OF ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT.
ARGONAUT GROUP, INC. AGII SPECIAL MEETING DATE: 07/25/2007 ISSUER: 040157109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ----------------------------------------------------------------- ---------- ----- -------------- 02 APPROVAL OF ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE Management For For IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSAL. 01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH Management For For 14, 2007 AND AMENDED AND RESTATED AS OF JUNE 8, 2007, BY AND AMONG PXRE GROUP LTD., PXMS INC., A DIRECT, WHOLLY OWNED SUBSIDIARY OF PXRE GROUP LTD., AND ARGONAUT, WHEREBY PXMS INC. WILL MERGE WITH AND INTO ARGONAUT, WITH ARGONAUT AS THE SURVIVING COMPANY.
ARMOR HOLDINGS, INC. AH SPECIAL MEETING DATE: 07/25/2007 ISSUER: 042260109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------------------- ---------- ----- -------------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED AS OF MAY 7, Management For For 2007, AMONG ARMOR HOLDINGS, INC., BAE SYSTEMS, INC. AND JAGUAR ACQUISITION SUB INC. 02 TO APPROVE THE POSTPONEMENT OR ADJOURNMENT OF THE SPECIAL Management For For MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE ADOPTION OF THE MERGER AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES FOR ADOPTION OF THE MERGER AGREEMENT AT THE SPECIAL MEETING.
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 4 of 85 Selected Accounts: NPX GABELLI ABC FUND AEROFLEX INCORPORATED ARXX SPECIAL MEETING DATE: 07/26/2007 ISSUER: 007768104 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------------------- ---------- ----- -------------- 02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A LATER Management For For DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL NUMBER 1. 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For MAY 25, 2007, BY AND AMONG AX HOLDING CORP., AX ACQUISITION CORP. AND AEROFLEX INCORPORATED, AS IT MAY BE AMENDED FROM TIME TO TIME.
FIRST REPUBLIC BANK FRC SPECIAL MEETING DATE: 07/26/2007 ISSUER: 336158100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------------------- ---------- ----- -------------- 01 TO APPROVE THE PLAN OF MERGER CONTAINED IN THE AGREEMENT AND Management For For PLAN OF MERGER, DATED AS OF JANUARY 29, 2007, AMONG MERRILL LYNCH & CO., INC., FIRST REPUBLIC BANK AND MERRILL LYNCH BANK & TRUST CO., FSB, A WHOLLY OWNED SUBSIDIARY OF MERRILL LYNCH & CO., INC., AS IT MAY BE AMENDED FROM TIME TO TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Management For For SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY INCLUDING TO SOLICIT ADDITIONAL PROXIES.
THE BISYS GROUP, INC. BSG SPECIAL MEETING DATE: 07/27/2007 ISSUER: 055472104 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------------------- ---------- ----- -------------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For OF MAY 1, 2007, BY AND AMONG THE BISYS GROUP, INC., CITIBANK N.A. AND BUCKEYE ACQUISITION SUB, INC. AND APPROVE THE MERGER. 02 PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE Management For For MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER AND APPROVE THE MERGER.
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 5 of 85 Selected Accounts: NPX GABELLI ABC FUND EGL, INC. EAGL ANNUAL MEETING DATE: 07/31/2007 ISSUER: 268484102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ----------------------------------------------------------------- ---------- ----- -------------- 01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 24, Management For For 2007, AMONG CEVA GROUP PLC, CEVA TEXAS HOLDCO INC., AND EGL, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. 02 APPROVAL OF THE ADJOURNMENT OF THE ANNUAL MEETING TO A LATER Management For For DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 24, 2007, AMONG CEVA GROUP PLC, CEVA TEXAS HOLDCO INC., AND EGL, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. 03 DIRECTOR Management For JAMES R. CRANE Management For For FRANK J. HEVRDEJS Management For For PAUL WILLIAM HOBBY Management For For MICHAEL K. JHIN Management For For MILTON CARROLL Management For For NEIL E. KELLEY Management For For JAMES FLAGG Management For For SHERMAN WOLFF Management For For
FIRST DATA CORPORATION FDC SPECIAL MEETING DATE: 07/31/2007 ISSUER: 319963104 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------------------- ---------- ----- -------------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL Management For For 1, 2007, AMONG NEW OMAHA HOLDINGS L.P., OMAHA ACQUISITION CORPORATION AND FIRST DATA CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME. 02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY Management For For OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER REFERRED TO IN 1.
REMY COINTREAU SA, COGNAC RCOP.PA EGM MEETING DATE: 07/31/2007 ISSUER: F7725A100 ISIN: FR0000130395 SEDOL: 4721352, B01DPS0, 4741714 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ----------------------------------------------------------------- ---------- ----- ---------------------------- * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE Non-Voting *Management Position Unknown PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 6 of 85 Selected Accounts: NPX GABELLI ABC FUND YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, Management For *Management Position Unknown APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YEAR ENDING IN 2006, AS PRESENTED; EARNINGS O.2 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND THE Management For *Management Position Unknown INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS: EARNINGS FOR THE FY: EUR 175,629,723.44, PRIOR RETAINED EARNINGS: EUR 37,696,670.24, DISTRIBUTABLE INCOME: EUR 213,326,393.68, LEGAL RESERVES: EUR 78,985.28, DIVIDENDS: EUR 55,199,762.40, RETAINED EARNINGS: EUR 158,047,646.00, GLOBAL AMOUNT: EUR 213,326,393.68, IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES O.3 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, Management For *Management Position Unknown APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID YE, IN THE FORM PRESENTED TO THE MEETING; LOSS FOR THE FY: EUR - 23,031,000.00 O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS Management For *Management Position Unknown GOVERNED BY THE ARTICLE L.225-38 AND L.225-40 OF THE FRENCH COMMERCIAL CODE, APPROVE THE AGREEMENTS ENTERED INTO OR WHICH REMAINED IN FORCE DURING THE FY O.5 GRANT PERMANENT DISCHARGE TO THE BOARD OF DIRECTORS FOR THE Management For *Management Position Unknown PERFORMANCE OF THEIR DUTIES DURING THE FY O.8 APPOINT MR. TIM JONES AS AN EXECUTIVE DIRECTOR FOR A 3 YEAR Management For *Management Position Unknown PERIOD O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. MARC HERIARD DUBREUIL Management For *Management Position Unknown AS AN EXECUTIVE DIRECTOR FOR A 3 YEAR PERIOD O.7 APPROVE TO RENEW THE APPOINTMENT OF MR. JEAN BURELLE AS AN Management For *Management Position Unknown EXECUTIVE DIRECTOR FOR A 3 YEAR PERIOD O.9 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 294,000.00 TO THE Management For *Management Position Unknown BOARD OF DIRECTORS O.10 AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY S Management For *Management Position Unknown SHARES ON THE OPENMARKET, SUBJECT TO THE CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 60.00, MINIMUM SALE PRICE: 30.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 241,738,800.00; AUTHORITY EXPIRES AFTER 18 MONTHS; AND THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 27 JUL 2006 IN ITS RESOLUTION 13 AND TO TAKE ALL NECESSARY FORMALITIES O.11 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR Management For *Management Position Unknown EXTRACT OF THE MINUTES OF THE MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY THE LAW E.12 AMEND, AS A CONSEQUENCE OF THE REGULATION CHANGES, THE ARTICLE Management For *Management Position Unknown 23.1 OF THE BY-LAWS CONCERNING THE MODALITIES OF CONVENING AND ATTENDANCE OF THE SHAREHOLDERS TO THE GENERAL MEETINGS OF THE COMPANY E.13 AMEND, AS A CONSEQUENCE OF THE REGULATION CHANGES, THE ARTICLE Management For *Management Position Unknown 23.6 OF THE BY-LAWS CONCERNING THE MODALITIES OF CONVENING AND ATTENDANCE OF THE SHAREHOLDERS TO THE GENERAL MEETINGS OF THE COMPANY
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 7 of 85 Selected Accounts: NPX GABELLI ABC FUND * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK YOU. Non-Voting *Management Position Unknown E.14 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL, ON 1 Management For *Management Position Unknown OR MORE OCCASIONS AND ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE COMPANY S OWN SHARES IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD, AUTHORITY EXPIRES AFTER 18 MONTHS; THIS AUTHORIZATIONS SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 27 JUL 2006 IN ITS RESOLUTION 19 E.15 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL, ON 1 Management For *Management Position Unknown OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 30,000,000.00, WHICH IS COMMON WITH THE RESOLUTION 16, BY ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES AND OR DEBT SECURITIES; THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 750,000,000.00; AUTHORITY EXPIRES AFTER 26 MONTHS AND TO TAKE ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL, ON 1 Management For *Management Position Unknown OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 30,000,000.00, BY ISSUANCE, WITHOUT PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES AND OR DEBT SECURITIES; THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 750,000,000.00; AUTHORITY EXPIRES AFTER 26 MONTHS AND TO TAKE ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT E.17 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN 1 OR MORE Management For *Management Position Unknown TRANSACTIONS, TO BENEFICIARIES TO BE CHOSEN BY IT, OPTIONS GIVING THE RIGHT EITHER TO SUBSCRIBE FOR NEW SHARES IN THE COMPANY TO BE ISSUED THROUGH A SHARE CAPITAL INCREASE, OR TO PURCHASE EXISTING SHARES PURCHASED BY THE COMPANY, IT BEING PROVIDED THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL EXCEED 3% OF THE SHARE CAPITAL; AUTHORITY EXPIRES AFTER 38 MONTHS; AND APPROVE TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY FORMALITIES; THIS AUTHORIZATIONS SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07 SEP 2004 IN ITS RESOLUTION 7 E.18 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL, ON 1 Management For *Management Position Unknown OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY WHO ARE MEMBERS OF A COMPANY SAVING PLAN; AUTHORITY EXPIRES AFTER 26 MONTHS AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR 1,400,000.00; AND TO TAKE ALL NECESSARY FORMALITIES E.19 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF Management For *Management Position Unknown SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE IN CASE OF AN EXCESS DEMAND, AT THE SAME PRICE AS THE INITIAL ISSUE, WITHIN 30 DAYS OF THE CLOSING OF SUBSCRIPTION PERIOD AND UP TO A MAXIMUM OF 15% OF THE INITIAL ISSUE; AUTHORITY EXPIRES AFTER 26 MONTHS AND TO TAKE ALL NECESSARY FORMALITIES; THIS AUTHORIZATIONS SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 28 JUL 2006 IN ITS RESOLUTION 19 E.20 AUTHORIZE THE BOARD OF DIRECTORS, FOLLOWING THE APPROVAL OF THE Management For *Management Position Unknown RESOLUTIONS 15 AND 16, FOR A
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 8 of 85 Selected Accounts: NPX GABELLI ABC FUND 26- MONTH PERIOD AND WITHIN THE LIMIT OF 10% OF THE COMPANY S SHARE CAPITAL, TO SET THE ISSUE PRICE OF THE ORDINARY SHARES OR SECURITIES TO BE ISSUED, IN ACCORDANCE WITH THE TERMS AND CONDITIONS AS SPECIFIED; APPROVE TO CANCEL THE PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR E.21 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL, ON 1 Management For *Management Position Unknown OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 30% OF THE SHARE CAPITAL; AUTHORITY EXPIRES AFTER 36 MONTHS AND TO TAKE ALL NECESSARY FORMALITIES; THIS AUTHORIZATIONS SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07 SEP 2004 IN ITS RESOLUTION 16 E.22 RECEIVE THE REPORT OF THE BOARD OF DIRECTORS, APPROVE VARIOUS Management For *Management Position Unknown DELEGATIONS GIVEN TO IT AT THE PRESENT MEETING SHALL BE USED IN WHOLE OR IN PART IN ACCORDANCE WITH THE LEGAL PROVISIONS IN FORCE, DURING PERIODS WHEN CASH OR STOCK TENDER OFFERS ARE IN EFFECT FOR THE COMPANY S SHARES FOR A 18- MONTH PERIOD, STARTING FROM THE DATE OF THE PRESENT MEETING AND BY THE SHAREHOLDER S MEETING OF 27 JUL 2006 E.23 AUTHORIZE THE BOARD OF DIRECTORS TO CHARGE THE SHARE ISSUANCE Management For *Management Position Unknown COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY TO RAISE THE LEGAL RESERVE TO 1/10 OF THE NEW CAPITAL AFTER EACH INCREASE E.24 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR Management For *Management Position Unknown EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY THE LAW
ALLIANCE DATA SYSTEMS CORPORATION ADS SPECIAL MEETING DATE: 08/08/2007 ISSUER: 018581108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------------------- ---------- ----- -------------- 02 IF NECESSARY OR APPROPRIATE, TO ADOPT A PROPOSAL TO ADJOURN THE Management For For SPECIAL MEETING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT. 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 17, Management For For 2007, AMONG ALLIANCE DATA SYSTEMS CORPORATION, ALADDIN HOLDCO, INC. AND ALADDIN MERGER SUB., INC., AS MAY BE AMENDED FROM TIME TO TIME.
COMPASS BANCSHARES, INC. CBSS SPECIAL MEETING DATE: 08/08/2007 ISSUER: 20449H109 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 9 of 85
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE Management For For COMPASS SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. 01 TO APPROVE AND ADOPT THE TRANSACTION AGREEMENT, Management For For DATED FEBRUARY 16, 2007, BETWEEN COMPASS BANCSHARES, INC. AND BANCO BILBAO VIZCAYA ARGENTARIA, S.A., OR BBVA, AS IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO WHICH COMPASS WILL BECOME A WHOLLY- OWNED SUBSIDIARY OF BBVA.
NORTHWESTERN CORPORATION NWEC ANNUAL MEETING DATE: 08/08/2007 ISSUER: 668074305 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 01 DIRECTOR Management For STEPHEN P. ADIK Management For For E. LINN DRAPER, JR. Management For For JON S. FOSSEL Management For For MICHAEL J. HANSON Management For For JULIA L. JOHNSON Management For For PHILIP L. MASLOWE Management For For D. LOUIS PEOPLES Management For For 02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT REGISTERED ACCOUNTING FIRM FOR FISCAL YEAR ENDED DECEMBER 31, 2007.
AQUANTIVE, INC. AQNT SPECIAL MEETING DATE: 08/09/2007 ISSUER: 03839G105 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 02 TO APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL Management For For MEETING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT OR IF OTHERWISE DEEMED NECESSARY OR APPROPRIATE. 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF MAY 17, 2007, BY AND AMONG AQUANTIVE, INC., MICROSOFT CORPORATION AND ARROW ACQUISITION COMPANY.
CDW CORPORATION CDWC SPECIAL MEETING DATE: 08/09/2007 ISSUER: 12512N105 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 02 ADJOURN THE SPECIAL MEETING IF NECESSARY OR Management For For APPROPRIATE TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE AGREEMENT AND PLAN OF MERGER. 01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 10 of 85 AS OF MAY 29, 2007, AMONG CDW CORPORATION, VH HOLDINGS, INC. (PARENT) AND VH MERGERSUB, INC. (MERGER SUB), WHICH PROVIDES FOR THE MERGER OF MERGER SUB, A WHOLLY OWNED SUBSIDIARY OF PARENT, WITH AND INTO CDW, WITH CDW CONTINUING AS THE SURVIVING CORPORATION.
CATALINA MARKETING CORPORATION POS SPECIAL MEETING DATE: 08/13/2007 ISSUER: 148867104 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. 01 ADOPTION OF THE AGREEMENT OF MERGER, DATED AS Management For For OF APRIL 17, 2007, BY AND AMONG CATALINA MARKETING CORPORATION, CHECKOUT HOLDING CORP. AND CHECKOUT ACQUISITION CORP. (THE MERGER AGREEMENT), AND APPROVAL OF THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT, AS DESCRIBED IN THE PROXY STATEMENT.
STATION CASINOS, INC. STN SPECIAL MEETING DATE: 08/13/2007 ISSUER: 857689103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF FEBRUARY 23, 2007 AND AMENDED AS OF MAY 4, 2007, AMONG STATION CASINOS, INC., FERTITTA COLONY PARTNERS LLC AND FCP ACQUISITION SUB, AS IT MAY BE AMENDED FROM TIME TO TIME. 02 MOTION TO ADJOURN THE SPECIAL MEETING TO A LATER Management For For DATE, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL NUMBER 1.
FLORIDA ROCK INDUSTRIES, INC. FRK SPECIAL MEETING DATE: 08/14/2007 ISSUER: 341140101 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 02 APPROVAL OF A PROPOSAL TO ADJOURN THE SPECIAL Management For For MEETING, IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL MEETING TO APPROVE THE FIRST PROPOSAL. 01 THE APPROVAL OF THE AGREEMENT AND PLAN OF MERGER Management For For DATED AS OF FEBRUARY 19, 2007, AS AMENDED ON
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 11 of 85 APRIL 9, 2007, BY AND AMONG VULCAN MATERIALS COMPANY, FLORIDA ROCK INDUSTRIES, INC., VIRGINIA HOLDCO, INC., VIRGINIA MERGER SUB, INC. AND FRESNO MERGER SUB, INC.
SLM CORPORATION SLM SPECIAL MEETING DATE: 08/15/2007 ISSUER: 78442P106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For PLAN OF MERGER, DATED AS OF APRIL 15, 2007, AMONG SLM CORPORATION, MUSTANG HOLDING COMPANY INC. AND MUSTANG MERGER SUB, INC., PURSUANT TO WHICH EACH STOCKHOLDER OF SLM CORPORATION WILL BE ENTITLED TO RECEIVE $60.00 IN CASH, WITHOUT INTEREST, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE AND ADOPT THE MERGER AGREEMENT.
VERTRUE INCORPORATED VTRU SPECIAL MEETING DATE: 08/15/2007 ISSUER: 92534N101 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF MARCH 22, 2007 BY AND AMONG VERTRUE, VELO HOLDINGS INC. AND VELO ACQUISITION INC., AS DESCRIBED IN THE PROXY STATEMENT AS AMENDED ON JULY 18, 2007 AND AS FURTHER AMENDED FROM TIME TO TIME. 02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING Management For For TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT.
THE SMITH & WOLLENSKY RESTAURANT GRP SWRG SPECIAL MEETING DATE: 08/20/2007 ISSUER: 831758107 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 01 ADOPTION OF THE AMENDED AND RESTATED AGREEMENT AND Management For For PLAN OF MERGER, DATED AS OF MAY 6, 2007, BY AND AMONG PROJECT GRILL, LLC, A DELAWARE LIMITED LIABILITY COMPANY (GRILL), SWRG ACQUISITION SUB, INC., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF GRILL, AND SWRG (THE MERGER AGREEMENT). 02 APPROVAL OF THE PROPOSAL TO ADJOURN THE SPECIAL Management For For MEETING, IF NECESSARY, FOR THE PURPOSE OF SOLICITING
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 12 of 85 ADDITIONAL PROXIES TO VOTE IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT.
ARCHSTONE-SMITH TRUST ASN SPECIAL MEETING DATE: 08/21/2007 ISSUER: 039583109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 01 APPROVAL OF THE MERGER OF ARCHSTONE-SMITH TRUST Management For For WITH AND INTO RIVER ACQUISITION (MD), LP, OR ITS ASSIGNEE, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 28, 2007, BY AND AMONG ARCHSTONE-SMITH TRUST, ARCHSTONE-SMITH OPERATING TRUST, RIVER HOLDING, LP, RIVER ACQUISITION (MD), LP, AND RIVER TRUST ACQUISITION (MD), LLC, AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER. 02 APPROVAL OF ANY ADJOURNMENTS OF THE SPECIAL MEETING Management For For FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL MEETING TO APPROVE THE MERGER AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER.
TRIBUNE COMPANY TRB SPECIAL MEETING DATE: 08/21/2007 ISSUER: 896047107 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 01 BOARD PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF APRIL 1, 2007, BY AND AMONG TRIBUNE COMPANY, GREATBANC TRUST COMPANY, SOLELY AS TRUSTEE OF THE TRIBUNE EMPLOYEE STOCK OWNERSHIP TRUST, WHICH FORMS A PART OF THE TRIBUNE EMPLOYEE STOCK OWNERSHIP PLAN, TESOP CORPORATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 BOARD PROPOSAL TO ADJOURN THE SPECIAL MEETING Management For For TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL NUMBER 1.
COLOR KINETICS INCORPORATED CLRK SPECIAL MEETING DATE: 08/22/2007 ISSUER: 19624P100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 01 ADOPT THE MERGER AGREEMENT. Management For For 02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 13 of 85 PIONEER COMPANIES, INC. PONR SPECIAL MEETING DATE: 08/28/2007 ISSUER: 723643300 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 02 PROPOSAL TO POSTPONE OR ADJOURN THE SPECIAL MEETING, Management For For IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 20, 2007. 01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For PLAN OF MERGER, DATED AS OF MAY 20, 2007, BY AND AMONG PIONEER COMPANIES, INC., OLIN CORPORATION, AND PRINCETON MERGER CORP., IN THE FORM ATTACHED AS APPENDIX A TO THE PROXY STATEMENT DATED JULY 24, 2007.
ALLTEL CORPORATION AT SPECIAL MEETING DATE: 08/29/2007 ISSUER: 020039103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- ------ ---------------- 02 BOARD PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Management For For MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF PROPOSAL NUMBER 1 IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT TO APPROVE PROPOSAL NUMBER 1. 01 BOARD PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Management For For OF MERGER, DATED AS OF MAY 20, 2007, BY AND AMONG ALLTEL CORPORATION, ATLANTIS HOLDINGS LLC AND ATLANTIS MERGER SUB, INC. AS IT MAY BE AMENDED FROM TIME TO TIME.
UNIVAR NV UNIVR.AS EGM MEETING DATE: 09/04/2007 ISSUER: N90311114 ISIN: NL0000388809 SEDOL: 7389650, B01DS58 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- -------------- ---------------------------- 1. OPENING Non-Voting *Management Position Unknown 2. APPROVE THE PUBLIC OFFER (THE OFFER) OF ULIXES Management Take No Action *Management Position Unknown B.V. (THE OFFEROR) FOR ALL ISSUED AND OUTSTANDING SHARES OF THE COMPANY 3. GRANT DISCHARGE TO ALL THE MEMBERS OF THE Management Take No Action *Management Position Unknown SUPERVISORY BOARD, SUBJECT TO THE CONDITIONS PRECEDENT THAT THE OFFER IS DECLARED UNCONDITIONAL BY THE OFFEROR AND SETTLEMENT OF THE OFFER HAS OCCURRED 4. GRANT DISCHARGE TO MR. J.H. HOLSBOER AS A MEMBER Management Take No Action *Management Position Unknown OF THE EXECUTIVE BOARD, SUBJECT TO THE CONDITIONS PRECEDENT THAT THE OFFER IS DECLARED UNCONDITIONAL
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 14 of 85 BY THE OFFEROR AND SETTLEMENT OF THE OFFER HAS OCCURRED 5. AMEND THE COMPANY S ARTICLES OF ASSOCIATION, Management Take No Action *Management Position Unknown SUBJECT TO THE CONDITIONS PRECEDENT THAT THE OFFER IS DECLARED UNCONDITIONAL BY THE OFFEROR AND SETTLEMENT OF THE OFFER HAS OCCURRED 6. APPOINT THE NEW BOARD MEMBERS, SUBJECT TO THE Management Take No Action *Management Position Unknown CONDITIONS PRECEDENT THAT THE OFFER IS DECLARED UNCONDITIONAL BY THE OFFEROR AND SETTLEMENT OF THE OFFER HAS OCCURRED 7. ANY OTHER BUSINESS Non-Voting *Management Position Unknown 8. CLOSING Non-Voting *Management Position Unknown
H&R BLOCK, INC. HRB CONTESTED ANNUAL MEETING DATE: 09/06/2007 ISSUER: 093671105 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- --------- ---------------- 1C ELECTION OF CLASS III DIRECTOR: RAYFORD WILKINS, Management For For JR. 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING APRIL 30, 2008. 03 APPROVAL OF A SHAREHOLDER PROPOSAL RELATED TO THE Shareholder Against For COMPANY S CHAIRMAN OF THE BOARD POSITION. 1A ELECTION OF CLASS III DIRECTOR: DONNA R. ECTON Management For For 1B ELECTION OF CLASS III DIRECTOR: LOUIS W. SMITH Management For For
TXU CORP. TXU ANNUAL MEETING DATE: 09/07/2007 ISSUER: 873168108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- --------- ---------------- 04 APPROVAL OF INDEPENDENT AUDITOR - DELOITTE & TOUCHE Management For For LLP. 03 DIRECTOR Management For LELDON E. ECHOLS Management For For KERNEY LADAY Management For For JACK E. LITTLE Management For For GERARDO I. LOPEZ Management For For J.E. OESTERREICHER Management For For MICHAEL W. RANGER Management For For LEONARD H. ROBERTS Management For For GLENN F. TILTON Management For For C. JOHN WILDER Management For For 02 TO APPROVE ANY PROPOSAL BY TXU CORP. TO ADJOURN Management For For OR POSTPONE THE ANNUAL MEETING, IF DETERMINED TO BE NECESSARY. 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF FEBRUARY 25, 2007 (AS AMENDED FROM TIME TO TIME, THE MERGER AGREEMENT) AMONG TXU CORP., TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP, A DELAWARE LIMITED PARTNERSHIP, AND TEXAS ENERGY FUTURE MERGER SUB CORP., A TEXAS CORPORATION, INCLUDING THE PLAN OF MERGER CONTAINED IN THE MERGER AGREEMENT.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 15 of 85 06 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON TXU Shareholder Against For CORP. S POLITICAL CONTRIBUTIONS AND EXPENDITURES. 05 SHAREHOLDER PROPOSAL RELATED TO TXU CORP. S ADOPTION Shareholder Against For OF QUANTITATIVE GOALS FOR EMISSIONS AT ITS EXISTING AND PROPOSED PLANTS.
PROVIMI VIM.PA OGM MEETING DATE: 09/11/2007 ISSUER: F6574X104 ISIN: FR0000044588 SEDOL: B23CSV3, 7147290, B1L51V8, B28LG88 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- --------- ---------------------------- * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE. 1. RATIFY THE APPOINTMENT OF MR. ANTONIUS THEODORUS Management For *Management Position Unknown CHRISTOFFEL VAN DER LAAN AS AN EXECUTIVE DIRECTOR, TO REPLACE WIM TROOST, FOR THE REMAINDER OF WIM TROOST S TERM OF OFFICE I.E. UNTIL THE SHAREHOLDERS MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR THE FYE ON 31 DEC 2009 2. APPOINT SOCIETE KOROFRANCE SAS AS AN EXECUTIVE Management For *Management Position Unknown DIRECTOR FOR A 3-YEAR PERIOD 3. RECEIVE THE BOARD OF DIRECTORS REPORT, THE Management For *Management Position Unknown SHAREHOLDERS MEETING DECIDES TO PROCEED WITH AN EXTRAORDINARY DISTRIBUTION OF EUR 237,719,701.59, WITHHELD FROM THE SPECIAL RESERVES ACCOUNT, THIS DIVIDEND WILL BE PAID ON WITHIN 30 DAYS FOLLOWING THIS MEETING AT THE LATEST 4. GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW
AMERICA FIRST APARTMENT INVESTORS, I APRO SPECIAL MEETING DATE: 09/12/2007 ISSUER: 02363X104 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- --------- ----------------- 01 THE APPROVAL OF THE MERGER IN WHICH EACH SHARE Management For For OF AMERICA FIRST COMMON STOCK WILL BE CONVERTED INTO THE RIGHT TO RECEIVE $25.30 IN CASH, WITHOUT INTEREST, PROVIDED FOR IN THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 22, 2007, BY AND AMONG SENTINEL OMAHA LLC, SENTINEL WHITE PLAINS LLC AND AMERICA FIRST APARTMENT INVESTORS, INC.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 16 of 85 02 THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For MEETING TO A LATER TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE MERGER.
CERIDIAN CORPORATION CEN CONTESTED ANNUAL MEETING DATE: 09/12/2007 ISSUER: 156779100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- --------- ----------------- 04 APPROVE THE ADJOURNMENT OF THE ANNUAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF (1) THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER OR (2) A QUORUM IS NOT PRESENT AT THE TIME OF THE ANNUAL MEETING. 03 RATIFY THE AUDIT COMMITTEE S APPOINTMENT OF KPMG Management For For LLP AS CERIDIAN S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 02 DIRECTOR Management For RONALD T. LEMAY Management For For GEORGE R. LEWIS Management For For KATHRYN V. MARINELLO Management For For L. WHITE MATTHEWS, III Management For For RICHARD SZAFRANSKI Management For For WILLIAM L. TRUBECK Management For For ALAN F. WHITE Management For For 01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For MAY 30, 2007 AS AMENDED AS OF JULY 30, 2007, BY AND AMONG CERIDIAN CORPORATION (CERIDIAN OR THE COMPANY), FOUNDATION HOLDINGS, INC. (PARENT) AND FOUNDATION MERGER SUB, INC. (MERGER SUB), AS IT MAY BE FURTHER AMENDED FROM TIME TO TIME, AND APPROVE THE MERGER CONTEMPLATED BY THAT AGREEMENT.
CHAPARRAL STEEL COMPANY CHAP SPECIAL MEETING DATE: 09/12/2007 ISSUER: 159423102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- --------- ----------------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, AS OF Management For For JULY 10, 2007, BY AND AMONG THE COMPANY, GERDAU AMERISTEEL CORPORATION (PARENT), GVC, INC. (MERGER SUB), AND, AS GUARANTOR OF PARENT AND MERGER SUB S OBLIGATIONS, GERDAU, S.A., PURSUANT TO WHICH PARENT WILL ACQUIRE THE COMPANY THROUGH A MERGER AND THE COMPANY WILL CEASE TO BE AN INDEPENDENT PUBLIC COMPANY. 02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING Management For For OF STOCKHOLDERS, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 17 of 85 SEQUA CORPORATION SQAA SPECIAL MEETING DATE: 09/17/2007 ISSUER: 817320104 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- --------- ----------------- 02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF JULY 8, 2007, BY AND AMONG, BLUE JAY ACQUISITION CORPORATION, BLUE JAY MERGER CORPORATION AND THE COMPANY
HILTON HOTELS CORPORATION HLT SPECIAL MEETING DATE: 09/18/2007 ISSUER: 432848109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- --------- ----------------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF JULY 3, 2007, BY AND AMONG HILTON HOTELS CORPORATION, A DELAWARE CORPORATION, BH HOTELS LLC, A DELAWARE LIMITED LIABILITY COMPANY, AND BH HOTELS ACQUISITION INC., A DELAWARE CORPORATION. 02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES.
NUVEEN INVESTMENTS, INC. JNC SPECIAL MEETING DATE: 09/18/2007 ISSUER: 67090F106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- --------- ----------------- 02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For MEETING, IF NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JUNE 19, 2007, AMONG NUVEEN INVESTMENTS, INC., WINDY CITY INVESTMENTS, INC. AND WINDY CITY ACQUISITION CORP., AS MAY BE AMENDED FROM TIME TO TIME, WHICH PROVIDES FOR THE MERGER OF WINDY CITY ACQUISITION CORP., INTO NUVEEN INVESTMENTS, INC., AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
ARROW INTERNATIONAL, INC. ARRO CONTESTED ANNUAL MEETING DATE: 09/20/2007 ISSUER: 042764100 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 18 of 85
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- --------- ----------------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF JULY 20, 2007, AMONG TELEFAX INCORPORATED, AM SUB INC. AND ARROW INTERNATIONAL, INC. 03 RATIFICATION OF APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS REGISTERED INDEPENDENT ACCOUNTING FIRM. 02 DIRECTOR Management For JOHN H. BROADBENT, JR. Management For For JOHN E. GURSKI Management For For T. JEROME HOLLERAN Management For For R. JAMES MACALEER Management For For MARLIN MILLER, JR. Management For For RAYMOND NEAG Management For For ANNA M. SEAL Management For For 05 A PROPOSAL TO ADJOURN OR POSTPONE THE MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES. 04 A SHAREHOLDER PROPOSAL TO AMEND THE COMPANY S Shareholder Against For BY-LAWS TO PROVIDE AN AGE LIMIT FOR DIRECTORS OF THE COMPANY.
BAUSCH & LOMB INCORPORATED BOL SPECIAL MEETING DATE: 09/21/2007 ISSUER: 071707103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- --------- ----------------- 01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For PLAN OF MERGER, DATED AS OF MAY 16, 2007, BY AND AMONG BAUSCH & LOMB INCORPORATED, WP PRISM LLC AND WP PRISM MERGER SUB INC., A WHOLLY-OWNED SUBSIDIARY OF WP PRISM LLC, AS IT MAY BE AMENDED FROM TIME TO TIME (THE AGREEMENT AND PLAN OF MERGER).
BCE INC. BCE SPECIAL MEETING DATE: 09/21/2007 ISSUER: 05534B760 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ----------- --------- ----------------- 01 APPROVING THE SPECIAL RESOLUTION, THE FULL TEXT Management For For OF WHICH IS REPRODUCED AS APPENDIX A TO THE MANAGEMENT PROXY CIRCULAR OF BCE DATED AUGUST 7, 2007, TO APPROVE THE PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING BCE, ITS COMMON AND PREFERRED SHAREHOLDERS AND 6796508 CANADA INC. (THE PURCHASER). PLEASE REFER TO THE VOTING INSTRUCTION FORM FOR A COMPLETE DESCRIPTION OF THIS RESOLUTION.
CLEAR CHANNEL COMMUNICATIONS, INC. CCU SPECIAL MEETING DATE: 09/25/2007 ISSUER: 184502102 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 19 of 85
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- -------------- 01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN OF Management For For MERGER, DATED NOVEMBER 16, 2006, BY AND AMONG CLEAR CHANNEL COMMUNICATIONS, INC., BT TRIPLE CROWN MERGER CO., INC., B TRIPLE CROWN FINCO, LLC, AND T TRIPLE CROWN FINCO, LLC, AS AMENDED BY AMENDMENT NO. 1, DATED APRIL 18, 2007, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 IN THE DISCRETION OF THE PROXY HOLDERS, ON ANY OTHER Management For For MATTER THAT MAY PROPERLY COME BEFORE THE SPECIAL MEETING. 02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF THE Management For For SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE AMENDED AGREEMENT AND PLAN OF MERGER.
KONINKLIJKE NUMICO NV KNUMF.PK EGM MEETING DATE: 09/26/2007 ISSUER: N56369239 ISIN: NL0000375616 SEDOL: B01YC48, B05PSD8, B01ZSS7 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- ---------------------------- * PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, Non-Voting *Management Position Unknown SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK YOU. 1. OPENING Non-Voting *Management Position Unknown 2. DISCUSSION ON PUBLIC OFFER BY GROUPE DANONE S.A. FOR Non-Voting *Management Position Unknown ALL ISSUED AND OUTSTANDING SHARES IN THE SHARE CAPITAL OF ROYAL NUMICO N.V. THE COMPANY IN ACCORDANCE WITH ARTICLE 9Q, SECTION 1 OF THE SECURITIES TRANSACTIONS SUPERVISION DECREE 1995 BTE 1995 3. ANY OTHER BUSINESS Non-Voting *Management Position Unknown 4. CLOSING Non-Voting *Management Position Unknown
PHH CORPORATION PHH SPECIAL MEETING DATE: 09/26/2007 ISSUER: 693320202 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- -------------- 01 PROPOSAL TO APPROVE THE MERGER OF JADE MERGER SUB, INC., Management For For AN INDIRECT WHOLLY OWNED SUBSIDIARY OF GENERAL ELECTRIC CAPITAL CORPORATION, WITH AND INTO PHH CORPORATION PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 15, 2007, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 PROPOSAL TO GRANT DISCRETIONARY AUTHORITY TO EACH OF Management For For THE PROXY HOLDERS NAMED ON THE REVERSE SIDE OF THIS PROXY CARD TO ADJOURN THE SPECIAL MEETING TO ANOTHER TIME AND PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 20 of 85 21ST CENTURY INSURANCE GROUP TW SPECIAL MEETING DATE: 09/27/2007 ISSUER: 90130N103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- -------------- 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For OF MAY 15, 2007, AMONG 21ST CENTURY INSURANCE GROUP, AMERICAN INTERNATIONAL GROUP, INC. AND AIG TW CORP., AS AMENDED PURSUANT TO AMENDMENT NO. 1 TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 8, 2007, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
PLAYTEX PRODUCTS, INC. PYX SPECIAL MEETING DATE: 09/27/2007 ISSUER: 72813P100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- -------------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JULY 12, 2007, BY AND AMONG PLAYTEX PRODUCTS, INC., ENERGIZER HOLDINGS, INC. AND ETKM, INC. AND TO APPROVE THE MERGER. 02 PROPOSAL TO ADOPT THE ADJOURNMENT OF THE MEETING, IF Management For For NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER AND APPROVE THE MERGER.
REPUBLIC PROPERTY TRUST RPB SPECIAL MEETING DATE: 09/27/2007 ISSUER: 760737106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- -------------- 01 PROPOSAL TO APPROVE THE MERGER OF REPUBLIC PROPERTY Management For For TRUST WITH AND INTO LIBERTY ACQUISITION LLC, WHICH IS A WHOLLY OWNED SUBSIDIARY OF LIBERTY PROPERTY TRUST, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 23, 2007, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS OF Management For For THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL MEETING TO APPROVE THE MERGER.
A.G. EDWARDS, INC. AGE SPECIAL MEETING DATE: 09/28/2007 ISSUER: 281760108 ISIN: SEDOL: ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 21 of 85 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- -------------- 02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING FOR THE FOREGOING PROPOSAL. 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED MAY 30, 2007, BY AND AMONG WACHOVIA CORPORATION (WACHOVIA), WHITE BIRD HOLDINGS, INC., A WHOLLY-OWNED SUBSIDIARY OF WACHOVIA, AND A.G. EDWARDS, INC.
EQUITY INNS, INC. ENN SPECIAL MEETING DATE: 10/02/2007 ISSUER: 294703103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- -------------- 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For OF JUNE 20, 2007, BY AND AMONG GRACE I, LLC, GRACE ACQUISITION I, INC., GRACE II, L.P., EQUITY INNS PARTNERSHIP, L.P. AND EQUITY INNS, INC. 02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT.
GENESCO INC. GCO SPECIAL MEETING DATE: 10/04/2007 ISSUER: 371532102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- -------------- 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For OF JUNE 17, 2007, BY AND AMONG GENESCO, THE FINISH LINE, INC., AN INDIANA CORPORATION, AND HEADWIND, INC., A TENNESSEE CORPORATION AND A WHOLLY-OWNED SUBSIDIARY OF THE FINISH LINE, INC., AS THE MERGER AGREEMENT MAY BE AMENDED FROM TIME TO TIME. 03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER AGREEMENT OR THE CHARTER AMENDMENT. 02 TO APPROVE AND ADOPT ARTICLES OF AMENDMENT TO THE Management For For RESTATED CHARTER OF GENESCO, AS AMENDED, PERMITTING THE REDEMPTION OF GENESCO S EMPLOYEES SUBORDINATED CONVERTIBLE PREFERRED STOCK AFTER THE COMPLETION OF THE MERGER AT THE PRICE PER SHARE TO BE PAID TO HOLDERS OF GENESCO COMMON STOCK IN THE MERGER IN CASH, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
RURAL CELLULAR CORPORATION RCCC SPECIAL MEETING DATE: 10/04/2007 ISSUER: 781904107 ISIN: SEDOL: ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 22 of 85 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- -------------- 01 TO APPROVE THE ADOPTION OF THE AGREEMENT AND PLAN OF Management For For MERGER, DATED JULY 29, 2007, BY AND AMONG CELLCO PARTNERSHIP, AIRTOUCH CELLULAR, RHINO MERGER SUB CORPORATION AND RURAL CELLULAR CORPORATION, AND THE TRANSACTIONS CONTEMPLATED THEREBY. 02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING, INCLUDING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF THE FOREGOING PROPOSAL.
AQUILA, INC. ILA SPECIAL MEETING DATE: 10/09/2007 ISSUER: 03840P102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- -------------- 02 ADJOURNMENT AND POSTPONEMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER. 01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF FEBRUARY 6, 2007, AMONG AQUILA, INC., GREAT PLAINS ENERGY INCORPORATED, GREGORY ACQUISITION CORP., AND BLACK HILLS CORPORATION.
KEYSTONE AUTOMOTIVE INDUSTRIES, INC. KEYS SPECIAL MEETING DATE: 10/10/2007 ISSUER: 49338N109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- -------------- 01 TO APPROVE THE PRINCIPAL TERMS OF THE AGREEMENT AND PLAN Management For For OF MERGER, DATED AS OF JULY 16, 2007, BY AND AMONG LKQ CORPORATION, LKQ ACQUISITION COMPANY, A WHOLLY-OWNED SUBSIDIARY OF LKQ, AND KEYSTONE AUTOMOTIVE INDUSTRIES, INC. ( KEYSTONE ) PURSUANT TO WHICH LKQ ACQUISITION COMPANY WILL MERGE WITH AND INTO KEYSTONE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES.
HUNTSMAN CORPORATION HUN SPECIAL MEETING DATE: 10/16/2007 ISSUER: 447011107 ISIN: SEDOL: ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 23 of 85 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- -------------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JULY 12, 2007, AMONG HEXION SPECIALTY CHEMICALS, INC., A NEW JERSEY CORPORATION, AN ENTITY OWNED BY AN AFFILIATE OF APOLLO MANAGEMENT, L.P., NIMBUS MERGER SUB INC., A DELAWARE CORPORATION AND A WHOLLY- OWNED SUBSIDIARY OF HEXION SPECIALTY CHEMICALS, INC., AND HUNTSMAN CORPORATION.
KYPHON INC. KYPH SPECIAL MEETING DATE: 10/16/2007 ISSUER: 501577100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------- ---------- ---- -------------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JULY 26, 2007, AMONG MEDTRONIC, INC., JETS ACQUISITION CORPORATION AND KYPHON INC. AND APPROVE THE MERGER. 02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER.
CABLEVISION SYSTEMS CORPORATION CVC SPECIAL MEETING DATE: 10/17/2007 ISSUER: 12686C109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ------- -------------- 03 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL MEETING Management For For TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1 OR PROPOSAL 2. 02 TO APPROVE AN AMENDMENT TO CABLEVISION SYSTEMS Management For For CORPORATION S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, WHICH WOULD MAKE SECTION A.X. OF ARTICLE FOURTH OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION INAPPLICABLE TO THE MERGER AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. 01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF MERGER, Management Against Against DATED AS OF MAY 2, 2007, BY AND AMONG CENTRAL PARK HOLDING COMPANY, LLC, CENTRAL PARK MERGER SUB, INC. AND CABLEVISION SYSTEMS CORPORATION AS IT MAY BE AMENDED FROM TIME TO TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
MANOR CARE, INC. HCR SPECIAL MEETING DATE: 10/17/2007 ISSUER: 564055101 ISIN: SEDOL: ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 24 of 85 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- -------------- 02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF NECESSARY Management For For OR APPROPRIATE. 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For JULY 2, 2007, BETWEEN MCHCR-CP MERGER SUB INC. AND MANOR CARE, INC. (THE MERGER AGREEMENT).
REPOWER SYSTEMS AG, HAMBURG RPW.HM EGM MEETING DATE: 10/17/2007 ISSUER: D6420R105 ISIN: DE0006177033 SEDOL: B02NTW1, 7325847, B28LKB9, 7326259 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ---- ---------------------------- 1. AMENDMENT TO THE ARTICLE OF ASSOCIATION IN RESPECT OF Management For *Management Position Unknown THE FY BEING CHANGED TO THE PERIOD FROM 01 APR TO 31 MAR, THE PERIOD FROM 01 JAN 2008 TO 31 MAR 2008 BEING AN ABBREVIATED FY * PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING Non-Voting *Management Position Unknown IS 26 SEP 2007, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE -1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU 2. APPOINTMENT OF AUDITORS FOR THE ABBREVIATED 2008 FY: Management For *Management Position Unknown KPMG DEUTSCHE TREUHAND- GESELLSCHAFT AG, HAMBURG * AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting *Management Position Unknown REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU
LIBERTY MEDIA CORPORATION LINTA SPECIAL MEETING DATE: 10/23/2007 ISSUER: 53071M302 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ----------------------------------------------- ---------- ---- -------------- 04 GROUP DISPOSITION PROPOSAL. (SEE PAGE 55 OF THE Management For For PROXY STATEMENT/PROSPECTUS) 03 OPTIONAL CONVERSION PROPOSAL. (SEE PAGE 55 OF Management For For THE PROXY STATEMENT/PROSPECTUS) 02 RECAPITALIZATION PROPOSAL. (SEE PAGE 55 OF THE Management For For PROXY STATEMENT/PROSPECTUS) 01 NEW TRACKING STOCK PROPOSAL. (SEE PAGE 54 OF Management For For THE PROXY STATEMENT/PROSPECTUS)
CABLEVISION SYSTEMS CORPORATION CVC SPECIAL MEETING DATE: 10/24/2007 ISSUER: 12686C109 ISIN: SEDOL: ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 25 of 85 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- ------- -------------- 02 TO APPROVE AN AMENDMENT TO CABLEVISION SYSTEMS Management For For CORPORATION S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, WHICH WOULD MAKE SECTION A.X. OF ARTICLE FOURTH OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION INAPPLICABLE TO THE MERGER AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. 01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF MERGER, Management Against Against DATED AS OF MAY 2, 2007, BY AND AMONG CENTRAL PARK HOLDING COMPANY, LLC, CENTRAL PARK MERGER SUB, INC. AND CABLEVISION SYSTEMS CORPORATION AS IT MAY BE AMENDED FROM TIME TO TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL MEETING Management For For TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1 OR PROPOSAL 2.
SARA LEE CORPORATION SLE ANNUAL MEETING DATE: 10/25/2007 ISSUER: 803111103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------- --------------------------------------------------------- ----------- ------- -------------- 1A ELECTION OF DIRECTOR: BRENDA C. BARNES Management For For 1B ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Management For For 1C ELECTION OF DIRECTOR: VIRGIS W. COLBERT Management For For 1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For 1E ELECTION OF DIRECTOR: LAURETTE T. KOELLNER Management For For 1F ELECTION OF DIRECTOR: CORNELIS J.A. VAN LEDE Management For For 1G ELECTION OF DIRECTOR: SIR IAN PROSSER Management For For 1H ELECTION OF DIRECTOR: ROZANNE L. RIDGWAY Management For For 1I ELECTION OF DIRECTOR: NORMAN R. SORENSEN Management For For 1J ELECTION OF DIRECTOR: JONATHAN P. WARD Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS SARA LEE S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2008. 03 TO VOTE ON THE APPROVAL OF THE SARA LEE CORPORATION Management For For PERFORMANCE-BASED INCENTIVE PLAN 04 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING SUBMISSION Shareholder Against For OF STOCKHOLDER PROPOSALS 05 TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING Shareholder Against For AMENDMENTS TO SARA LEE S BYLAWS 06 TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING Shareholder Against For AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
POLYMEDICA CORPORATION PLMD SPECIAL MEETING DATE: 10/31/2007 ISSUER: 731738100 ISIN: SEDOL: ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 26 of 85 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------------- --------- ---- ---------------- 01 APPROVE THE MERGER AGREEMENT WITH MEDCO HEALTH SOLUTIONS, INC. Management For For 02 THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF Management For For NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF APPROVAL OF THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER AGREEMENT.
GOLD FIELDS LIMITED GFI ANNUAL MEETING DATE: 11/02/2007 ISSUER: 38059T106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- --------- ---- ----------------------------- O1 ADOPTION OF FINANCIAL STATEMENTS Management For *Management Position Unknown O2 RE-ELECTION OF MS. G. MARCUS AS A DIRECTOR Management For *Management Position Unknown O3 RE-ELECTION OF MR. K. ANSAH AS A DIRECTOR Management For *Management Position Unknown O4 RE-ELECTION OF DR. P.J. RYAN AS A DIRECTOR Management For *Management Position Unknown O5 PLACEMENT OF SHARES UNDER THE CONTROL OF THE Management For *Management Position Unknown DIRECTORS O6 ISSUING EQUITY SECURITIES FOR CASH Management For *Management Position Unknown O7 AWARD OF RIGHTS TO NON-EXECUTIVE DIRECTORS UNDER Management For *Management Position Unknown THE GOLD FIELDS LIMITED 2005 NON-EXECUTIVE SHARE PLAN O8 INCREASE OF DIRECTORS FEES Management For *Management Position Unknown O9 PLACEMENT OF NON-CONVERTIBLE REDEEMABLE PREFERENCE Management For *Management Position Unknown SHARES UNDER THE CONTROL OF THE DIRECTORS S1 INCREASE IN AUTHORIZED CAPITAL Management For *Management Position Unknown S2 AMENDMENT TO ARTICLES OF ASSOCIATION OF THE COMPANY Management For *Management Position Unknown S3 ACQUISITION OF COMPANY S OWN SHARES Management For *Management Position Unknown
OAKLEY, INC. OO SPECIAL MEETING DATE: 11/07/2007 ISSUER: 673662102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ----------------------------------------------------------------- ---------- ----- -------------- 02 TO POSTPONE OR ADJOURN THE SPECIAL MEETING TO A LATER DATE Management For For TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL OF THE MERGER AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER, IF THERE ARE NOT SUFFICIENT VOTES FOR SUCH APPROVAL AT THE TIME OF THE SPECIAL MEETING. 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For JUNE 20, 2007, BY AND AMONG LUXOTTICA GROUP S.P.A., NORMA ACQUISITION CORP. AND OAKLEY, INC.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 27 of 85 PERNOD-RICARD, PARIS RI.PA MIX MEETING DATE: 11/07/2007 ISSUER: F72027109 ISIN: FR0000120693 SEDOL: 4682329, B043D05, 4427100, B030Q53, B10S419, 4682318 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------ ---------- ----- -------------- O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, Management For For THE COMPANY S FINANCIAL STATEMENTS FOR THE YE IN 30 JUN 2007, AS PRESENTED, EARNINGS FOR THE FYE: EUR 597,492,980.80 THE SHAREHOLDERS MEETING APPROVES THE REPORTS OF THE CHAIRMAN OF THE BOARD OF DIRECTORS ON THE CONDITIONS FOR THE PREPARATION AND THE ORGANIZATION OF THE WORK OF THE BOARD, AND THE AUDITORS ON THE INTERNAL AUDIT PROCEDURES IN ACCOUNTING AND FINANCIAL MATTERS, THE SHAREHOLDERS MEETING APPROVES THE EXPENSES AND CHARGES THAT WERE NOT TAX-DEDUCTIBLE OF EUR 58,497.00 WITH A CORRESPONDING TAX OF EUR 20,142.00 O.2 APPROVE THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, Management For For THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED TO THE MEETING O.3 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES Management For For THAT THE INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS: EARNINGS FOR THE FYE: EUR 597,492,980.80 LEGAL RESERVE: EUR 9,319,934.58 TOTAL: EUR 588,173,046.22 PRIOR RETAINED EARNINGS : EUR 193,340,423.46 DISTRIBUTABLE INCOME: EUR 781,513,469.68 DIVIDENDS: EUR 276,221,935.08 :70 RETAINED EARNINGS: EUR 505,291,534.60 THE SHAREHOLDERS MEETING REMINDS THAT AN INTERIM DIVIDEND OF EUR 1.26 WAS ALREADY PAID ON 04 JUL 2007 THE REMAINING DIVIDEND OF EUR 1.26 WILL BE PAID ON 14 NOV 2007, AND WILL ENTITLE NATURAL PERSONS TO THE 50 % ALLOWANCE IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST 3 FY, THE DIVIDENDS PAID, WERE AS FOLLOWS: EUR 2.52 FOR FY 2005 2006 EUR 3.22 FOR FY 2004 2005 EUR 1.96 FOR FY 2003 O.4 APPROVE THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED Management For For BY ARTICLE L.338-42 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN O.5 APPROVE THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED Management For For BY ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN O.6 APPOINT MR. NICOLE BOUTON AS A DIRECTOR FOR 4 YEAR PERIOD Management For For O.7 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 670,000.00 TO THE BOARD Management For For OF DIRECTORS E.21 AMEND ARTICLE 32 OF THE BYLAWS Management For For O.8 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY S SHARES Management For For ON THE STOCK MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 250.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10,961,187 SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 2,740,296,750.00 THIS AUTHORIZATION IS GIVEN FOR A 18-MONTH PERIOD THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07 NOV 2006 IN ITS RESOLUTION 7
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 28 of 85 * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE Non-Voting *Management PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR Position Unknown CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE E.9 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL, ON Management For For ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD THIS AUTHORIZATION IS GIVEN FOR A 24-MONTH PERIOD THE SURPLUS OF THE COST PRICE OF THE CANCELLED SHARES ON THEIR NOMINAL VALUE WILL BE IMPUTED ON THE POST ISSUANCE PREMIUM, OR TO ANY OVER AVAILABLE RESERVES, INCLUDED THE LEGAL RESERVES THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07 NOV 2006 IN ITS RESOLUTION 8 E.10 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL, ON ONE Management For For OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 170,000,000.00, BY ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES AND OR DEBT SECURITIES THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTIONS 11, 12, 13, 14, 16 AND 20, THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00, THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 15; AUTHORITY EXPIRES AT THE END OF 26-MONTH PERIOD; THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION 18 AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.11 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL, ON ONE Management For For OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 68,000,000.00, BY ISSUANCE, WITHOUT PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES AND OR DEBT SECURITIES THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTIONS 12, 13, 14 AND 20 THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 4,000,000,000.00 THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 10 THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 15 THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION NUMBER 19 THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.12 APPROVE THAT THE BOARD OF DIRECTOR MAY DECIDE TO INCREASE THE Management For For NUMBER OF SECURITIES TO BE ISSUED
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 29 of 85 IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHT OF SHAREHOLDERS, AT THE SAME PRICE AS THE INITIAL ISSUE, WITHIN 30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD AND UP TO A MAXIMUM OF 15% OF THE INITIAL ISSUE, THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 10; THIS DELEGATION IS GRANTED FOR A 26-MONTH PERIOD THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION 20 E.13 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, Management For For UP TO 10% OF THE SHARE CAPITAL, BY WAY OF ISSUING SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 11; THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION NUMBER 21 E.14 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE COMPANY S EQUITY Management For For SECURITIES OR SECURITIES GIVING ACCESS TO THE COMPANY S SHARE CAPITAL, THIS ISSUANCE SHOULD NOT EXCEED 20% OF THE SHARE CAPITAL, IN CONSIDERATION FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY CONCERNING THE SHARES OF ANOTHER COMPANY; THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD THE SHAREHOLDERS MEETING DECIDES TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF BENEFICIARY THE AMOUNT OF THE CAPITAL INCREASE SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 11 THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION 22 E.15 AUTHORIZE THE BOARD OF DIRECTORS, ON ONE OR MORE OCCASIONS, IN Management For For FRANCE OR ABROAD, TO ISSUE DEBT SECURITIES GIVING THE RIGHT TO THE ALLOCATION OF WARRANTS THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00 THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTIONS 10 AND 11; THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION 23 E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, Management For For IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY A MAXIMUM NOMINAL AMOUNT OF EUR 170,000,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BY-LAWS, BY ISSUING BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES, OR BY A COMBINATION OF THESE METHODS THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 10 THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION 24
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 30 of 85 E.17 APPROVE TO DIVIDE THE SHARES NOMINAL VALUE BY 2 AND TO EXCHANGE 1 FORMER Management For For SHARES OF EUR 3.10 NOMINAL VALUE AGAINST 2 NEW SHARES OF EUR 1.55 NOMINAL VALUE EACH CONSEQUENTLY, THE SHAREHOLDER S MEETING DECIDES THAT THE DIVISION OF THE NOMINAL WILL COME INTO EFFECT THE 15 JAN 2008 AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.18 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR FREE, ON ONE OR MORE Management For For OCCASIONS, EXISTING OR FUTURE SHARES, IN FAVOUR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES THEY MAY NOT REPRESENT MORE THAN 1% OF THE SHARE CAPITAL THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL VALUE SET FORTH IN THE PREVIOUS RESOLUTION THE PRESENT DELEGATION IS GIVEN FOR A 38-MONTH PERIOD THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION NUMBER 25 THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THE SHAREHOLDERS MEETING DECIDES TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF BENEFICIARY E.19 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, IN ONE OR MORE ISSUES, WITH Management For For THE ISSUANCE OF BOUND OF SHARES SUBSCRIPTION, BEFORE THE END OF THE PERIOD OF PUBLIC OFFER INITIATED BY THE COMPANY THE MAXIMUM GLOBAL AMOUNT OF ISSUANCE OF THE BOUND OF SHARES SHOULD NOT EXCEED EUR 145,000,000.00 THIS AUTHORIZATION IS GRANTED FOR A 18-MONTH PERIOD THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07 NOV 2006 IN ITS RESOLUTION 10 E.20 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE Management For For OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 2% OF THE SHARE CAPITAL THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 11 THE SHAREHOLDERS MEETING DECIDES TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07 NOV 2006 IN ITS RESOLUTION NUMBER 11 THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.22 APPROVE TO GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY Management For For OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW * PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN ONE SPECIFIED Non-Voting *Management Position Unknown CONDITION RESOLUTION 15 OMITTED IN RESOLUTION E.10. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
MICROTEK MEDICAL HOLDINGS, INC. MTMD SPECIAL MEETING DATE: 11/09/2007 ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 31 of 85 ISSUER: 59515B109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------ -------------- 02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING Management For For IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT. 01 TO APPROVE THE MERGER AGREEMENT DATED AS OF AUGUST 7, 2007, BY AND Management For For AMONG MICROTEK MEDICAL HOLDINGS, INC., ECOLAB INC. AND MAGIC ACQUISITION INC.
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. AGII ANNUAL MEETING DATE: 11/13/2007 ISSUER: G0464B107 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- -------------- 03 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, LTD. 2007 ANNUAL Management For For INCENTIVE COMPENSATION PLAN. 02 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, LTD. 2007 Management For For EMPLOYEE STOCK PURCHASE PLAN. 01 DIRECTOR Management For F. SEDGWICK BROWNE Management For For HECTOR DE LEON Management For For FRANK W. MARESH Management For For JOHN R. POWER, JR. Management For For GARY V. WOODS Management For For 05 APPROVAL OF THE RECOMMENDATION OF THE AUDIT COMMITTEE OF OUR BOARD Management For For OF DIRECTORS THAT ERNST & YOUNG LLP BE APPOINTED AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 AND REFERRAL OF THE DETERMINATION OF THE INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS. 04 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, LTD. 2007 Management Against Against LONG-TERM INCENTIVE PLAN.
BALDWIN TECHNOLOGY COMPANY, INC. BLD ANNUAL MEETING DATE: 11/13/2007 ISSUER: 058264102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- -------------- 02 TO AMEND THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION TO Management Against Against AUTHORIZE A CLASS OF SERIAL PREFERRED STOCK. 01 DIRECTOR Management For MARK T. BECKER Management For For RONALD B. SALVAGIO Management For For GERALD A. NATHE Management For For
PROVIMI S A VIM.PA AGM MEETING DATE: 11/13/2007 ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 32 of 85 ISSUER: F6574X104 ISIN: FR0000044588 SEDOL: B23CSV3, 7147290, B1L51V8, B28LG88 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- ---------------------------- * PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE Non-Voting *Management Position Unknown PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE 1. RECEIVE THE REPORT OF THE BOARD OF DIRECTORS AND APPROVE TO PROCEED Management For For WITH AN EXTRAORDINARY DISTRIBUTION OF EUR 2.00 PER SHARE, WHICH CORRESPONDS TO A GLOBAL AMOUNT OF EUR 52,188,738.00, WITHHELD FROM THE SPECIAL RESERVES ACCOUNT AND THIS DIVIDEND WILL BE PAID ON 15 NOV 2007; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES 2. GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT Management For For OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW
LIFECORE BIOMEDICAL, INC. LCBM ANNUAL MEETING DATE: 11/14/2007 ISSUER: 532187101 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- ---------------------------- 02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT OF GRANT THORNTON Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT FISCAL YEAR ENDING JUNE 30, 2008. 01 DIRECTOR Management For DENNIS J. ALLINGHAM Management For For MARTIN J. EMERSON Management For For THOMAS H. GARRETT Management For For LUTHER T. GRIFFITH Management For For RICHARD W. PERKINS Management For For JOHN E. RUNNELLS Management For For
ENERGY EAST CORPORATION EAS SPECIAL MEETING DATE: 11/20/2007 ISSUER: 29266M109 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 33 of 85
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- ---------------------------- 01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED AS Management For For OF JUNE 25, 2007 AMONG IBERDROLA, S.A., GREEN ACQUISITION CAPITAL, INC. AND ENERGY EAST CORPORATION. 02 APPROVAL OF ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER Management For For DATE, IF NECESSARY.
EXCEL TECHNOLOGY, INC. XLTC ANNUAL MEETING DATE: 11/20/2007 ISSUER: 30067T103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- ---------------------------- 01 DIRECTOR Management For J. DONALD HILL Management For For ANTOINE DOMINIC Management For For STEVEN GEORGIEV Management For For IRA J. LAMEL Management For For DONALD E. WEEDEN Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP TO SERVE AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
LYONDELL CHEMICAL COMPANY LYO SPECIAL MEETING DATE: 11/20/2007 ISSUER: 552078107 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- ---------------------------- 01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For JULY 16, 2007, AMONG BASELL AF, BIL ACQUISITION HOLDINGS LIMITED AND LYONDELL CHEMICAL COMPANY, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME. 02 ADJOURN THE SPECIAL MEETING OF SHAREHOLDERS IF NECESSARY TO SOLICIT Management For For ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER.
PARTNERS TRUST FINANCIAL GROUP, INC. PRTR SPECIAL MEETING DATE: 11/21/2007 ISSUER: 70213F102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- ---------------------------- 02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, Management For For TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER. 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 18, Management For For 2007, AMONG M&T BANK CORPORATION, PARTNERS TRUST FINANCIAL GROUP, INC., AND MTB ONE, INC., WHICH PROVIDES FOR, AMONG OTHER THINGS, THE MERGER OF MTB ONE, INC. WITH AND INTO PARTNERS TRUST FINANCIAL GROUP, INC.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 34 of 85 QUEENSLAND GAS COMPANY LTD, BRISBANE QLD QGSCF.PK AGM MEETING DATE: 11/28/2007 ISSUER: Q8735X104 ISIN: AU000000QGC2 SEDOL: B065G00, B04YCB2, 6286086 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- ---------------------------- 1. RECEIVE THE ANNUAL FINANCIAL REPORT OF THE COMPANY AND INDEPENDENT Non-Voting *Management Position Unknown AUDIT REPORT FOR THE YE 30 JUN 2007, TOGETHER WITH THE DIRECTORS REPORT AND THE AUDITOR S REPORT 2. ADOPT THE REMUNERATION REPORT FOR THE YE 30 JUN 2007 Management For For 3. RE-ELECT MR. DALE ELPHINSTONE AS A DIRECTOR OF THE COMPANY, WHO Management For For RETIRES BY ROTATION IN ACCORDANCE WITH CLAUSE 13.4 OF THE COMPANY S CONSTITUTION 4. RE-ELECT MR. FRANCIS CONNOLLY AS A DIRECTOR OF THE COMPANY, WHO Management For For RETIRES BY ROTATION IN ACCORDANCE WITH CLAUSE 13.4 OF THE COMPANY S CONSTITUTION 5. RE-ELECT MR. PETER CASSIDY AS A DIRECTOR OF THE COMPANY, WHO Management For For RETIRES BY ROTATION IN ACCORDANCE WITH CLAUSE 13.4 OF THE COMPANY S CONSTITUTION 6. APPROVE TO ISSUE FULLY PAID ORDINARY SHARES IN THE CAPITAL OF THE Management For For COMPANY TO, FOR, OR FOR THE BENEFIT OF EMPLOYEES OF THE COMPANY UNDER THE COMPANY S DEFERRED EMPLOYEE SHARE PLAN, THE TERMS AND CONDITIONS AS SPECIFIED 7. APPROVE TO ISSUE THE OPTIONS TO SUBSCRIBE FOR SHARES IN THE CAPITAL Management For For OF THE COMPANY TO, FOR, OR FOR THE BENEFIT OF THE EMPLOYEES OF THE COMPANY UNDER THE COMPANY S EMPLOYEE SHARE OPTION PLAN AS SPECIFIED * TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown 8. APPROVE TO ISSUE THE RIGHTS TO FULLY PAID ORDINARY SHARES IN THE Management For For CAPITAL OF THE COMPANY AND THE ISSUE OF FULLY PAID ORDINARY SHARES IN THE CAPITAL OF THE COMPANY PURSUANT TO THOSE RIGHTS TO MR. RICHARD COTTEE UNDER THE COMPANY S DEFERRED EMPLOYEE SHARE PLAN, AS SPECIFIED 9. APPROVE TO ISSUE THE RIGHTS TO OPTIONS TO SUBSCRIBE FOR SHARES IN Management For For THE CAPITAL OF THE COMPANY AND THE ISSUE OF OPTIONS TO SUBSCRIBE SHARES IN THE CAPITAL OF THE COMPANY PURSUANT TO THOSE RIGHTS UNDER THE COMPANY S EMPLOYEE SHARE OPTION PLAN, AS SPECIFIED 10. APPROVE TO INCREASE THE MAXIMUM AGGREGATE REMUNERATION AVAILABLE TO Management For For BE PAID TO THE NON-EXECUTIVE DIRECTORS AS THE DIRECTORS FEES IN ANY FY FROM AUD 550,000 TO AUD 850,000 11. APPROVE TO ISSUE THE FULLY PAID ORDINARY SHARES IN THE CAPITAL Management For For OF THE COMPANY TO MR. STEPHEN MIKKELSEN PURSUANT TO THE COMPANY S NON-EXECUTIVE DIRECTOR SHARE PLAN, AS SPECIFIED 12. APPROVE TO ISSUE THE FULLY PAID ORDINARY SHARES IN THE CAPITAL OF Management For For THE COMPANY TO MR. MICHAEL FRASER PURSUANT TO THE COMPANY S NON-EXECUTIVE DIRECTOR SHARE PLAN, AS SPECIFIED
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 35 of 85 13. APPROVE TO ISSUE THE FULLY PAID ORDINARY SHARES IN THE CAPITAL OF Management For For THE COMPANY TO MR. MICHAEL MORAZA PURSUANT TO THE COMPANY S NON-EXECUTIVE DIRECTOR SHARE PLAN, AS SPECIFIED 14. APPROVE TO ISSUE THE FULLY PAID ORDINARY SHARES IN THE CAPITAL OF Management For For THE COMPANY TO MR. TIMOTHY CROMMELIN PURSUANT TO THE COMPANY S NON-EXECUTIVE DIRECTOR SHARE PLAN, AS SPECIFIED
SUNCOM WIRELESS HOLDINGS, INC. SCWH SPECIAL MEETING DATE: 12/10/2007 ISSUER: 86722Q207 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- ---------------------------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For SEPTEMBER 16, 2007, BY AND AMONG SUNCOM WIRELESS HOLDINGS, INC., T-MOBILE USA, INC. AND TANGO MERGER SUB, INC., A WHOLLY OWNED SUBSIDIARY OF T-MOBILE USA, INC., AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME. 02 APPROVAL OF ANY ADJOURNMENTS OF THE SPECIAL MEETING TO A LATER DATE Management For For OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER DESCRIBED IN PROPOSAL 1 IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF ANY SUCH ADJOURNMENT TO ADOPT THE AGREEMENT AND PLAN OF MERGER DESCRIBED IN PROPOSAL 1.
NAVTEQ CORPORATION NVT SPECIAL MEETING DATE: 12/12/2007 ISSUER: 63936L100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- --------------------------- 01 ADOPT THE AGREEMENT AND PLAN OF MERGER DATED AS OF OCTOBER 1, Management For For 2007 BY AND AMONG NOKIA INC., NORTH ACQUISITION CORP., NOKIA CORPORATION AND NAVTEQ CORPORATION. 02 APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Management For For TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF PROPOSAL 1.
DOW JONES & COMPANY, INC. DJ SPECIAL MEETING DATE: 12/13/2007 ISSUER: 260561105 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 36 of 85
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- --------------------------- 01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JULY 31, 2007, BY AND AMONG NEWS CORPORATION, RUBY NEWCO LLC, DOW JONES AND DIAMOND MERGER SUB CORPORATION, AS THIS AGREEMENT MAY BE AMENDED 02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY TO PERMIT Management For For FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT
H&R BLOCK, INC. HRB SPECIAL MEETING DATE: 12/14/2007 ISSUER: 093671105 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- --------------------------- 01 APPROVE AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF Management For For THE COMPANY TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS.
HEXAGON AB, NACKA STRAND HXGBF.PK EGM MEETING DATE: 12/14/2007 ISSUER: W40063104 ISIN: SE0000103699 SEDOL: 4306168, B1XTHN2, B1Y4275, B09LFJ7, B1FP523, B0MFPF2, B096C68, B1XFTL2, B1XTHP4, B290383 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- --------------------------- * IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED Non-Voting *Management Position Unknown POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE * MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION Non-Voting *Management Position Unknown FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED * PLEASE NOTE THAT IT IS NOT POSSIBLE TO VOTE ABSTAIN FOR THE Non-Voting *Management Position Unknown RESOLUTIONS OF THIS MEETING. THANK YOU. 1. OPENING OF THE MEETING Management For For 2. ELECT MR. MELKER SCHORLING AS THE CHAIRMAN OF THE EGM Management For For 3. APPROVE THE VOTING LIST Management For For 4. APPROVE THE AGENDA Management For For 5. ELECT 1 OR 2 PERSONS TO VERIFY THE MINUTES Management For For 6. APPROVE TO DETERMINE THE COMPLIANCE WITH THE RULES OF CONVOCATION Management For For 7. APPROVE, TO IMPLEMENT AN INCENTIVE PROGRAMME FOR SENIOR EXECUTIVES Management For For AND KEY EMPLOYEES IN THE HEXAGON GROUP THE INCENTIVE PROGRAMME 2007/2012 THROUGH THE ISSUE OF SUBSCRIPTION WARRANTS ENTITLING TO SUBSCRIPTION FOR NEW SERIES B SHARES IN HEXAGON AB OR, AS THE CASE MAY BE, WITH A RIGHT FOR THE COMPANY TO TRANSFER REPURCHASED OWN SHARES TO THE PARTICIPANTS IN THE PROGRAMME AS FURTHER AS SPECIFIED, ON A DIRECTED ISSUE OF 2,500,000 SUBSCRIPTION WARRANTS ENTITLING TO SUBSCRIPTION FOR NEW SHARES IN HEXAGON AB ON THE SPECIFIED
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 37 of 85 MAIN TERMS AND CONDITIONS, EACH SUBSCRIPTION WARRANT SHALL ENTITLE THE HOLDER TO SUBSCRIBE FOR ONE (1) NEW SHARE OF SERIES B IN HEXAGON AB; SUBSCRIPTION AND PAYMENT OF THE SUBSCRIPTION WARRANTS SHALL BE MADE ON 21 DEC 2007 AT THE LATEST, WITH A RIGHT FOR THE BOARD OF DIRECTORS TO PROLONG THESE TIME LIMITS, THE ISSUE RATE SHALL BE SPECIFIED TO SEK 20 FOR EACH SUBSCRIPTION WARRANT, SUBSCRIPTION FOR SHARES IN HEXAGON AB UNDER THE SUBSCRIPTION WARRANTS SHALL TAKE PLACE DURING THE PERIOD COMMENCING 02 JUL 2011 UP TO AND INCLUDING 02 JAN 2012, THE RATE AT SUBSCRIPTION FOR ONE NEW SHARE BY EXERCISING THE WARRANTS SHALL BE BASED ON A MARKETABLE VALUATION OF THE SUBSCRIPTION WARRANTS INCLUDING THE ISSUE RATE PER SUBSCRIPTION WARRANT, WHICH SHALL BE ESTABLISHED BY AN INDEPENDENT VALUATION INSTITUTE IN ACCORDANCE WITH ESTABLISHED VALUATION METHODS BLACK & SCHOLES IN CONNECTION WITH THE ALLOTMENT OF THE WARRANTS, CUSTOMARY TERMS AND CONDITIONS FOR RECALCULATION WILL BE APPLICABLE FOR THE SUBSCRIPTION WARRANTS, IF TRANSFERRED, THE WARRANTS SHALL BE SUBJECT TO A RIGHT OF FIRST REFUSAL OF HEXAGON AB AT THE EQUIVALENT OF THE ESTABLISHED MARKET VALUE FOR THE SUBSCRIPTION WARRANTS, THAT HEXAGON FORVALTNING AB, ON ONE OR SEVERAL OCCASIONS, FOR A CONSIDERATION OF SEK 20 FOR EACH SUBSCRIPTION WARRANT, SHALL BE ENTITLED TO TRANSFER THE SUBSCRIPTION WARRANTS TO THE GROUP MANAGEMENT AND BUSINESS AREA MANAGERS AS WELL AS OTHER SENIOR EXECUTIVES AND KEY EMPLOYEES IN THE HEXAGON GROUP IN ACCORDANCE WITH THE TERMS SPECIFIED AND OTHERWISE DISPOSE OF THE WARRANTS IN ORDER TO FULFILL THE OBLIGATIONS UNDER THE INCENTIVE PROGRAMME 2007/2012 8. CLOSING OF THE MEETING Management For For
ASPREVA PHARMACEUTICALS CORPORATION ASPV SPECIAL MEETING DATE: 12/17/2007 ISSUER: 04538T109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- --------------------------- 1A TO APPROVE AN ARRANGEMENT UNDER THE PROVISIONS OF DIVISION 5 Management For For OF PART 9 OF THE BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA) INVOLVING ASPREVA, THE SECURITYHOLDERS AND GALENICA CANADA LTD., A WHOLLY-OWNED SUBSIDIARY OF GALENICA AG, BY WAY OF SEPARATE SPECIAL RESOLUTION OF SHAREHOLDERS, VOTING TOGETHER AS A CLASS, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE CIRCULAR. 1B TO APPROVE AN ARRANGEMENT UNDER THE PROVISIONS OF DIVISION 5 Management For For OF PART 9 OF THE BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA) INVOLVING ASPREVA, THE SECURITYHOLDERS AND GALENICA CANADA LTD., A WHOLLY-OWNED SUBSIDIARY OF GALENICA AG, BY WAY OF SEPARATE SPECIAL RESOLUTION OF SHAREHOLDERS AND OPTIONHOLDERS, VOTING TOGETHER AS A CLASS, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE CIRCULAR. 02 TO APPROVE AN AMENDMENT TO THE ASPREVA SHAREHOLDER RIGHTS PLAN Management For For AGREEMENT DATED AS OF FEBRUARY 4, 2005 BETWEEN ASPREVA AND COMPUTERSHARE INVESTOR SERVICES INC., BY WAY OF ORDINARY RESOLUTION OF SHAREHOLDERS, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX B TO THE CIRCULAR.
HARMAN INTERNATIONAL INDUSTRIES, INC. HAR ANNUAL MEETING DATE: 12/17/2007 ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 38 of 85 ISSUER: 413086109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- --------------------------- 01 DIRECTOR Management For A. MCLAUGHLIN KOROLOGOS Management For For DR. HARALD EINSMANN Management For For 02 APPROVAL OF THE 2007 KEY EXECUTIVE OFFICERS BONUS PLAN Management For For
ALTADIS SA ALT EGM MEETING DATE: 12/18/2007 ISSUER: E0432C106 ISIN: ES0177040013 SEDOL: B02T9V8, 5843114, 5860652, B0YLW13, 5444012 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ------------------------------------------------------------------- ---------- ------- --------------------------- * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, Non-Voting *Management Position Unknown THERE WILL BE A SECOND CALL ON 18 DEC 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. 1. MODIFICATION OF ARTICLE 24 (VOTING RIGHTS) OF THE COMPANY BY-LAWS Management For For AND OF ARTICLE 24.1 (ADOPTION OF RESOLUTIONS AND ANNOUNCEMENT OF RESULTS) OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS MEETING 2. DELEGATION OF POWERS TO EXECUTE, CONSTRUE, RECTIFY, REGISTER AND Management For For GIVE EFFECT TO THE RESOLUTIONS PASSED AT THE GENERAL SHAREHOLDERS MEETING * PLEASE NOTE: ATTENDANCE PREMIUM (0.10 EUROS GROSS PER SHARE): Non-Voting *Management Position Unknown SHAREHOLDERS WHO PARTICIPATE IN ANY FORM AT THE EGM, WHETHER DIRECTLY, BY PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE AN ATTENDANCE PREMIUM OF TEN EURO CENTS GROSS PER SHARE, PROVIDED THAT THEY HAVE THEM RECORDED IN THE PERTINENT BOOK-ENTRY LEDGER FIVE DAYS IN ADVANCE OF THE DATE SCHEDULED FOR THE EGM. * PLEASE BE ADVISED THAT ADDITIONAL INFORMATION CONCERNING ALTADIS Non-Voting *Management Position Unknown S.A., CAN ALSO BE VIEWED ON THE COMPANY S WEBSITE: HTTP://WWW..ALTADIS.COM/EN/INDEX.PHP * PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITIONAL COMMENTS AND Non-Voting *Management Position Unknown NORMAL MEETING BEEN CHANGED TO ISSUER PAY MEETING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
STORK NV (FORMERLY VERENIGDE MACHINEFABRIEKEN STORK NV) 830685.AS EGM MEETING DATE: 01/04/2008 ISSUER: N92876171 ISIN: NL0000390672 SEDOL: B1528C5, 4925701, 4925693, 5013519 VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 39 of 85 Selected Accounts: NPX GABELLI ABC FUND
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- -------------- ---------------------------- * PLEASE NOTE THAT THERE IS NO BLOCKING FOR THIS MEETING. Non-Voting *Management Position Unknown THANK YOU. 1. OPENING AND ANNOUNCEMENTS Non-Voting *Management Position Unknown 2. DISCUSSION OF THE PUBLIC OFFER BY LONDON ACQUISITION Non-Voting *Management Position Unknown B.V. THE OFFER AND THE OFFEROR FOR ALL ISSUED AND OUTSTANDING ORDINARY SHARES IN THE CAPITAL OF STORK N.V., PURSUANT TO ARTICLE 18 PARAGRAPH 1 OF THE TAKEOVER DECREE BESLUIT OPENBARE BIEDINGEN WFT 3. APPROVE THE DIVESTMENT OF THE DIVISION STORK FOOD Management For For SYSTEMS TO MAREL FOOD SYSTEMS HF MAREL SUBJECT TO THE CONDITION THAT THE OFFER IS MADE UNCONDITIONAL BY THE OFFEROR, PURSUANT TO ARTICLE 2:107A OF THE DUTCH CIVIL CODE 4. AMEND THE ARTICLES OF ASSOCIATION OF STORK N.V. SUBJECT Management For For TO THE CONDITION THAT THE OFFER IS MADE UNCONDITIONAL BY THE OFFEROR, WHEREBY THE CHANGE IN THE ARTICLES OF ASSOCIATION SHALL TAKE EFFECT ON THE SETTLEMENT DATE 5. OUTLINE PROFILE OF THE SUPERVISORY BOARD Non-Voting *Management Position Unknown 6.A APPOINT MR. J.H. SCHRAVEN AS A MEMBER OF THE SUPERVISORY Management For For BOARD SUBJECT TO THE CONDITION THAT THE OFFER IS MADE UNCONDITIONAL BY THE OFFEROR, WHEREBY THE APPOINTMENTS SHALL TAKE EFFECT ON THE SETTLEMENT DATE AS SPECIFIED 6.B APPOINT MR. M.S. GUMIENNY AS A MEMBER OF THE SUPERVISORY Management For For BOARD SUBJECT TO THE CONDITION THAT THE OFFER IS MADE UNCONDITIONAL BY THE OFFEROR, WHEREBY THE APPOINTMENTS SHALL TAKE EFFECT ON THE SETTLEMENT DATE AS SPECIFIED 7. ANY QUESTIONS AND CLOSURE Non-Voting *Management Position Unknown 6.C APPOINT MR. E.J.F.H.C. ERNST AS A MEMBER OF THE Management For For SUPERVISORY BOARD SUBJECT TO THE CONDITION THAT THE OFFER IS MADE UNCONDITIONAL BY THE OFFEROR, WHEREBY THE APPOINTMENTS SHALL TAKE EFFECT ON THE SETTLEMENT DATE AS SPECIFIED 6.D APPOINT MR. P.F. HARTMAN AS A MEMBER OF THE SUPERVISORY Management For For BOARD SUBJECT TO THE CONDITION THAT THE OFFER IS MADE UNCONDITIONAL BY THE OFFEROR, WHEREBY THE APPOINTMENTS SHALL TAKE EFFECT ON THE SETTLEMENT DATE AS SPECIFIED
FIRST CONSULTING GROUP, INC. FCGI SPECIAL MEETING DATE: 01/10/2008 ISSUER: 31986R103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- -------------- ---------------------------- 02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT. 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF OCTOBER 30, 2007, BY AND AMONG FIRST CONSULTING GROUP, INC., COMPUTER SCIENCES CORPORATION AND LB ACQUISITION CORP.
GOODMAN GLOBAL, INC. GGL SPECIAL MEETING DATE: 01/11/2008 ISSUER: 38239A100 ISIN: SEDOL: ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 40 of 85 Selected Accounts: NPX GABELLI ABC FUND VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- -------------- ---------------------------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For OCTOBER 21, 2007, AMONG CHILL HOLDINGS, INC., A DELAWARE CORPORATION ( PARENT ), CHILL ACQUISITION, INC., A DELAWARE CORPORATION AND A WHOLLY-OWNED SUBSIDIARY OF PARENT, AND GOODMAN, AS THE SAME MAY BE AMENDED FROM TIME TO TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
COGNOS INCORPORATED COGN SPECIAL MEETING DATE: 01/14/2008 ISSUER: 19244C109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- -------------- ---------------------------- 01 THE SPECIAL RESOLUTION APPROVING THE ARRANGEMENT UNDER Management For For SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING THE ACQUISITION BY 1361454 ALBERTA ULC, AN INDIRECT SUBSIDIARY OF INTERNATIONAL BUSINESS MACHINES CORPORATION, OF ALL OF THE ISSUED AND OUTSTANDING COMMON SHARES OF COGNOS INCORPORATED IN EXCHANGE FOR US$58.00 PER COMMON SHARE, IN THE FORM SET FORTH IN APPENDIX A TO THE MANAGEMENT PROXY CIRCULAR DATED DECEMBER 10, 2007.
BALDWIN TECHNOLOGY COMPANY, INC. BLD ANNUAL MEETING DATE: 01/24/2008 ISSUER: 058264102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- -------------- ---------------------------- 01 DIRECTOR Management For MARK T. BECKER Management For For RONALD B. SALVAGIO Management For For GERALD A. NATHE Management For For
KONINKLIJKE GROLSCH NV GROL EGM MEETING DATE: 01/28/2008 ISSUER: N37291114 ISIN: NL0000354793 BLOCKING SEDOL: B02NZZ6, 4384283, B28JTQ1, 5848302 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- -------------- ---------------------------- 1. OPENING Non-Voting *Management Position Unknown 2. THE DISCUSSION OF THE PUBLIC OFFER BY THE OFFEROR FOR Non-Voting *Management Position Unknown ALL ISSUED AND OUTSTANDING DEPOSITARY RECEIPTS FOR ORDINARY SHARES IN THE GROLSCH, PURSUANT TO ARTICLE 18 OF THE DECREE 3. AMEND THE GROLSCH ARTILCES OF ASSOCIATION SUBJECT TO THE Management Take No Action CONDITION THAT THE OFFER IS DECLARED UNCONDITIONAL BY THE OFFEROR, WHEREBY THE AMENDMENT OF THE ARTICLES OF ASSOCIATION SHALL TAKE EFFECT AS SOON AS PRACTICABLE AFTER THE OFFER HAS BEEN DECLARED UNCONDITIONAL
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 41 of 85 Selected Accounts: NPX GABELLI ABC FUND 4. AMEND THE GROLSCH ARTICLES OF ASSOCIATION REGARDING A Management Take No Action CHANGE IN THE FY, SUBJECT TO THE CONDITION THAT THE OFFER IS DECLARED UNCONDITIONAL BY THE OFFEROR, WHEREBY THE AMENDMENT OF THE ARTICLES OF ASSOCIATION SHALL TAKE EFFECT AS SOON AS PRACTICABLE AFTER THE OFFER HAS BEEN DECLARED UNCONDITIONAL 5. GRANT DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD Management Take No Action THAT WILL RESIGN FROM THE SUPERVISORY BOARD FROM ANY AND ALL LIABILITIES AS WELL AS FROM THEIR DUTIES AND THEIR RESPONSIBILITY AS SUPERVISORS OF THE MANAGEMENT BOARD AND THE GENERAL COURSE OF AFFAIRS AND CORPORATE ASPECTS OF GROLSCH UNTIL THE DATE OF THE EGM OF SHAREHOLDERS, THE DISCHARGE SHALL TAKE EFFECT AS THE SETTLEMENT DATE SUBJECT TO THE OFFER BEING DECLARED UNCONDITIONAL BY THE OFFEROR 6.a EXPLANATION TO THE AMENDMENT OF THE PROFILE OF THE Non-Voting *Management Position Unknown SUPERVISORY BOARD 6.b APPOINT MR. ALAN CLARK TO THE SUPERVISORY BOARD FOR THE Management Take No Action REMAINDER OF THE TERM OF MR. WIM DE BRUIN 6.c APPOINT MR. NIGEL COX TO THE SUPERVISORY BOARD FOR THE Management Take No Action REMAINDER OF THE TERM OF MR. RUUD VAN OMMEREN 6.d APPOINT MR. HARM VAN DER LOF TO THE SUPERVISORY BOARD Management Take No Action FOR THE REMAINDER OF THE TERM OF MR. MARC DE GROEN 7. TRANSACT ANY OTHER BUSINESS, ANNOUNCEMENTS AND CLOSING Non-Voting *Management Position Unknown
TECHEM AG, ESCHBORN TCHAF.PK AGM MEETING DATE: 01/30/2008 ISSUER: D83027108 ISIN: DE0005471601 SEDOL: B28MSD0, B02NWD3, 5899281 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- -------------- ---------------------------- * PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING Non-Voting *Management Position Unknown IS 09 JAN 2008, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW.THANK YOU * AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting *Management Position Unknown REQUIRE THAT YOU DISCLOSEWHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU 1. PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL Non-Voting *Management Position Unknown REPORT FOR THE 2006/2007 FY WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND THE GROUP ANNUAL REPORT AND THE REPORT PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For For PROFIT OF EUR 41,627,945.25 AS FOLLOWS: EUR 41,627,945.25 SHALL BE CARRIED FORWARD 3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For For DIRECTORS
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 42 of 85 Selected Accounts: NPX GABELLI ABC FUND 4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For For 5. APPOINTMENT OF AUDITORS FOR THE 2007/2008 FY: Management For For PRICEWATERHOUSECOOPERS AG, FRANKFURT 6. ELECTIONS TO THE SUPERVISORY BOARD Management For For 7. BY-ELECTIONS TO THE SUPERVISORY BOARD Management For For 8. RESOLUTION ON THE CHANGE OF THE FY AND THE CORRESPONDING Management For For AMENDMENT TO THE ARTICLES OF ASSOCIATION; THE FY SHALL BEGIN ON 01 APR AND END ON 31 MAR OF THE FOLLOWING; THIS AMENDMENT SHALL BECOME EFFECTIVE AS OF 01 APR 2008; THE PERIOD FROM 01 OCT 2007 TO 31 MAR 2008, SHALL BE AN ABBREVIATED FY 9. AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN RESPECT OF Management For For BOARD OF MANAGING DIRECTORS BEING AUTHORIZED TO MAKE AN ADVANCE PAYMENT ON ACCOUNT OF THE ESTIMATED DISTRIBUTABLE PROFIT TO SHAREHOLDERS AFTER THE CLOSE OF THE FY
TECHEM AG, ESCHBORN TCHAF.PK AGM MEETING DATE: 01/30/2008 ISSUER: D83027157 ISIN: DE000A0PNUF6 SEDOL: B291VN7, B29F3K0 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ---------- -------------- ---------------------------- * PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING Non-Voting *Management Position Unknown IS 09 JAN 2008, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU * AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting *Management Position Unknown REQUIRE THAT YOU DISCLOSEWHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU 1. PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL Non-Voting *Management Position Unknown REPORT FOR THE 2006/2007 FY WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND THE GROUP ANNUAL REPORT AND THE REPORT PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For For PROFIT OF EUR 41,627,945.25 AS FOLLOWS: EUR 41,627,945.25 SHALL BE CARRIED FORWARD 3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For For DIRECTORS 4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For For 5. APPOINTMENT OF AUDITORS FOR THE 2007/2008 FY: Management For For PRICEWATERHOUSECOOPERS AG, FRANKFURT 6. ELECTIONS TO THE SUPERVISORY BOARD Management For For 7. BY-ELECTIONS TO THE SUPERVISORY BOARD Management For For 8. RESOLUTION ON THE CHANGE OF THE FY AND THE CORRESPONDING Management For For AMENDMENT TO THE ARTICLES OF ASSOCIATION; THE FY SHALL BEGIN ON 01 APR AND END ON 31 MAR OF THE FOLLOWING; THIS AMENDMENT SHALL BECOME EFFECTIVE AS OF 01 APR 2008; THE PERIOD FROM 01 OCT 2007 TO 31 MAR 2008, SHALL BE AN ABBREVIATED FY 9. AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN Management For For
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 43 of 85 Selected Accounts: NPX GABELLI ABC FUND
RESPECT OF BOARD OF MANAGING DIRECTORS BEING AUTHORIZED TO MAKE AN ADVANCE PAYMENT ON ACCOUNT OF THE ESTIMATED DISTRIBUTABLE PROFIT TO SHAREHOLDERS AFTER THE CLOSE OF THE FY
PT MULTIMEDIA SERVICOS DE TELECOMUNICACOES E MULTIMEDIA S G P S S A PTMUY.PK EGM MEETING DATE: 01/31/2008 ISSUER: X70127109 ISIN: PTPTM0AM0008 BLOCKING SEDOL: B28LGH7, 5823990, B0BM695, B02P110, 5811412, B0BKJ67, B0B9GS5 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management ---------- ---------------------------------------------- ---------- -------------- -------------- 1. AMEND ARTICLE 1, PARAGRAPH 1 OF ARTICLE 15 AND Management Take No Action PARAGRAPH 1 OF ARTICLE 17 OF THE ARTICLES OF ASSOCIATION 2. APPOINT THE MEMBERS OF THE BOARD OF DIRECTORS Management Take No Action 3. APPROVE THE CHANGE IN COMPOSITION OF THE BOARD Management Take No Action OF DIRECTORS 4. APPROVE THE REMUNERATION OF THE MEMBERS OF THE Management Take No Action COMPENSATION COMMITTEE
WHX CORPORATION WXCP SPECIAL MEETING DATE: 01/31/2008 ISSUER: 929248508 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management ---------- ----------------------------------------------------------------- ---------- ---- -------------- 01 PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS, AT ITS DISCRETION, Management For For TO AMEND WHX S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE WHX S AUTHORIZED CAPITAL STOCK FROM 55,000,000 SHARES, CONSISTING OF 50,000,000 SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE, AND 5,000,000 SHARES OF PREFERRED STOCK, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
COMMERCE BANCORP, INC. CBH SPECIAL MEETING DATE: 02/06/2008 ISSUER: 200519106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management ---------- ---------------------------------------------------- ---------- ---- -------------- 02 TO ADJOURN OR POSTPONE THE COMMERCE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES. 01 TO APPROVE THE PLAN OF MERGER CONTAINED IN THE Management For For AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 2, 2007, BY AND AMONG THE TORONTO-DOMINION BANK (TD), CARDINAL MERGER CO. (MERGER SUB) AND COMMERCE BANCORP, INC. (COMMERCE), AS AMENDED, SUPPLEMENTED OR OTHERWISE MODIFIED FROM TIME TO TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 44 of 85 Selected Accounts: NPX GABELLI ABC FUND BUILDERS TRANSPORT, INCORPORATED TRUK CONSENT MEETING DATE: 02/15/2008 ISSUER: 120084AB4 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------- ---------- ---- ---------------------------- 01 THE PLAN OF REORGANIZATION Management For *Management Position Unknown
PROVIDENT NEW YORK BANCORP PBNY ANNUAL MEETING DATE: 02/21/2008 ISSUER: 744028101 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- -------- ---- -------------- 02 THE RATIFICATION OF THE APPOINTMENT OF CROWE Management For For CHIZEK AND COMPANY LLC AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2008. 01 DIRECTOR Management For DENNIS L. COYLE Management For For GEORGE STRAYTON Management For For VICTORIA KOSSOVER Management For For BURT STEINBERG Management For For
DUCATI MOTOR HOLDING SPA, BOLOGNA DMH.MI EGM MEETING DATE: 03/03/2008 ISSUER: T3536K101 ISIN: IT0001278081 BLOCKING SEDOL: B28GV88, 5654178, B020C45, 5641534 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ---------- -------------- ----------------------------- * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 05 MAR 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. APPROVE THE SPLITTABLE RIGHT ISSUE FOR A MAXIMUM Management Take No Action AMOUNT OF EUR 1,673,000 BY ISSUING A MAXIMUM NO. OF 3,284,369 SHARES, WITHOUT OPTION RIGHT, PURSUANT TO ARTICLE 2441 CIVIL CODE IN FAVOUR OF STOKE OPTION PLAN
PHARMION CORPORATION PHRM SPECIAL MEETING DATE: 03/06/2008 ISSUER: 71715B409 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 45 of 85 Selected Accounts: NPX GABELLI ABC FUND
Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------- ----------------------------------------------------------------- ---------- ---- --------------- 01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For NOVEMBER 18, 2007, BY AND AMONG CELGENE CORPORATION, COBALT ACQUISITION LLC AND PHARMION CORPORATION, WHICH PROVIDES FOR THE MERGER OF PHARMION CORPORATION WITH COBALT ACQUISITION LLC, AND TO APPROVE THE MERGER AND RELATED TRANSACTIONS ON THE TERMS DESCRIBED IN THE AGREEMENT AND PLAN OF MERGER. 02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING Management For For OF STOCKHOLDERS IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER AND TO APPROVE THE MERGER, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
BEA SYSTEMS, INC. BEAS ANNUAL MEETING DATE: 03/18/2008 ISSUER: 073325102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management ---------- ------------------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For DEAN O. MORTON Management For For BRUCE A. PASTERNACK Management For For KIRAN M. PATEL Management For For GEORGE REYES Management For For 04 STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION Shareholder Against For OF THE BOARD OF DIRECTORS. 03 STOCKHOLDER PROPOSAL REGARDING ESTABLISHMENT Shareholder Against For OF AN ENGAGEMENT PROCESS WITH PROPONENTS OF CERTAIN STOCKHOLDER PROPOSALS. 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDED JANUARY 31, 2008.
PHH CORPORATION PHH ANNUAL MEETING DATE: 03/18/2008 ISSUER: 693320202 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management ---------- --------------------------------------- ---------- ---- -------------- 01 DIRECTOR Management For ANN D. LOGAN Management For For GEORGE J. KILROY Management For For
E-Z-EM, INC. EZEM SPECIAL MEETING DATE: 03/20/2008 ISSUER: 269305405 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 46 of 85 Selected Accounts: NPX GABELLI ABC FUND
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- --------------------------------------------------------- ---------- ---- -------------- 02 THE APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF THE Management For For SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER DESCRIBED IN PROPOSAL NO. 1. 01 THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF OCTOBER 30, 2007, BY AND AMONG BRACCO DIAGNOSTICS, INC., EAGLE ACQUISITION SUB, INC., E-Z-EM, INC. AND (FOR THE LIMITED PURPOSES SPECIFIED THEREIN) BRACCO IMAGING S.P.A., AND APPROVAL OF THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER.
THE MIDLAND COMPANY MLAN SPECIAL MEETING DATE: 03/24/2008 ISSUER: 597486109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------------- ---------- ---- -------------- 01 TO ADOPT THE AGREEMENT AND THE PLAN OF MERGER, DATED AS OF Management For For OCTOBER 16, 2007, BY AND AMONG MUNICH-AMERICAN HOLDING CORPORATION, MONUMENT CORPORATION AND THE MIDLAND COMPANY. 02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING Management For For OF SHAREHOLDERS, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1.
OESTERREICHISCHE ELEKTRIZITAETSWIRTSCHAFTS-AG (VERBUNDGESELLSCHAFT), WIEN OEZVF.PK AGM MEETING DATE: 03/26/2008 ISSUER: A5528H103 ISIN: AT0000746409 BLOCKING SEDOL: 4661607, B28L343, 4663409 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- --------------------------------------------------- ---------- -------------- -------------- 1. RECEIVE THE ANNUAL REPORT, REPORT OF THE MANAGEMENT Management Take No Action BOARD AND THE SUPERVISORYBOARD FOR THE FY 2007 2. APPROVE THE ALLOCATION OF THE NET INCOME Management Take No Action 3. APPROVE THE ACTION OF THE BOARD OF DIRECTORS Management Take No Action AND THE SUPERVISORY BOARD FOR THE FY 2007 4. ELECT THE SUPERVISORY BOARD Management Take No Action 5. APPROVE THE REMUNERATION FOR THE SUPERVISORY BOARD Management Take No Action 6. ELECT THE AUDITOR FOR THE FY 2008 Management Take No Action 7. AUTHORIZE THE MANAGEMENT BOARD ON THE PURCHASE Management Take No Action OF OWN SHARES DUE PAR 65
OESTERREICHISCHE ELEKTRIZITAETSWIRTSCHAFTS-AG (VERBUNDGESELLSCHAFT), WIEN OEZVF.PK AGM MEETING DATE: 03/26/2008 ISSUER: A5528H103 ISIN: AT0000746409 BLOCKING SEDOL: 4661607, B28L343, 4663409 VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 47 of 85 Selected Accounts: NPX GABELLI ABC FUND
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ---------------------------------------------------- ---------- -------------- ---------------------------- * PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting *Management Position Unknown 448216 DUE TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1. RECEIVE THE ANNUAL REPORT, REPORT ORF THE MANAGEMENT Non-Voting *Management Position Unknown BOARD AND THE SUPERVISORY BOARD FOR THE FY 2007 2. APPROVE THE ALLOCATION OF THE NET INCOME Management Take No Action 3. APPROVE THE ACTIONS OF THE BOARD OF DIRECTORS AND Management Take No Action THE SUPERVISORY BOARD FOR THE FY 2007 4. ELECT THE SUPERVISORY BOARD MEMBER Management Take No Action 5. APPROVE THE REMUNERATION FOR THE SUPERVISORY BOARD Management Take No Action 6. ELECT THE AUDITOR FOR THE FY 2008 Management Take No Action 7. AUTHORIZE THE MANAGEMENT BOARD ON THE PURCHASE Management Take No Action OF OWN SHARES DUE PAR 65
PORTUGAL TELECOM SGPS S A PT AGM MEETING DATE: 03/28/2008 ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING SEDOL: B28LD09, 5466856, 5760365, 5825985, B02P109, 4676203, 5817186 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- --------------------------------------------------- ---------- --------------- ---------------------------- * PLEASE NOTE THAT FOR EVERY 500 SHARES YOU HAVE Non-Voting *Management Position Unknown 1 VOTING RIGHT. THANK YOU. 1. APPROVE THE MANAGEMENT REPORT, BALANCE SHEET AND Management Take No Action ACCOUNTS FOR 2007 2. APPROVE THE CONSOLIDATED MANAGEMENT REPORT, BALANCE Management Take No Action SHEET AND ACCOUNTS FOR 2007 3. APPROVE THE APPLICATION OF PROFITS Management Take No Action 4. APPROVE THE GENERAL APPRAISAL OF THE COMPANY Management Take No Action MANAGEMENT AND SUPERVISION 5. RATIFY THE APPOINTMENT OF THE NEW MEMBERS OF Management Take No Action THE BOARD OF DIRECTORS TO COMPLETE THE 2006-2008 TERM OF OFFICE 6. APPROVE THE ACQUISITION AND DISPOSAL OF OWN SHARE Management Take No Action 7. APPROVE TO REDUCE THE SHARE CAPITAL UP TO EUR Management Take No Action 3,077,400 FOR THE PURPOSE OF RELEASING EXCESS CAPITAL IN CONNECTION WITH A SHARE BUYBACK PROGRAMME, THROUGH THE CANCELLATION OF UP TO 102,580,000 SHARES REPRESENTING UP TO 10% OF THE SHARE CAPITAL TO BE ACQUIRED AS A RESULT OF THE IMPLEMENTATION OF THIS RESOLUTION, AS WELL AS ON RELATED RESERVE AND ON THE CORRESPONDING AMENDMENT TO PARAGRAPHS 1 AND 2 OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION, IN ORDER TO COMPLETE THE SHARE BUYBACK PROGRAM INCLUDED IN THE SHAREHOLDER REMUNERATION PACKAGE ANNOUNCED IN FEBRUARY 2007 BY THE BOARD OF DIRECTORS DURING THE PUBLIC TENDER OFFER THAT HAD BEEN LAUNCHED OVER THE COMPANY 8. APPROVE, PURSUANT TO PARAGRAPH 4 OF ARTICLE 8 Management Take No Action OF THE ARTICLES OF ASSOCIATION ON THE PARAMETERS APPLICABLE IN THE EVENT OF ANY ISSUANCE OF BONDS CONVERTIBLE INTO SHARES THAT MAY BE RESOLVED UPON BY THE BOARD OF DIRECTORS 11. APPROVE THE ACQUISITION AND DISPOSAL OF OWN BONDS Management Take No Action AND OTHER OWN SECURITIES 9. APPROVE THE SUPPRESSION OF THE PRE-EMPTIVE RIGHTS Management Take No Action OF SHAREHOLDERS IN THE SUBSCRIPTION OF ANY ISSUANCE OF RESOLUTION 8 HEREOF AS MAY BE RESOLVED UPON BY THE BOARD OF DIRECTORS
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 48 of 85 Selected Accounts: NPX GABELLI ABC FUND 10. APPROVE THE ISSUANCE OF BONDS AND OTHER SECURITIES Management Take No Action WHATEVER NATURE BY THE BOARD OF DIRECTORS, AND NAMELY ON THE FIXING OF VALUE OF SUCH SECURITIES IN ACCORDANCE WITH PARAGRAPH 3 OF ARTICLE 8 SUB- PARAGRAPH 1(E) OF ARTICLE 15 OF THE ARTICLES OF ASSOCIATION 12. APPROVE THE REMUNERATION OF THE MEMBERS OF THE Management Take No Action COMPENSATION COMMITTEE
PORTUGAL TELECOM, SGPS, S.A. PT ANNUAL MEETING DATE: 03/28/2008 ISSUER: 737273102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ------------------------------------------------- ---------- ---- ----------------------------- 01 TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE Management For For SHEET AND ACCOUNTS FOR THE YEAR 2007. 02 TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, Management For For BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2007. 03 TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF Management For For PROFITS. 04 TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY S Management For *Management Position Unknown MANAGEMENT AND SUPERVISION. 05 TO RESOLVE ON THE RATIFICATION OF THE APPOINTMENT Management For For OF NEW MEMBERS OF THE BOARD TO COMPLETE THE 2006-2008 TERM OF OFFICE. 06 TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF Management For For OWN SHARES. 07 TO RESOLVE ON A REDUCTION OF SHARE CAPITAL FOR Management For For RELEASING EXCESS CAPITAL, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 08 TO RESOLVE, PURSUANT TO PARAGRAPH 4 OF ARTICLE 8 Management For For OF THE ARTICLES OF ASSOCIATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 09 TO RESOLVE ON THE SUPPRESSION OF THE PRE-EMPTIVE Management For For RIGHT OF SHAREHOLDERS IN THE SUBSCRIPTION OF ANY ISSUANCE OF CONVERTIBLE BONDS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 10 TO RESOLVE ON THE ISSUANCE OF BONDS AND OTHER Management For For SECURITIES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 11 TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF Management For For OWN BONDS AND OTHER OWN SECURITIES. 12 TO RESOLVE ON THE REMUNERATION OF THE MEMBERS Management For *Management Position Unknown OF THE COMPENSATION COMMITTEE.
BEA SYSTEMS, INC. BEAS SPECIAL MEETING DATE: 04/04/2008 ISSUER: 073325102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ---------------------------------------------------------------- ---------- ---- -------------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY Management For For 16, 2008, AMONG BEA SYSTEMS, INC., ORACLE CORPORATION AND BRONCO ACQUISITION CORP., AS IT MAY BE AMENDED. 02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A LATER DATE OR Management For For TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT TO ADOPT THE MERGER AGREEMENT.
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 49 of 85 Selected Accounts: NPX GABELLI ABC FUND ALFA CORPORATION ALFA SPECIAL MEETING DATE: 04/15/2008 ISSUER: 015385107 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------------- ---------- ---- -------------- 01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS Management For For OF NOVEMBER 4, 2007, AMONG ALFA CORPORATION, ALFA MUTUAL INSURANCE COMPANY, ALFA MUTUAL FIRE INSURANCE COMPANY AND ALFA DELAWARE MERGER SUB, INC., PURSUANT TO WHICH EACH OUTSTANDING SHARE OF COMMON STOCK OF ALFA CORPORATION WILL BE CONVERTED INTO THE RIGHT TO RECEIVE $22.00.
FIFTH THIRD BANCORP FITB ANNUAL MEETING DATE: 04/15/2008 ISSUER: 316773100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ------------------------------------------------------------------ ---------- ------- -------------- 06 SHAREHOLDER PROPOSAL TO REQUEST THE BOARD OF Shareholder Against For DIRECTORS TO IMMEDIATELY ENGAGE THE SERVICES OF AN INVESTMENT BANKING FIRM TO ACTIVELY SEEK A SALE OR MERGER OF THE COMPANY ON TERMS THAT WILL MAXIMIZE SHARE VALUE FOR THE SHAREHOLDERS. 05 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR 2008. 04 PROPOSAL TO AMEND ARTICLE II, SECTION 1 OF THE CODE OF REGULATIONS, Management For For AS AMENDED, TO AMEND THE PROVISIONS FOR FIXING THE DATE OF THE ANNUAL MEETING OF STOCKHOLDERS. 03 PROPOSAL TO APPROVE THE FIFTH THIRD BANCORP 2008 INCENTIVE Management Against Against COMPENSATION PLAN, INCLUDING THE ISSUANCE OF UP TO 33,000,000 SHARES OF COMMON STOCK THEREUNDER. 02 PROPOSAL TO AMEND ARTICLE FOURTH OF THE AMENDED Management For For ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK, FROM 1,300,000,000 TO 2,000,000,000 SHARES. 01 DIRECTOR Management For DARRYL F. ALLEN Management For For JOHN F. BARRETT Management For For U.L. BRIDGEMAN, JR. Management For For JAMES P. HACKETT Management For For GARY R. HEMINGER Management For For ALLEN M. HILL Management For For KEVIN T. KABAT Management For For ROBERT L. KOCH II Management For For M.D. LIVINGSTON, PH.D Management For For HENDRIK G. MEIJER Management For For JAMES E. ROGERS Management For For GEORGE A. SCHAEFER, JR. Management For For JOHN J. SCHIFF, JR. Management For For DUDLEY S. TAFT Management For For THOMAS W. TRAYLOR Management For For
WHIRLPOOL CORPORATION WHR ANNUAL MEETING DATE: 04/15/2008 ISSUER: 963320106 ISIN: ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 50 of 85 Selected Accounts: NPX GABELLI ABC FUND SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------------- ---------- ------- -------------- 1A ELECTION OF DIRECTOR: HERMAN CAIN Management For For 1B ELECTION OF DIRECTOR: JEFF M. FETTIG Management For For 1C ELECTION OF DIRECTOR: MILES L. MARSH Management For For 1D ELECTION OF DIRECTOR: PAUL G. STERN Management For For 02 STOCKHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY. Shareholder Against For 03 STOCKHOLDER PROPOSAL TO ELIMINATE SUPERMAJORITY STOCKHOLDER Shareholder Against For VOTE REQUIREMENTS.
CHOICEPOINT INC. CPS SPECIAL MEETING DATE: 04/16/2008 ISSUER: 170388102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------------- ---------- ---- -------------- 01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF FEBRUARY 20, 2008, BY AND AMONG CHOICEPOINT INC., A GEORGIA CORPORATION, REED ELSEVIER GROUP PLC, A PUBLIC LIMITED COMPANY INCORPORATED IN ENGLAND AND WALES, AND DEUCE ACQUISITION INC., A GEORGIA CORPORATION AND AN INDIRECT WHOLLY OWNED SUBSIDIARY OF REED ELSEVIER GROUP PLC, AS IT MAY BE AMENDED FROM TIME TO TIME. 02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A LATER Management For For DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT TO APPROVE THE MERGER AGREEMENT.
KAMAN CORPORATION KAMN ANNUAL MEETING DATE: 04/16/2008 ISSUER: 483548103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------------- ---------- ---- -------------- 01 DIRECTOR Management For NEAL J. KEATING Management For For BRIAN E. BARENTS Management For For EDWIN A. HUSTON Management For For THOMAS W. RABAUT Management For For 02 TO APPROVE THE COMPANY S CASH BONUS PLAN (AMENDED AND RESTATED Management For For AS OF JANUARY 1, 2008). 03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY.
PUGET ENERGY, INC. PSD SPECIAL MEETING DATE: 04/16/2008 ISSUER: 745310102 ISIN: ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 51 of 85 Selected Accounts: NPX GABELLI ABC FUND SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------------- ---------- ---------- -------------- 01 THE PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER DATED Management For For AS OF OCTOBER 25, 2007 AMONG PUGET ENERGY, INC., PUGET HOLDINGS LLC, PUGET INTERMEDIATE HOLDINGS LLC AND PUGET MERGER SUB INC. 02 APPROVAL OF ANY PROPOSAL TO ADJOURN THE SPECIAL Management For For MEETING TO A LATER DATE, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES.
NEWALLIANCE BANCSHARES, INC. NAL ANNUAL MEETING DATE: 04/17/2008 ISSUER: 650203102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------------- ---------- ---------- -------------- 01 DIRECTOR Management For DOUGLAS K. ANDERSON Management For For ROXANNE J. COADY Management For For JOHN F. CROWEAK Management For For SHEILA B. FLANAGAN Management For For 02 TO APPROVE THE NEWALLIANCE BANK EXECUTIVE INCENTIVE Management For For PLAN (PROPOSAL 2). 03 TO RATIFY THE APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS, Management For For LLP AS INDEPENDENT AUDITORS (PROPOSAL 3). 04 THE PROXIES ARE AUTHORIZED TO VOTE UPON ANY OTHER BUSINESS THAT Management For For PROPERLY COMES BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENTS OF THE MEETING, IN ACCORDANCE WITH THE DETERMINATION OF A MAJORITY OF THE BOARD OF DIRECTORS.
DUCATI MOTOR HOLDING SPA, BOLOGNA DMH OGM MEETING DATE: 04/21/2008 ISSUER: T3536K101 ISIN: IT0001278081 BLOCKING SEDOL: B28GV88, 5654178, B020C45, 5641534 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ---------------------------------------------------- ---------- -------------- ---------------------------- * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 23 APR 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2007 Management Take No Action 2. APPROVE THE CONSOLIDATED FINANCIAL STATEMENT Management Take No Action AT 31 DEC 2007 3. APPROVE TO USE OF REVALUATION RESERVES TO COVER Management Take No Action OPERATING LOSS 4. GENERAL BUSINESS Non-Voting *Management Position Unknown
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 52 of 85 Selected Accounts: NPX GABELLI ABC FUND GRANT PRIDECO, INC. GRP SPECIAL MEETING DATE: 04/21/2008 ISSUER: 38821G101 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ------------------------------------------------- ---------- ---- -------------- 01 ADOPTION OF MERGER AGREEMENT: TO APPROVE AND Management For For ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 16, 2007, AMONG NATIONAL OILWELL VARCO, INC. (NATIONAL OILWELL VARCO), NOV SUB, INC. (NOV SUB), A WHOLLY OWNED SUBSIDIARY OF NATIONAL OILWELL VARCO, AND GRANT PRIDECO, INC. (GRANT PRIDECO), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ZON MULTIMEDIA ZON AGM MEETING DATE: 04/21/2008 ISSUER: X9819B101 ISIN: PTZON0AM0006 BLOCKING SEDOL: B0BM695, B0BKJ67, B0B9GS5, B28LGH7 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ---------------------------------------------------- ---------- --------------- ---------------------------- * PLEASE NOTE THAT THE CONDITION FOR THE MEETING: Non-Voting *Management Position Unknown MINIMUM SHARES / VOTING RIGHT: 400/1 1. APPROVE THE YEAR 2007 ANNUAL REPORT AND ACCOUNTS Management Take No Action OF THE COMPANY AND ON THE APPROVAL OF THE CONSOLIDATED ACCOUNTS 2. APPROVE THE PROFITS APPROPRIATION Management Take No Action 3. APPROVE THE GENERAL APPRECIATION OF THE COMPANIES Management Take No Action MANAGEMENT AND AUDITING 4. ELECT THE MEMBER OF THE BOARD OF DIRECTORS THAT Management Take No Action MAY BE PART OF THE AUDIT COMMISSION 5. APPROVE TO CREATE A NEW SHARE DISTRIBUTION PLAN Management Take No Action AND ITS REGULATION ACCORDING TO THE LINE G, N1 OF ARTICLE 16 OF THE COMPANY BY LAWS 6. APPROVE THE ACQUISITION AND SALE OF OWN SHARES Management Take No Action 7. APPROVE A POSSIBLE ISSUANCE OF OWN BONDS CONVERTIBLE Management Take No Action INTO SHARES DETERMINED BY THE BOARD OF DIRECTORS 8. APPROVE THE CANCELLATION OF THE PREFERENTIAL RIGHT Management Take No Action IN THE SUBSCRIPTION OF A EVENTUAL ISSUANCE OF CONVERTIBLE BONDS INTO SHARES 9. ELECT A NEW SALARY COMMISSION Management Take No Action 10. ELECT THE GENERAL MEETING SECRETARY Management Take No Action
THE PNC FINANCIAL SERVICES GROUP, INC. PNC ANNUAL MEETING DATE: 04/22/2008 ISSUER: 693475105 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 53 of 85 Selected Accounts: NPX GABELLI ABC FUND
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ------------------------------------------------- ---------- ---- -------------- 01 DIRECTOR MR. BERNDT Management For For MR. BUNCH Management For For MR. CHELLGREN Management For For MR. CLAY Management For For MR. DAVIDSON Management For For MS. JAMES Management For For MR. KELSON Management For For MR. LINDSAY Management For For MR. MASSARO Management For For MS. PEPPER Management For For MR. ROHR Management For For MR. SHEPARD Management For For MS. STEFFES Management For For MR. STRIGL Management For For MR. THIEKE Management For For MR. USHER Management For For MR. WALLS Management For For MR. WEHMEIER Management For For 02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
WACHOVIA CORPORATION WB ANNUAL MEETING DATE: 04/22/2008 ISSUER: 929903102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------- ---------- ------- -------------- 1I ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For 1J ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For 1K ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Management For For 1L ELECTION OF DIRECTOR: ERNEST S. RADY Management For For 1M ELECTION OF DIRECTOR: VAN L. RICHEY Management For For 1N ELECTION OF DIRECTOR: RUTH G. SHAW Management For For 1O ELECTION OF DIRECTOR: LANTY L. SMITH Management For For 1P ELECTION OF DIRECTOR: G. KENNEDY THOMPSON Management For For 1Q ELECTION OF DIRECTOR: DONA DAVIS YOUNG Management For For 02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For For OF KPMG LLP AS AUDITORS FOR THE YEAR 2008. 03 A STOCKHOLDER PROPOSAL REGARDING NON-BINDING Shareholder Against For STOCKHOLDER VOTE RATIFYING EXECUTIVE COMPENSATION. 04 A STOCKHOLDER PROPOSAL REGARDING REPORTING Shareholder Against For POLITICAL CONTRIBUTIONS. 05 A STOCKHOLDER PROPOSAL REGARDING THE NOMINATION Shareholder Against For OF DIRECTORS. 1A ELECTION OF DIRECTOR: JOHN D. BAKER, II Management For For 1B ELECTION OF DIRECTOR: PETER C. BROWNING Management For For 1C ELECTION OF DIRECTOR: JOHN T. CASTEEN, III Management For For 1D ELECTION OF DIRECTOR: JERRY GITT Management For For 1E ELECTION OF DIRECTOR: WILLIAM H. GOODWIN, JR. Management For For 1F ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER Management For For 1G ELECTION OF DIRECTOR: ROBERT A. INGRAM Management For For 1H ELECTION OF DIRECTOR: DONALD M. JAMES Management For For
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 54 of 85 Selected Accounts: NPX GABELLI ABC FUND AMPCO-PITTSBURGH CORPORATION AP ANNUAL MEETING DATE: 04/23/2008 ISSUER: 032037103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------- ---------- -------- --------------- 01 DIRECTOR Management For WILLIAM K. LIEBERMAN Management For For STEPHEN E. PAUL Management For For C.H. PFORZHEIMER, III Management For For 02 A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 A PROPOSAL TO APPROVE THE AMPCO-PITTSBURGH CORPORATION Management For For 2008 OMNIBUS INCENTIVE PLAN.
CORNING INCORPORATED GLW ANNUAL MEETING DATE: 04/24/2008 ISSUER: 219350105 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ------------------------------------------------------------- ---------- -------- --------------- 01 DIRECTOR Management For JOHN SEELY BROWN Management For For GORDON GUND Management For For KURT M. LANDGRAF Management For For H. ONNO RUDING Management For For 03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS CORNING S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. 02 APPROVE THE AMENDMENT OF THE 2005 EMPLOYEE EQUITY Management For For PARTICIPATION PROGRAM.
GRUPO CONTL S A GRPOF.PK OGM MEETING DATE: 04/24/2008 ISSUER: P3091R172 ISIN: MXP3091R1239 SEDOL: B02V9X6, 2415066 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ------------------------------------------------------------- ---------- -------- --------------- II. APPROVE THE ANNUAL REPORT, MESSAGE FROM THE CHAIRMAN OF THE Management For For BOARD OF DIRECTORS, REPORT OF THE DIRECTOR GENERAL THAT INCLUDES THE INDIVIDUAL AND CONSOLIDATED FINANCIAL STATEMENTS FROM GRUPO CONTINENTAL, S.A.B. AND SUBSIDIARY COMPANIES, TO 31 DEC 2007, THE REPORT OF THE BOARD OF DIRECTORS; AND THE OPINION OF THE BOARD OF DIRECTORS REGARDING THE CONTENT OF THE REPORT FROM THE DIRECTOR GENERAL III. RECEIVE THE REPORT OF THE AUDIT AND CORPORATE PRACTICES Management For For COMMITTEE IV. RATIFY THE RESOLUTIONS AND ACTS OF THE BOARD OF DIRECTORS Management For For DURING THE 2007 FY
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 55 of 85 Selected Accounts: NPX GABELLI ABC FUND V. APPROVE THE ALLOCATION OF RESULTS AND TO PAY A CASH DIVIDEND Management For For VI. RECEIVE THE REPORT REGARDING THE PURCHASE OF OWN SHARES Management For For VII. APPROVE TO SET THE MAXIMUM AMOUNT ALLOCATED FOR THE PURCHASE Management For For OF OWN SHARES VIII. ELECT THE BOARD OF DIRECTORS Management For For IX. ELECT THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES Management For For COMMITTEE X. APPROVE TO SET THE COMPENSATION FOR THE MEMBERS OF THE BOARD Management For For OF DIRECTORS XI. APPROVE THE MINUTES OF THE MEETING Management For For I. APPOINT THE RETURNING OFFICERS, CARRYING OUT THEIR DUTIES Management For For AND DECLARE THE INSTATEMENT OF THE MEETING
MYERS INDUSTRIES, INC. MYE ANNUAL MEETING DATE: 04/24/2008 ISSUER: 628464109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ------------------------------------------------------------ ---------- -------- --------------- 01 DIRECTOR Management Withheld KEITH A. BROWN Management Withheld Against VINCENT C. BYRD Management Withheld Against RICHARD P. JOHNSTON Management Withheld Against EDWARD W. KISSEL Management Withheld Against STEPHEN E. MYERS Management Withheld Against JOHN C. ORR Management Withheld Against RICHARD L. OSBORNE Management Withheld Against JON H. OUTCALT Management Withheld Against ROBERT A. STEFANKO Management Withheld Against 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008.
UCB SA, BRUXELLES UCB.BR MIX MEETING DATE: 04/24/2008 ISSUER: B93562120 ISIN: BE0003739530 BLOCKING SEDOL: B28MZM8, B02PR45, 5596991, 5675588 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------- ----------- ---------------- ---------------------------- * IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE * MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting *Management Position Unknown OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED * PLEASE NOTE THAT THIS IS AN AGM. THANK YOU Non-Voting *Management Position Unknown 1. RECEIVE THE MANAGEMENT REPORT OF THE BOARD OF Non-Voting *Management Position Unknown DIRECTOR S 2. RECEIVE THE REPORTS OF THE AUDITORS Non-Voting *Management Position Unknown
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 56 of 85 Selected Accounts: NPX GABELLI ABC FUND 3. APPROVE THE ANNUAL ACCOUNTS OF UCB S.A. TO 31 Management Take No Action DEC 2007 AND THE ALLOCATION OF THE PROFITS OR LOSSES REFLECTED THEREIN 4. GRANT DISCHARGE TO THE DIRECTORS Management Take No Action 5. GRANT DISCHARGE TO THE AUDITORS Management Take No Action 6.1 APPROVE TO RENEW THE APPOINTMENT OF MR. COUNTESS Management Take No Action DIEGO DU MONCEAU DE BERGENDAL AS A DIRECTOR 6.2 APPROVE TO RENEW THE APPOINTMENT OF DR. PETER Management Take No Action FELLNER AS A DIRECTOR 6.3 APPROVE TO RENEW THE APPOINTMENT OF MR. GERHARD Management Take No Action MAYR AS A DIRECTOR 6.4 ACKNOWLEDGE THE POSITION OF MR. GERHARD MAYR Management Take No Action AS AN INDEPENDENT DIRECTOR ACCORDING TO THE LAW, SATISFYING THE INDEPENDENCE CRITERIA PROVIDED BY LAW AND BY THE BOARD OF DIRECTORS 6.5 APPROVE TO RENEW THE APPOINTMENT OF MR. COUNT DE Management Take No Action PRET ARNOUD AS A DIRECTOR 6.6 APPROVE TO RENEW THE APPOINTMENT OF MRS. JEAN VAN Management Take No Action RIJCKEVORSEL AS A DIRECTOR 6.7 APPOINT MR. THOMAS LEYSEN AS A NEW DIRECTOR Management Take No Action EFFECTIVE FROM 01 JAN 2009 FOR A PERIOD TO EXPIRE AT THE OGM TO BE HELD IN 2011 6.8 ACKNOWLEDGE THE POSITION OF MR. THOMAS LEYSEN Management Take No Action AS AN INDEPENDENT DIRECTOR ACCORDING TO THE LAW, SATISFYING THE INDEPENDENCE CRITERIA PROVIDED BY LAW AND BY THE BOARD OF DIRECTORS 6.9 APPOINT MR. JEAN-PIERRE KINET AS A NEW DIRECTOR Management Take No Action FOR A PERIOD PROVIDED BY THE ARTICLES OF ASSOCIATION 6.10 ACKNOWLEDGE THE POSITION OF MR. JEAN-PIERRE KINET Management Take No Action AS AN INDEPENDENT DIRECTOR ACCORDING TO THE LAW, SATISFYING THE INDEPENDENCE CRITERIA PROVIDED BY LAW AND BY THE BOARD OF DIRECTORS 6.11 APPOINT MR. ARMAND DE DECKER AS A NEW DIRECTOR Management Take No Action FOR A PERIOD PROVIDED BY THE ARTICLES OF ASSOCIATION 6.12 ACKNOWLEDGE THE POSITION OF MR. ARMAND DE DECKER Management Take No Action AS AN INDEPENDENT DIRECTOR ACCORDING TO THE LAW, SATISFYING THE INDEPENDENCE CRITERIA PROVIDED BY LAW AND BY THE BOARD OF DIRECTORS 6.13 APPOINT MR. NORMAN J. ORNSTEIN AS A NEW DIRECTOR Management Take No Action FOR A PERIOD PROVIDED BY THEARTICLES OF ASSOCIATION 6.14 ACKNOWLEDGE THE POSITION OF MR. NORMAN J. ORNSTEIN Management Take No Action AS AN INDEPENDENT DIRECTOR ACCORDING TO THE LAW, SATISFYING THE INDEPENDENCE CRITERIA PROVIDED BY LAW AND BY THE BOARD OF DIRECTORS 7. APPROVE, TO FIX THE ANNUAL EMOLUMENTS OF THE Management Take No Action DIRECTORS AT EUR 60,000, OF THE CHAIRMAN OF THE BOARD OF DIRECTORS AT EUR 120,000 AND OF THE VICE CHAIRMAN AT EUR 90.000; TO FIX THE PRESENCE FEES OF THE DIRECTORS AT EUR 1,000 EUR PER MEETING, OF THE CHAIRMAN OF THE BOARD OF DIRECTORS AT EUR 2,000 PER MEETING AND OF THE VICE CHAIRMAN OF THE BOARD OF DIRECTORS AT EUR 1,500 PER MEETING; AND TO FIX THE ANNUAL ADDITIONAL REMUNERATION OF THE MEMBERS OF THE BOARD COMMITTEES AT EUR 7,500 AND OF THE CHAIRMEN OF THE BOARD COMMITTEES AT EUR 15,000 8. AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Management Take No Action ON THE STOCK EXCHANGE FOR A PERIOD OF EIGHTEEN MONTHS FROM THE DATE OF THE GENERAL MEETING DATED 24 APR 2008, WITH A VIEW TO SUCH SHARES POTENTIALLY
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 57 of 85 Selected Accounts: NPX GABELLI ABC FUND BEING USED IN THE CONTEXT OF FREE ALLOCATIONS OR ISSUES OF STOCK OPTIONS IMPLEMENTED BY THE BOARD OF DIRECTORS OF UCB SA FOR THE BENEFIT OF MANAGERS OF THE UCB GROUP, UP TO A MAXIMUM OF 2,300,000 SHARES, PURCHASES MAY TAKE PLACE ON THE STOCK EXCHANGE AT A MINIMUM PRICE OF EUR 20 AND AT A MAXIMUM PRICE OF EUR 60, SHARES ACQUIRED IN THIS WAY MAY BE DISPOSED OF BY THE COMPANY WITHOUT PRIOR AUTHORIZATION BY THE GENERAL MEETING, UPON THE EXERCISE OF PURCHASE OPTIONS UNDER THE CONDITIONS PROVIDED BY THE STOCK OPTION PLANS RELATING TO THE AFOREMENTIONED SHARES, THROUGHOUT THE PERIOD OF OWNERSHIP BY THE COMPANY OF THE SHARES PURCHASED, THE RIGHTS ATTACHED TO SUCH SHARES SHALL BE SUSPENDED. COUPONS RELATING TO DIVIDENDS WHICH FALL DUE DURING THIS PERIOD OF OWNERSHIP SHALL BE DESTROYED AND THE COMPANY S PROFITS SHALL BE DIVIDED AMONG THE SHARES WHOSE RIGHTS HAVE NOT BEEN SUSPENDED. THE AUTHORIZATIONS REFERRED TO AS SPECIFIED ABOVE SHALL APPLY TO PURCHASES AND DISPOSALS CARRIED OUT BY DIRECT SUBSIDIARIES WITHIN THE MEANING OF ARTICLE 627 OF THE COMPANIES CODE AND THOSE WHICH ACT ON BEHALF OF THE COMPANY, SHARES PURCHASED BY SUCH SUBSIDIARIES SHALL BE CHARGED TO THE TOTAL OF 2,300,000 SHARES REFERRED TO IN PARAGRAPH 1 ABOVE. THROUGHOUT THE PERIOD OF OWNERSHIP OF THE SHARES BY THE PURCHASING SUBSIDIARY, THE VOTING RIGHTS ATTACHED TO SUCH SHARES SHALL BE SUSPENDED 9. APPROVE THE GENERAL MEETING APPROVES THE DECISION Management Take No Action OF THE BOARD OF DIRECTORS TO ALLOCATE A NUMBER OF 290,000 TO 355,000 MAXIMUM FREE SHARES: OF WHICH 160,000 TO PERSONNEL OF THE LEADERSHIP TEAM IN 2008, NAMELY TO ABOUT 45 INDIVIDUALS, ACCORDING 10 ALLOCATION CRITERIA LINKED TO THE LEVEL OF RESPONSIBILITY OF THOSE CONCERNED. THE ALLOCATIONS OF THESE FREE SHARES WILL TAKE PLACE ON COMPLETION OF THE CONDITION THAT THE INTERESTED PARTIES REMAIN EMPLOYED WITHIN THE UCB GROUP FOR A PERIOD OF AT LEAST 3 YEARS AFTER THE GRANT OF AWARDS; OF WHICH 130,000 TO 195,000 MAXIMUM TO EMPLOYEES MEMBERS OF THE LEADERSHIP TEAM QUALIFYING FOR THE PERFORMANCE SHARE PLAN AND FOR WHICH PAYOUT WILL OCCUR AFTER A THREE YEAR VESTING PERIOD AND WILL VARY FROM 0% TO 150% OF THE GRANTED AMOUNT DEPENDING ON THE LEVEL OF ACHIEVEMENT OF THE PERFORMANCE CONDITIONS SET BY THE COMPANY AT THE MOMENT OF GRANT 10. APPROVE THE RULES OF THE UCB SA U.S. EMPLOYEE STOCK Management Take No Action PURCHASE PLAN, AS SPECIFIED 11. APPROVE THAT FROM THIS DATE THE REGISTER OF Management Take No Action SHAREHOLDERS AND THE REGISTER OF WARRANT HOLDERS MAY BE MANAGED IN ELECTRONIC FORMAT ACCORDING TO THE POSSIBILITY OFFERED BY ARTICLE 463 OF THE COMPANY CODE 12. APPROVE, ACCORDING TO ARTICLE 556 OF THE COMPANY Management Take No Action CODE, THAT THIRD PARTIES BE GRANTED RIGHTS WHICH CAN AFFECT THE ASSETS OF THE COMPANY OR CREATE A DEBT OR AN OBLIGATION OF THE COMPANY IN THE EVENT THAT THE EXERCISE OF THESE RIGHTS IS DEPENDANT ON MAKING A PUBLIC BID ON THE SHARES OF THE COMPANY OR ON A CHANGE OF CONTROL, AS CONTAINED IN THE STOCK AWARD PLANS OR THE PERFORMANCE SHARE PLANS, WHICH PROVIDE THAT IN CASE OF TAKEOVER OR OF MERGER, THE AWARDS GRANTED WILL VEST IN FULL ON THE DATE OF THE CHANGE OF CONTROL, EXCEPT IF THE PARTICIPANT ACCEPTS TO EXCHANGE HIS AWARDS PRIOR TO THE CHANGE OF CONTROL
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 58 of 85 Selected Accounts: NPX GABELLI ABC FUND UCB SA, BRUXELLES UCB.BR EGM MEETING DATE: 04/24/2008 ISSUER: B93562120 ISIN: BE0003739530 BLOCKING SEDOL: B28MZM8, B02PR45, 5596991,5675588 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------- ----------- ---------------- ---------------------------- * IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE * MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting *Management Position Unknown OWNER INFORMATION FOR ALL VOTEDACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED 1. RECEIVE THE SPECIAL BOARD REPORT AND SPECIAL AUDITOR Non-Voting *Management Position Unknown REPORT 1.1 APPROVE THE ISSUANCE OF WARRANTS WITHOUT PREEMPTIVE Management Take No Action RIGHTS 1.2 APPROVE TO ELIMINATE THE PRE-EMPTIVE RIGHTS IN CASE Management Take No Action OF ISSUANCE OF BONDS IN FAVOUR OF THE COMPANY FINANCIERE DE TUBIZE 1.3 AUTHORIZE THE BOARD TO INCREASE SHARE CAPITAL Management Take No Action 1.4 APPROVE TO ALLOCATE THE ISSUANCE PREMIUM TO AN Management Take No Action UNAVAILABLE ACCOUNT 1.5 AMEND ARTICLES TO REFLECT CHANGES IN THE CAPITAL Management Take No Action 1.6 APPROVE THE CAPITAL INCREASE AS A TEMPORARY Management Take No Action DECISION 1.7 APPROVE TO NOMINATE THE CHAIRMAN OF THE BOARD AS Management Take No Action MEMBER OF THE AD HOC COMMITTEE IN CASE OF ISSUANCE OF WARRANTS 1.8 APPROVE TO NOMINATE THE VICE-CHAIRMAN OF THE BOARD Management Take No Action AS MEMBER OF THE AD HOC COMMITTEE IN CASE OF ISSUANCE OF WARRANTS 1.9 APPROVE TO NOMINATE THE CEO OF THE BOARD AS THE Management Take No Action MEMBER OF THE AD HOC COMMITTEE IN CASE OF ISSUANCE OF WARRANTS 2. AUTHORIZE THE IMPLEMENTATION OF APPROVED RESOLUTIONS Management Take No Action AND FILING OF REQUIRED DOCUMENTS/FORMALITIES AT TRADE REGISTRY
UCB SA, BRUXELLES UCB.BR OGM MEETING DATE: 04/24/2008 ISSUER: B93562120 ISIN: BE0003739530 BLOCKING SEDOL: B28MZM8, B02PR45, 5596991,5675588 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------- ----------- ---------------- ---------------------------- * IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 59 of 85 Selected Accounts: NPX GABELLI ABC FUND * MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting *Management Position Unknown OWNER INFORMATION FOR ALL VOTEDACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED 1. APPROVE THE ACCOUNTS AND THE REPORTS Management Take No Action 2. APPROVE TO PURCHASE THE OWN SHARES INTENDED FOR Management Take No Action THE MANAGEMENT OF THE UCB GROUP; PROGRAM OF FREE ALOOCATION OF SHARE US EMPLOYEE STOCK PURCHASE PLAN REGISTER OF SAHREHOLDER AND WARRANT HOLDERS IN ELECTRONIC FORMAT APPLICATION OF ARTICLE 566 OF THE COMPANY CODE * PLEASE NOTE THAT THIS IS AN EGM. THANK YOU. Non-Voting *Management Position Unknown
PAGESJAUNES, SEVRES PAJH5.PA AGM MEETING DATE: 04/29/2008 ISSUER: F6954U126 ISIN: FR0010096354 SEDOL: B01TNH3, B28L5W5, B01N3F3,B02TRX6 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ------------------------------------------------------ ----------- ---------------- ---------------------------- E.10 GRANT ALL POWERS TO THE BOARD OF DIRECTORS TO Management For For REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD THIS AUTHORITY EXPIRES AT THE END OF 18 MONTH PERIOD THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING ON 26 APR 2008 IN ITS RESOLUTION NUMBER 18, DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.11 GRANT THE FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For For A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE * PLEASE NOTE THAT THIS IS AN MIX MEETING. THANK YOU. Non-Voting *Management Position Unknown O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS AND THE Management For For AUDITORS, APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YE IN 2007, PRESENTED, CREATING A PROFIT OF EUR 220,207,377.91 ACCORDINGLY, THE SHAREHOLDERS MEETING GIVES PERMANENT DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE SAID FY
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 60 of 85 Selected Accounts: NPX GABELLI ABC FUND O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For For AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED TO THE MEETING O.9 APPROVE TO RESOLVE THE AWARD TOTAL ANNUAL FEES Management For For OF EUR 365,000.00 TO THE BOARD OF DIRECTORS O.3 APPROVE THE BOARD OF DIRECTORS AND RESOLVES THAT Management For For THE INCOME FOR THE FY BE APPROPRIATED AS SPECIFIED: EARNINGS FOR THE FY EUR 220,207,377.91 RETAINED EARNINGS: EUR 1,070,927,808.70 LEGAL RESERVE EUR 7,553.40 THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 0.96 PER SHARE, AND WILL ENTITLE TO THE 40 % DEDUCTION PROVIDED BY THE FRENCH TAX CODE THIS DIVIDEND WILL BE PAID ON 14 MAY 2008, DIVIDENDS EUR 269,4 18,672.00 IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST3 FY, THE DIVIDENDS PAID, WERE AS FOLLOWS EUR 0.93 FOR FY 2004 EUR 1.02 FOR FY 2005 EUR 1.08 FOR FY 2006 O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For AGREEMENTS GOVERNED BY ARTICLE L 225.38 OF THE FRENCH COMMERCIAL CODE, APPROVE THE SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN O.5 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management For For THE COMPANY S SHARES ON THE STOCK MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW MAXIMUM PURCHASE PRICE EUR 20, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED 10% OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS EUR 561,288,900.00 AUTHORITY EXPIRES AT THE END OF 18 MONTH PERIOD O.6 APPROVE AND RATIFY THE COOPTATION OF MR. M. THOMAS Management For For GEITNER AS A DIRECTOR, AS A REPLACEMENT OF MR. M. JOHANNES HUTH, UNTIL THE SHAREHOLDERS MEETING CALLED TO THE FINANCIAL STATEMENTS FOR THE FY 2009 O.7 APPROVE AND RATIFY THE COOPTATION OF MR. M. Management For For NICOLAS GHEYSENS AS A DIRECTOR, AS A REPLACEMENT OF MR. M. MATTIA CAPRIOLI, UNTIL THE SHAREHOLDERS MEETING CALLED THE FINANCIAL STATEMENTS FOR THE FY 2009 O.8 APPROVE THE ARTICLES L.225.42.1 AND L 225.40 Management For For OF THE FRENCH COMMERCIAL LAW, COMMITMENT OF ALLOWANCE OF DEPARTURE OF WHICH MR. MICHEL DATCHARY IS THE BENEFICIARY
WELLS FARGO & COMPANY WFC ANNUAL MEETING DATE: 04/29/2008 ISSUER: 949746101 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------- ----------- ---------------- ---------------------------- 1A ELECTION OF DIRECTOR: JOHN S. CHEN Management For For 1B ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For 1C ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 61 of 85 Selected Accounts: NPX GABELLI ABC FUND 1D ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For 1E ELECTION OF DIRECTOR: ROBERT L. JOSS Management For For 1F ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Management For For 1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Management For For 1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For 1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For 1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For 1K ELECTION OF DIRECTOR: DONALD B. RICE Management For For 1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For 1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For 1N ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For 1O ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For 1P ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Management For For 02 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT AUDITORS FOR 2008. 03 PROPOSAL TO APPROVE THE PERFORMANCE-BASED COMPENSATION Management For For POLICY. 04 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management Against Against LONG-TERM INCENTIVE COMPENSATION PLAN. 05 PROPOSAL REGARDING A BY-LAWS AMENDMENT TO REQUIRE Management Against For AN INDEPENDENT CHAIRMAN. 06 PROPOSAL REGARDING AN EXECUTIVE COMPENSATION Management Against For ADVISORY VOTE. 07 PROPOSAL REGARDING A PAY-FOR-SUPERIOR-PERFORMANCE Management Against For COMPENSATION PLAN. 08 PROPOSAL REGARDING HUMAN RIGHTS ISSUES IN INVESTMENT Management Against For POLICIES. 09 PROPOSAL REGARDING A NEUTRAL SEXUAL ORIENTATION Management Against For EMPLOYMENT POLICY. 10 PROPOSAL REGARDING A REPORT ON RACIAL DISPARITIES Management Against For IN MORTGAGE LENDING.
LIN TV CORP. TVL ANNUAL MEETING DATE: 05/01/2008 ISSUER: 532774106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ------------------------------------------------------- ----------- ---------------- ---------------------------- 01 DIRECTOR Management For PETER S. BRODSKY Management For For DOUGLAS W. MCCORMICK Management For For MICHAEL A. PAUSIC Management For For 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF LIN TV CORP. FOR THE YEAR ENDING DECEMBER 31, 2008.
VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/01/2008 ISSUER: 92343V104 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 62 of 85 Selected Accounts: NPX GABELLI ABC FUND
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ------------------------------------------------------- ----------- ---------------- ---------------------------- 1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For 1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For 1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For 1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For 1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For 1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For 1G ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For 1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For 1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For 1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For 1K ELECTION OF DIRECTOR: JOHN W. SNOW Management For For 1L ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 ELIMINATE STOCK OPTIONS Shareholder Against For 04 GENDER IDENTITY NONDISCRIMINATION POLICY Shareholder Against For 05 SEPARATE OFFICES OF CHAIRMAN AND CEO Shareholder Against For
IMS HEALTH INCORPORATED RX ANNUAL MEETING DATE: 05/02/2008 ISSUER: 449934108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- --------------------------------------------------------- ----------- ---------------- ---------------------------- 1A ELECTION OF DIRECTOR: DAVID R. CARLUCCI Management For For 1B ELECTION OF DIRECTOR: CONSTANTINE L. CLEMENTE Management For For 1C ELECTION OF DIRECTOR: KATHRYN E. GIUSTI Management For For 1D ELECTION OF DIRECTOR: M. BERNARD PUCKETT Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 APPROVAL OF THE AMENDMENTS TO THE RESTATED CERTIFICATE Management For For OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. 04 REAPPROVAL OF THE BUSINESS CRITERIA USED FOR Management For For PERFORMANCE GOALS UNDER THE EXECUTIVE ANNUAL INCENTIVE PLAN.
HEXAGON AB, NACKA STRAND HXGBF.PK AGM MEETING DATE: 05/05/2008 ISSUER: W40063104 ISIN: SE0000103699 SEDOL: 4306168, B1XTHN2, B1Y4275, B09LFJ7, B1FP523, B0MFPF2, B096C68, B1XFTL2, B1XTHP4, B290383 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ------------------------------------------------------- ----------- ---------------- ---------------------------- * PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION IN Non-Voting *Management Position Unknown SWEDEN. THANK YOU.
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 63 of 85 Selected Accounts: NPX GABELLI ABC FUND * IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE * MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting *Management Position Unknown INFORMATION FOR ALL VOTEDACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED 1. OPENING OF THE MEETING Management For For 2. ELECT MR. MELKER SCHORLING AS THE CHAIRMAN OF THE AGM Management For For 2008 3. APPROVE THE VOTING LIST Management For For 4. APPROVE THE AGENDA Management For For 5. ELECT 1 OR 2 PERSONS TO VERIFY THE MINUTES Management For For 6. APPROVE TO DETERMINE THE COMPLIANCE WITH THE RULES OF Management For For CONVOCATION 7. RECEIVE THE MANAGING DIRECTOR S REPORT Management For For 8.A PRESENTATION OF THE ACTIVITIES, FUNCTION AND MEMBERS OF Management For For THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS REMUNERATION POLICY 8.C APPROVE THE DIVIDEND AND STATEMENT THERETO Management For For 8.B PRESENTATION OF THE ACTIVITIES, FUNCTION AND MEMBERS Management For For OF THE AUDIT COMMITTEE AND CONSULTANCY FEES AND OTHER FEES PAID IN 2007 TO THE ACCOUNTING FIRM ELECTED AT THE AGM 2004 9.A ADOPT THE STATEMENT OF INCOME AND BALANCE SHEET AND THE Management For For CONSOLIDATED STATEMENT OF INCOME AND THE CONSOLIDATED BALANCE SHEET, AS PER 31 DEC 2007 9.B DECLARE A DIVIDEND OF SEK 2.35 PER SHARE FOR THE FY Management For For 2007; AS RECORD DAY FOR RIGHT TO CASH DIVIDEND, THE BOARD OF DIRECTORS PROPOSES THURSDAY 08 MAY 2008; IF THE AGM RESOLVES IN ACCORDANCE WITH THE PROPOSAL, THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY VPC AB STARTING ON TUESDAY 13 MAY 2008 9.C GRANT DISCHARGE FROM LIABILITY TO THE BOARD OF Management For For DIRECTORS AND THE MANAGING DIRECTOR 10. APPROVE THE NUMBER OF BOARD MEMBERS SHALL CONTINUE Management For For TO BE 6 AND WITHOUT ANY DEPUTY MEMBERS 11. APPROVE THE FEES TO THE BOARD MEMBERS SHALL BE Management For For DISTRIBUTED AS: SEK 650,000 TO THE CHAIRMAN OF THE BOARD AND SEK 350,000 TO EACH OF THE OTHER MEMBERS ELECTED AT A GENERAL MEETING AND NOT EMPLOYED BY THE COMPANY; REMUNERATION FOR COMMITTEE WORK SHALL BE DISTRIBUTED WITH SEK 75,000 TO THE CHAIRMAN OF THE REMUNERATION COMMITTEE AND SEK 50,000 TO MEMBER OF THE REMUNERATION COMMITTEE AND WITH SEK 150,000 TO CHAIRMAN OF THE AUDIT COMMITTEE AND SEK 100,000 TO MEMBER OF THE AUDIT COMMITTEE; THE AUDITOR SHALL BE REMUNERATED ON CURRENT ACCOUNT 12. RE-ELECT MESSRS. MELKER SCHORLING, MATHS O. SUNDQVIST, Management For For OLA ROLLEN, MARIO FONTANA AND ULF HENRIKSSON AS THE BOARD MEMBERS AND ELECT MR. GUN NILSSON AS A BOARD MEMBER AND MR. MELKER SCHORLING AS A CHAIRMAN OF THE BOARD, AND RE-ELECT ERNST & YOUNG AB, WITH THE AUTHORIZED PUBLIC ACCOUNTANT MR. HAMISH MABON AS CHIEF AUDITOR, FOR A TERM OF OFFICE OF 4 YEARS 13. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shareholder Against For APPROVE THE NOMINATION COMMITTEE AS SPECIFIED
ProxyEdge - Investment Company Report Report Date: 07/07/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 64 of 85 Selected Accounts: NPX GABELLI ABC FUND 14. APPROVE THE GUIDELINES FOR REMUNERATION TO THE Management For For SENIOR EXECUTIVES AS SPECIFIED 15. APPROVE AN ISSUE IN KIND: THAT THE SHARE CAPITAL OF Management For For THE COMPANY SHALL BE INCREASED BY MAXIMUM SEK 630,000 BY A NEW ISSUE OF NOT MORE THAN 315,000 SHARES OF SERIES B; THAT THE RIGHT TO SUBSCRIBE FOR THE NEW SHARES SHALL BE GRANTED TO HOLDERS OF OPTIONS IN LEICA GEOSYSTEMS AG OR A BANK ENGAGED BY LEICA GEOSYSTEMS AG IN ORDER TO SECURE AN APPROPRIATE HANDLING AND TRANSFER OF B SHARES IN HEXAGON TO THE OPTION HOLDERS; THAT SUBSCRIPTION FOR THE NEW SHARES SHALL TAKE PLACE NO LATER THAN 19 MAY 2008, OR SUCH LATER DATE AS DECIDED BY THE BOARD OF DIRECTORS; THAT PAYMENT FOR THE NEW SHARES SHALL BE MADE NO LATER THAN 19 MAY 2008, OR SUCH LATER DATE AS DECIDED BY THE BOARD OF DIRECTORS, BY TRANSFER OF SHARES IN LEICA GEOSYSTEMS AG ISSUED ON THE BASIS OF OUTSTANDING OPTIONS CONTRIBUTION IN KIND; AND THAT THE NEW SHARES SHALL ENTITLE TO DIVIDEND FROM THE FY 2009, I.E. ALSO FOR THE FY 2008 16. AUTHORIZE THE BOARD OF DIRECTORS, UNTIL THE NEXT AGM, Management For For ON 1 OR SEVERAL OCCASIONS, TO RESOLVE ON THE ACQUISITION AND TRANSFER OF THE COMPANY S OWN SHARES; ACQUISITION SHALL BE MADE OF A MAXIMUM OF SO MANY SHARES THAT THE SHARE HOLDING OF THE COMPANY FROM TIME TO TIME DOES NOT EXCEED 10% OF ALL THE SHARES IN THE COMPANY; ACQUISITIONS MAY BE MADE ON THE OMX NORDIC EXCHANGE STOCKHOLM AT THE STOCK-EXCHANGE QUOTATION APPLICABLE AT THE TIME OF ACQUISITION; TRANSFER MAY BE MADE OF A MAXIMUM OF SO MANY SHARES WHICH FROM TIME TO TIME CORRESPOND TO 10% OF ALL THE SHARES IN THE COMPANY; TRANSFER MAY TAKE PLACE WITH DEVIATION FROM THE SHAREHOLDER S PREFERENTIAL RIGHTS AT THE OMX NORDIC EXCHANGE STOCKHOLM AS WELL SO TO A THIRD PARTY IN CONNECTION WITH THE ACQUISITION OF A COMPANY OR BUSINESS; PAYMENT FOR SHARES TRANSFERRED SHALL BE MADE IN CASH, BY CONTRIBUTION IN KIND OR BY SET-OFF; TRANSFER IN CONNECTION WITH THE ACQUISITION OF A COMPANY MAY TAKE PLACE AT A MARKET VALUE APPRAISED BY THE BOARD OF DIRECTORS 17. CLOSING OF THE MEETING Management For For
ALLERGAN, INC. AGN ANNUAL MEETING DATE: 05/06/2008 ISSUER: 018490102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ------------------------------------------------------- ----------- ---------------- ---------------------------- 01 DIRECTOR Management For DEBORAH DUNSIRE, M.D Management For For TREVOR M. JONES, PH.D. Management For For LOUIS J. LAVIGNE, JR. Management For For LEONARD D. SCHAEFFER Management For For 02 TO APPROVE THE ALLERGAN, INC. 2008 INCENTIVE AWARD PLAN Management Against Against 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2008 4A TO APPROVE STOCKHOLDER PROPOSAL NO. 1 REGARDING THE Shareholder Against For ADOPTION OF A PAY-FOR-SUPERIOR-PERFORMANCE EXECUTIVE COMPENSATION PLAN 4B TO APPROVE STOCKHOLDER PROPOSAL NO. 2 REGARDING Shareholder Against For ADDITIONAL ANIMAL TESTING DISCLOSURE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 65 of 85 ARGO GROUP INTERNATIONAL HOLDINGS, LTD. AGII ANNUAL MEETING DATE: 05/06/2008 ISSUER: G0464B107 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ ------ -------------- 01 DIRECTOR Management For H. BERRY CASH Management For For BRADLEY E. COOPER Management For For FAYEZ S. SAROFIM Management For For MARK E. WATSON III Management For For 02 TO CONSIDER AND APPROVE THE RECOMMENDATION OF Management For For THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS THAT ERNST & YOUNG LLP BE APPOINTED AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008 AND TO REFER THE DETERMINATION OF THE INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS.
BARRICK GOLD CORPORATION ABX SPECIAL MEETING DATE: 05/06/2008 ISSUER: 067901108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 DIRECTOR Management For H.L. BECK Management For For C.W.D. BIRCHALL Management For For D.J. CARTY Management For For G. CISNEROS Management For For M.A. COHEN Management For For P.A. CROSSGROVE Management For For R.M. FRANKLIN Management For For P.C. GODSOE Management For For J.B. HARVEY Management For For B. MULRONEY Management For For A. MUNK Management For For P. MUNK Management For For S.J. SHAPIRO Management For For G.C. WILKINS Management For For 02 RESOLUTION APPROVING THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 SPECIAL RESOLUTION CONFIRMING THE REPEAL AND REPLACEMENT Management For For OF BY-LAW NO. 1 OF BARRICK AS SET OUT IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 SHAREHOLDER RESOLUTION SET OUT IN SCHEDULE C Shareholder Against For TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
HELIX ENERGY SOLUTIONS GROUP, INC. HLX ANNUAL MEETING DATE: 05/06/2008 ISSUER: 42330P107 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 66 of 85
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 DIRECTOR Management For GORDON F. AHALT Management For For ANTHONY TRIPODO Management For For
AQUILA, INC. ILA ANNUAL MEETING DATE: 05/07/2008 ISSUER: 03840P102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 DIRECTOR Management For HERMAN CAIN Management For For PATRICK J. LYNCH Management For For NICHOLAS SINGER Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For AUDITORS FOR 2008.
MIRANT CORPORATION MIR ANNUAL MEETING DATE: 05/07/2008 ISSUER: 60467R100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 DIRECTOR Management For THOMAS W. CASON Management For For A.D. (PETE) CORRELL Management For For TERRY G. DALLAS Management For For THOMAS H. JOHNSON Management For For JOHN T. MILLER Management For For EDWARD R. MULLER Management For For ROBERT C. MURRAY Management For For JOHN M. QUAIN Management For For WILLIAM L. THACKER Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANT FOR 2008
FOREST OIL CORPORATION FST ANNUAL MEETING DATE: 05/08/2008 ISSUER: 346091705 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS FOREST S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2008. 01 DIRECTOR Management For H. CRAIG CLARK Management For For JAMES H. LEE Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 67 of 85 HEIDELBERGCEMENT AG, HEIDELBERG HEI.DE AGM MEETING DATE: 05/08/2008 ISSUER: D31709104 ISIN: DE0006047004 SEDOL: 4418706, 5848692, B0316V2, B28J842, 5120679 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- ---------------------------- * AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting *Management Position Unknown REQUIRE THAT YOU DISCLOSEWHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU. * PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING Non-Voting *Management Position Unknown IS 17 APR 2008, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. 1. PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL Non-Voting *Management Position Unknown REPORT FOR THE 2007 FY WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For For PROFIT OF EUR 3,804,394,575.87 AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.30 PER SHARE EUR 3,600,000,000 SHALL BE TRANSFERRED TO THE REVENUE RESERVE EUR 41,894,575.87 SHALL BE CARRIED FORWARD EX-DIVIDEND AND PAYABLE DATE: 09 MAY 2008 3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For For DIRECTORS 4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For For 5. APPOINTMENT OF THE AUDITORS FOR THE 2008 FY: Management For For ERNST + YOUNG AG, STUTTGART 8. APPROVAL OF THE AUTHORIZATION TO TRANSMIT INFORMATION Management For For TO SHAREHOLDERS BY ELECTRONIC MEANS, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION 6. AUTHORIZATION TO ACQUIRE OWN SHARES: THE BOARD OF Management For For MANAGING DIRECTORS SHALL BEAUTHORIZED TO ACQUIRE SHARES OF THE COMPANY OF UP TO EUR 37,500,000, AT PRICES NOT DEVIATING MORE THAN 20% FROM THE MARKET PRICE, ON OR BEFORE 07 NOV 2009; THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED TO USE THE SHARES FOR ALL LEGALLY PERMISSIBLE PURPOSES, PARTICULARLY TO FLOAT THE SHARES ON FOREIGN STOCK EXCHANGES, TO USE THE SHARES FOR ACQUISITION PURPOSES, TO SELL THE SHARES AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE AND TO RETIRE THE SHARES 7. RESOLUTION ON THE RENEWAL OF THE AUTHORIZED CAPITAL I, Management For For AND THE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION, THE EXISTING AUTHORIZED CAPITAL I SHALL BE REVOKED, THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 301,000,000 THROUGH THE ISSUE OF NEW BEARER SHARES AGAINST CASH PAYMENT, ON OR BEFORE 07 MAY 2013, SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS, EXCEPT FOR RESIDUAL AMOUNTS AND FOR THE ISSUE OF SHARES AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 68 of 85 LEAR CORPORATION LEA ANNUAL MEETING DATE: 05/08/2008 ISSUER: 521865105 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 DIRECTOR Management For VINCENT J. INTRIERI Management For For CONRAD L. MALLETT, JR. Management For For ROBERT R. ROSSITER Management For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS LEAR Management For For CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE Shareholder Against For STANDARDS.
NUCO2 INC. NUCO SPECIAL MEETING DATE: 05/08/2008 ISSUER: 629428103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JANUARY 29, 2008 (THE MERGER AGREEMENT ), BY AND AMONG NUCO2 ACQUISITION CORP. ( PARENT ), NUCO2 MERGER CO. ( MERGER SUB ) AND NUCO2 INC. (THE COMPANY ) AND APPROVE THE MERGER OF MERGER SUB WITH AND INTO THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO APPROVE THE TRANSFER OF SUBSTANTIALLY ALL OF THE Management For For COMPANY S ASSETS TO ITS NEWLY-CREATED, WHOLLY OWNED SUBSIDIARIES. 03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO (A) APPROVE AND ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER OR (B) APPROVE THE ASSET TRANSFER.
SLM CORPORATION SLM ANNUAL MEETING DATE: 05/08/2008 ISSUER: 78442P106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 1A ELECTION OF DIRECTOR: ANN TORRE BATES Management For For 1B ELECTION OF DIRECTOR: W.M. DIEFENDERFER III Management For For 1C ELECTION OF DIRECTOR: DIANE SUITT GILLELAND Management For For 1D ELECTION OF DIRECTOR: EARL A. GOODE Management For For 1E ELECTION OF DIRECTOR: RONALD F. HUNT Management For For 1F ELECTION OF DIRECTOR: ALBERT L. LORD Management For For 1G ELECTION OF DIRECTOR: MICHAEL E. MARTIN Management For For 1H ELECTION OF DIRECTOR: BARRY A. MUNITZ Management For For 1I ELECTION OF DIRECTOR: HOWARD H. NEWMAN Management For For 1J ELECTION OF DIRECTOR: A. ALEXANDER PORTER, JR. Management For For 1K ELECTION OF DIRECTOR: FRANK C. PULEO Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 69 of 85 1L ELECTION OF DIRECTOR: WOLFGANG SCHOELLKOPF Management For For 1M ELECTION OF DIRECTOR: STEVEN L. SHAPIRO Management For For 1N ELECTION OF DIRECTOR: ANTHONY P. TERRACCIANO Management For For 1O ELECTION OF DIRECTOR: BARRY L. WILLIAMS Management For For 02 AMENDMENT TO THE CERTIFICATE OF INCORPORATION. Management For For 03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
WASTE INDUSTRIES USA, INC. WWIN SPECIAL MEETING DATE: 05/08/2008 ISSUER: 941057101 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF DECEMBER 17, 2007, BY AND AMONG WASTE INDUSTRIES USA, INC., MARLIN HOLDCO LP AND MARLIN MERGECO INC., AS IT MAY BE AMENDED FROM TIME TO TIME 02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A Management For For LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER 03 IN THEIR DISCRETION, TO VOTE UPON SUCH OTHER MATTERS AS Management For For MAY PROPERLY COME BEFORE THE SPECIAL MEETING
LEUCADIA NATIONAL CORPORATION LUK ANNUAL MEETING DATE: 05/13/2008 ISSUER: 527288104 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 DIRECTOR Management For IAN M. CUMMING Management For For PAUL M. DOUGAN Management For For LAWRENCE D. GLAUBINGER Management For For ALAN J. HIRSCHFIELD Management For For JAMES E. JORDAN Management For For JEFFREY C. KEIL Management For For J. CLYDE NICHOLS, III Management For For JOSEPH S. STEINBERG Management For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2008.
MGM MIRAGE MGM ANNUAL MEETING DATE: 05/13/2008 ISSUER: 552953101 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 DIRECTOR Management For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 70 of 85 ROBERT H. BALDWIN Management For For WILLIE D. DAVIS Management For For KENNY C. GUINN Management For For ALEXANDER M. HAIG, JR. Management For For ALEXIS M. HERMAN Management For For ROLAND HERNANDEZ Management For For GARY N. JACOBS Management For For KIRK KERKORIAN Management For For J. TERRENCE LANNI Management For For ANTHONY MANDEKIC Management For For ROSE MCKINNEY-JAMES Management For For JAMES J. MURREN Management For For RONALD M. POPEIL Management For For DANIEL J. TAYLOR Management For For MELVIN B. WOLZINGER Management For For 02 RATIFICATION OF THE SELECTION OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008 03 STOCKHOLDER PROPOSAL REGARDING CONDUCTING A STUDY OF Shareholder Against For DIVIDENDS PAID BY OTHER COMPANIES IN OUR PEER GROUP
NORTHEAST UTILITIES NU ANNUAL MEETING DATE: 05/13/2008 ISSUER: 664397106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 DIRECTOR Management For RICHARD H. BOOTH Management For For JOHN S. CLARKESON Management For For COTTON M. CLEVELAND Management For For SANFORD CLOUD JR. Management For For JAMES F. CORDES Management For For E. GAIL DE PLANQUE Management For For JOHN G. GRAHAM Management For For ELIZABETH T. KENNAN Management For For KENNETH R. LEIBLER Management For For ROBERT E. PATRICELLI Management For For CHARLES W. SHIVERY Management For For JOHN F. SWOPE Management For For 02 RATIFICATION OF AUDITORS. Management For For
THE FAIRCHILD CORPORATION FA ANNUAL MEETING DATE: 05/13/2008 ISSUER: 303698104 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 DIRECTOR Management For DIDIER CHOIX Management For For ROBERT E. EDWARDS Management For For ANDREA GOREN Management For For DANIEL LEBARD Management For For GLENN MYLES Management For For PHILIP S. SASSOWER Management For For ERIC I. STEINER Management For For JEFFREY J. STEINER Management For For MICHAEL J. VANTUSKO Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 71 of 85 URANIUM ONE INC. SXRZF ANNUAL MEETING DATE: 05/14/2008 ISSUER: 91701P105 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 DIRECTOR Management For ANDREW ADAMS Management For For DR. MASSIMO CARELLO Management For For DAVID HODGSON Management For For WILLIAM LUPIEN Management For For TERRY ROSENBERG Management For For WILLIAM SHERIFF Management For For PHILLIP SHIRVINGTON Management For For IAN TELFER Management For For MARK WHEATLEY Management For For KENNETH WILLIAMSON Management For For 02 TO APPOINT DELOITTE & TOUCHE LLP, CHARTERED ACCOUNTANTS Management For For AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.
AMERICAN TOWER CORPORATION AMT ANNUAL MEETING DATE: 05/15/2008 ISSUER: 029912201 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 DIRECTOR Management For RAYMOND P. DOLAN Management For For RONALD M. DYKES Management For For CAROLYN F. KATZ Management For For GUSTAVO LARA CANTU Management For For JOANN A. REED Management For For PAMELA D.A. REEVE Management For For DAVID E. SHARBUTT Management For For JAMES D. TAICLET, JR. Management For For SAMME L. THOMPSON Management For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
STONE ENERGY CORPORATION SGY ANNUAL MEETING DATE: 05/15/2008 ISSUER: 861642106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- I DIRECTOR Management For ROBERT A. BERNHARD Management For For DAVID H. WELCH Management For For II RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM, ERNST & YOUNG LLP III APPROVAL OF AMENDMENT TO THE BYLAWS TO ELIMINATE THE Management For For CLASSIFIED STRUCTURE OF THE BOARD
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 72 of 85 ANADARKO PETROLEUM CORPORATION APC ANNUAL MEETING DATE: 05/20/2008 ISSUER: 032511107 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Management For For 1B ELECTION OF DIRECTOR: LUKE R. CORBETT Management For For 1C ELECTION OF DIRECTOR: JOHN R. GORDON Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For AUDITORS. 03 APPROVAL OF 2008 OMNIBUS INCENTIVE COMPENSATION PLAN. Management For For 04 APPROVAL OF 2008 DIRECTOR COMPENSATION PLAN. Management For For 05 STOCKHOLDER PROPOSAL - DECLASSIFICATION OF BOARD Shareholder Against For 06 STOCKHOLDER PROPOSAL - AMENDMENT TO NON-DISCRIMINATION Shareholder Against For POLICY
METAVANTE TECHNOLOGIES, INC. NV ANNUAL MEETING DATE: 05/20/2008 ISSUER: 591407101 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 DIRECTOR Management For DAVID A. COULTER Management For For L. DALE CRANDALL Management For For MICHAEL D. HAYFORD Management For For STEPHAN A. JAMES Management For For TED D. KELLNER Management For For DENNIS J. KUESTER Management For For FRANK R. MARTIRE Management For For SHANTANU NARAYEN Management For For DIANNE M. NEAL Management For For JAMES NEARY Management For For ADARSH SARMA Management For For 02 PROPOSAL TO APPROVE THE METAVANTE 2007 EMPLOYEE STOCK Management For For PURCHASE PLAN, AS AMENDED. 03 PROPOSAL TO APPROVE THE METAVANTE 2007 EQUITY INCENTIVE Management Against Against PLAN. 04 PROPOSAL TO APPROVE THE METAVANTE INCENTIVE COMPENSATION Management For For PLAN. 05 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S SELECTION OF Management For For DELOITTE & TOUCHE LLP AS METAVANTE S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 05/20/2008 ISSUER: 911684108 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 73 of 85
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- -------------- 01 DIRECTOR Management Withheld J.S. CROWLEY Management Withheld Against 02 NON-EMPLOYEE DIRECTOR COMPENSATION PLAN. Management For For 03 2009 EMPLOYEE STOCK PURCHASE PLAN. Management For For 04 RATIFY ACCOUNTANTS FOR 2008. Management For For
BERU AG, LUDWIGSBURG BRUXF.PK AGM MEETING DATE: 05/21/2008 ISSUER: D1015D108 ISIN: DE0005072102 SEDOL: B28FFK5, 5340314 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- ---------------------------- * PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING Non-Voting *Management Position Unknown IS 30 APR 2008, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU * AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting *Management Position Unknown REQUIRE THAT YOU DISCLOSEWHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU 1. PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL Non-Voting *Management Position Unknown REPORT FOR THE 2007 FY WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For For PROFIT OF EUR 11,000,000AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.10 PER SHARE EX-DIVIDEND AND PAYABLE DATE: 22 MAY 2008 3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For For DIRECTORS 4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For For 5. APPOINTMENT OF AUDITORS FOR THE 2008 FY: KPMG, BERLIN Management For For 8. APPROVAL OF THE CONTROL AND PROFIT TRANSFER AGREEMENT Management For For WITH BERU ELECTRONICS GBMH, A WHOLLY OWNED SUBSIDIARY OF THE COMPANY, EFFECTIVE FOR AN INITIAL PERIOD OF 5 YEARS 6. AUTHORIZATION TO ACQUIRE OWN SHARES THE COMPANY SHALL BE Management For For AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10% OF ITS SHARE CAPITAL, AT PRICES NO T DEVIATING MORE THAN 20% FROM THE MARKET PRICE, ON OR BEFORE 31 OCT 2009, THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED TO SELL THE SHARES ON THE STOCK EXCHANGE, TO OFFER THE SHARES TO THE SHAREHOLDERS, AND TO RETIRE THE SHARES. 7. APPROVAL OF THE CONTROL AND PROFIT TRANSFER AGREEMENT Management For For WITH BORG WARNER GERMANY GMBH THE COMPANY SHALL TRANSFER ITS MANAGEMENT AND ITS ENTIRE PROFITS TO BORGWARNER GERMANY GMBH, FOR AN INITIAL PERIOD OF 5 YEARS FROM THE ENTRY OF THIS AGREEMENT IN THE COMPANY S COMMERCIAL REGISTER, AS COMPENSATION FOR THE TRANSFER, THE OUTSIDE SHAREHOLDERS OF THE COMPANY SHALL RECEIVE ANNUAL
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 74 of 85 COMPENSATION OF EUR 4.73 PER SHARE FOR THE DURATION OF THE AGREEMENT, THE CONTROLLING COMPANY SHALL ALSO BE OBLIGED TO ACQUIRE THE SHARES OF ANY OUTSIDE SHAREHOLDER, UPON REQUEST AND FREE OF CHARGE, AGAINST CASH CONSIDERATION OF EUR 71.32 PER SHARE 9. AMENDMENT TO SECTION 10 OF THE ARTICLES OF ASSOCIATION Management For For THE VARIABLE SUPERVISORY BOARD REMUNERATION SHALL BE REVOKED, THE FIXED REMUNERATION BEING INCREASED TO EUR 28,000 PER MEMBER PER YEAR, THE CHAIRMAN SHALL RECEIVE 3.5 TIMES THE AMOUNT
DENNY'S CORPORATION DENN ANNUAL MEETING DATE: 05/21/2008 ISSUER: 24869P104 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- ---------------------------- 1A ELECTION OF DIRECTOR: VERA K. FARRIS Management For For 1B ELECTION OF DIRECTOR: BRENDA J. LAUDERBACK Management For For 1C ELECTION OF DIRECTOR: NELSON J. MARCHIOLI Management For For 1D ELECTION OF DIRECTOR: ROBERT E. MARKS Management For For 1E ELECTION OF DIRECTOR: MICHAEL MONTELONGO Management For For 1F ELECTION OF DIRECTOR: LOUIS P. NEEB Management For For 1G ELECTION OF DIRECTOR: DONALD C. ROBINSON Management For For 1H ELECTION OF DIRECTOR: DONALD R. SHEPHERD Management For For 1I ELECTION OF DIRECTOR: DEBRA SMITHART-OGLESBY Management For For 02 A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF DENNY S CORPORATION AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 31, 2008 03 A PROPOSAL TO APPROVE THE DENNY S CORPORATION 2008 Management Against Against OMNIBUS INCENTIVE PLAN.
NORTHWESTERN CORPORATION NWEC ANNUAL MEETING DATE: 05/21/2008 ISSUER: 668074305 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------- ------------ -------- ---------------------------- 01 DIRECTOR Management For STEPHEN P. ADIK Management For For E. LINN DRAPER, JR. Management For For JON S. FOSSEL Management For For MICHAEL J. HANSON Management For For JULIA L. JOHNSON Management For For PHILIP L. MASLOWE Management For For D. LOUIS PEOPLES Management For For 02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS Management For For INDEPENDENT REGISTERED ACCOUNTING FIRM FOR FISCAL YEAR ENDED DECEMBER 31, 2008.
AFFILIATED COMPUTER SERVICES, INC. ACS ANNUAL MEETING DATE: 05/22/2008 ISSUER: 008190100 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 75 of 85
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For DARWIN DEASON Management For For LYNN R. BLODGETT Management For For ROBERT DRUSKIN Management For For KURT R. KRAUSS Management For For TED B. MILLER, JR. Management For For PAUL E. SULLIVAN Management For For FRANK VARASANO Management For For 02 TO APPROVE FISCAL YEAR 2008 PERFORMANCE-BASED Management For For INCENTIVE COMPENSATION FOR OUR EXECUTIVE OFFICERS 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2008 04 TO APPROVE A STOCKHOLDER PROPOSAL TO ADOPT A Shareholder Against For POLICY ON AN ANNUAL ADVISORY VOTE ON EXECUTIVE COMPENSATION
CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 05/22/2008 ISSUER: 12686C109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For ZACHARY W. CARTER Management For For CHARLES D. FERRIS Management For For THOMAS V. REIFENHEISER Management For For JOHN R. RYAN Management For For VINCENT TESE Management For For LEONARD TOW Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2008.
I-FLOW CORPORATION IFLO ANNUAL MEETING DATE: 05/22/2008 ISSUER: 449520303 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For JOHN H. ABELES Management For For DONALD M. EARHART Management For For HENRY TSUTOMU TAI Management For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF I-FLOW CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008
CLEAR CHANNEL COMMUNICATIONS, INC. CCU ANNUAL MEETING DATE: 05/27/2008 ISSUER: 184502102 ISIN: SEDOL: ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 76 of 85 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 1A ELECTION OF DIRECTOR: ALAN D. FELD Management For For 1B ELECTION OF DIRECTOR: PERRY J. LEWIS Management For For 1C ELECTION OF DIRECTOR: L. LOWRY MAYS Management For For 1D ELECTION OF DIRECTOR: MARK P. MAYS Management For For 1E ELECTION OF DIRECTOR: RANDALL T. MAYS Management For For 1F ELECTION OF DIRECTOR: B.J. MCCOMBS Management For For 1G ELECTION OF DIRECTOR: PHYLLIS B. RIGGINS Management For For 1H ELECTION OF DIRECTOR: THEODORE H. STRAUSS Management For For 1I ELECTION OF DIRECTOR: J.C. WATTS Management For For 1J ELECTION OF DIRECTOR: JOHN H. WILLIAMS Management For For 1K ELECTION OF DIRECTOR: JOHN B. ZACHRY Management For For 02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2008. 03 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For REGARDING MAJORITY VOTE PROTOCOL. 04 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For REGARDING CHANGING STANDARDS FOR ELIGIBILITY FOR COMPENSATION COMMITTEE MEMBERS. 05 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For REGARDING TAX GROSS-UP PAYMENTS. 06 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For REGARDING EXECUTIVE COMPENSATION.
NOVAGOLD RESOURCES INC. NG ANNUAL MEETING DATE: 05/28/2008 ISSUER: 66987E206 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 01 DIRECTOR Management For PATRICK G. DOWNEY Management For For TONY GIARDINI Management For For KALIDAS MADHAVPEDDI Management For For GERALD J. MCCONNELL Management For For COLE E. MCFARLAND Management For For CLYNTON R. NAUMAN Management For For JAMES L. PHILIP Management For For RICK VAN NIEUWENHUYSE Management For For
ADVANCED MEDICAL OPTICS, INC. EYE ANNUAL MEETING DATE: 05/29/2008 ISSUER: 00763M108 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 77 of 85
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For JAMES V. MAZZO Management For For ROBERT J. PALMISANO Management For For JAMES O. ROLLANS Management For For 02 TO APPROVE RATIFICATION OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 TO RE-APPROVE THE ADVANCED MEDICAL OPTICS, INC. Management For For 2002 BONUS PLAN 04 TO APPROVE THE 2004 STOCK INCENTIVE PLAN TO ALLOW Management For For BROADER UTILIZATION
ARTHROCARE CORPORATION ARTC ANNUAL MEETING DATE: 05/29/2008 ISSUER: 043136100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For MICHAEL A. BAKER Management For For BARBARA D. BOYAN, PH.D. Management For For DAVID F. FITZGERALD Management For For JAMES G. FOSTER Management For For TERRENCE E. GEREMSKI Management For For TORD B. LENDAU Management For For PETER L. WILSON Management For For 02 TO APPROVE THE AMENDMENT OF THE COMPANY S 2003 Management Against Against AMENDED AND RESTATED INCENTIVE STOCK PLAN TO, AMONG OTHER MODIFICATIONS, INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 1,200,000. 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE 2008 FISCAL YEAR.
PROVIMI S A VIM.PA MIX MEETING DATE: 05/29/2008 ISSUER: F6574X104 ISIN: FR0000044588 SEDOL: B23CSV3, 7147290, B1L51V8, B28LG88 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------- ----------- ------- ---------------------------- * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD Non-Voting *Management Position Unknown THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS AND THE Management For For AUDITORS, APPROVES THE COMPANY S FINANCIAL STATEMENTS FOR THE YE IN 2007, AS PRESENTED,
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 78 of 85 THE SHAREHOLDER S MEETING NOTICES THAT THERE WERE NO EXPENSES AND CHARGES THAT WERE NOT TAX DEDUCTIBLE, ACCORDINGLY AND GRANT DISCHARGE TO THE BOARD OF DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE SAID FY 0.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, Management For For APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED TO THE MEETING, ACCORDINGLY, GRANT DISCHARGE TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE SAID FY O.3 APPROVE TO APPROPRIATE THE PROFIT FOR THE YEAR OF EUR Management For For 204,887,122.00 TO THE RETAINED EARNINGS ACCOUNT, AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST 3 FY, THE DIVIDENDS PAID, WERE AS FOLLOWS: EUR 0.21 FOR FY 2004, EUR 0.35 FOR FY 2005, EUR 0.35 FOR FY 2006 O.4 APPROVE THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS Management For For GOVERNED BY ARTICLE L.225-86 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE, AND THE AGREEMENTS REFERRED TO THEREIN O.5 AUTHORIZE THE BOARD OF DIRECTORS, TO TRADE IN THE COMPANY S Management For For SHARES ON THE STOCK MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 35.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 2,595,136, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 90,829,760.00, AUTHORITY IS FOR A 18 MONTH PERIOD; IT SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED OF 28 JUN 2007 IN ITS RESOLUTION 14; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.6 AUTHORIZE THE BOARD OF DIRECTORS, TO REDUCE THE SHARE CAPITAL, Management For For ON 1 OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD AUTHORITY IS FOR A 18 MONTH PERIOD; IT SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED OF 28 JUN 2007 IN ITS RESOLUTION 15; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.7 GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR Management For For EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW
AMICAS, INC. AMCS ANNUAL MEETING DATE: 06/03/2008 ISSUER: 001712108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For PHILLIP M. BERMAN, M.D. Management For For STEPHEN J. DENELSKY Management For For JOSEPH D. HILL Management For For S.N. KAHANE, M.D., M.S. Management For For STEPHEN J. LIFSHATZ Management For For DAVID B. SHEPHERD Management For For JOHN J. SVIOKLA Management For For 02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 79 of 85
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR AMICAS, INC. FOR THE YEAR ENDING DECEMBER 31, 2008.
MOSYS, INC. MOSY ANNUAL MEETING DATE: 06/03/2008 ISSUER: 619718109 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For CARL E. BERG Management For For TOMMY ENG Management For For CHENMING HU Management For For CHI-PING HSU Management For For JAMES D. KUPEC Management For For LEONARD PERHAM Management For For 02 THE RATIFICATION OF THE APPOINTMENT OF BURR, Management For For PILGER & MAYER LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
SAKS INCORPORATED SKS ANNUAL MEETING DATE: 06/04/2008 ISSUER: 79377W108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For JERRY W. LEVIN* Management For For MICHAEL S. GROSS** Management For For NORA P. MCANIFF** Management For For STEPHEN I. SADOVE** Management For For 03 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING FOR Shareholder Against For THE ELECTION OF DIRECTORS. 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR ENDING JANUARY 31, 2009.
SALEM COMMUNICATIONS CORPORATION SALM ANNUAL MEETING DATE: 06/04/2008 ISSUER: 794093104 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 1A ELECTION OF DIRECTOR: STUART W. EPPERSON Management For For 1B ELECTION OF DIRECTOR: EDWARD G. ATSINGER III Management For For 1C ELECTION OF DIRECTOR: DAVID DAVENPORT Management For For 1D ELECTION OF DIRECTOR: ERIC H. HALVORSON Management For For 1E ELECTION OF DIRECTOR: ROLAND S. HINZ Management For For 1F ELECTION OF DIRECTOR: PAUL PRESSLER Management For For 1G ELECTION OF DIRECTOR: RICHARD A. RIDDLE Management For For 1H ELECTION OF DIRECTOR: DENNIS M. WEINBERG Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 80 of 85 TRANS-LUX CORPORATION TLX ANNUAL MEETING DATE: 06/04/2008 ISSUER: 893247106 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTORS Management For MATTHEW BRANDT Management For For HOWARD S. MODLIN Management For For MICHAEL R. MULCAHY Management For For 02 RATIFY THE RETENTION OF EISNER LLP AS THE Management For For INDEPENDENT AUDITORS FOR THE CORPORATION FOR THE ENSUING YEAR.
ENODIS PLC, LONDON ENO.L CRT MEETING DATE: 06/05/2008 ISSUER: G01616104 ISIN: GB0000931526 SEDOL: B02S5F1, 0093152, B1HKN00, 5829976 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 1. APPROVE THE SCHEME OF ARRANGEMENT Management For For * PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION Non-Voting *Management Position Unknown FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN FOR AND AGAINST ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR ISSUERS AGENT
ENODIS PLC, LONDON ENO.L OGM MEETING DATE: 06/05/2008 ISSUER: G01616104 ISIN: GB0000931526 SEDOL: B02S5F1, 0093152, B1HKN00, 5829976 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 1. APPROVE THE AMENDMENT OF RULE 10 OF THE ENODIS PLC Management For For PERFORMANCE SHARE PLAN S.2 AUTHORIZE THE DIRECTORS TO TAKE ANY ACTION TO Management For For CARRY OUT THE SCHEME, APPROVE THE ALLOTMENT OF ORDINARY SHARES AND APPROVE THE AMENDMENT OF ARTICLES OF ASSOCIATION
LAS VEGAS SANDS CORP. LVS ANNUAL MEETING DATE: 06/05/2008 ISSUER: 517834107 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 81 of 85
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For CHARLES D. FORMAN Management For For GEORGE P. KOO Management For For IRWIN A. SIEGEL Management For For 02 TO CONSIDER AND ACT UPON THE RATIFICATION OF THE Management For For SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE PERFORMANCE-BASED PROVISIONS OF THE Management For For LAS VEGAS SANDS CORP. 2004 EQUITY AWARD PLAN. 04 TO APPROVE THE PERFORMANCE-BASED PROVISIONS OF Management For For THE LAS VEGAS SANDS CORP. EXECUTIVE CASH INCENTIVE PLAN.
REVLON, INC. REV ANNUAL MEETING DATE: 06/05/2008 ISSUER: 761525500 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For RONALD O. PERELMAN Management For For ALAN S. BERNIKOW Management For For PAUL J. BOHAN Management For For MEYER FELDBERG Management For For DAVID L. KENNEDY Management For For DEBRA L. LEE Management For For BARRY F. SCHWARTZ Management For For KATHI P. SEIFERT Management For For KENNETH L. WOLFE Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
LIBERTY MEDIA CORPORATION LINTA ANNUAL MEETING DATE: 06/06/2008 ISSUER: 53071M302 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For MR. DAVID E. RAPLEY Management For For MR. LARRY E. ROMRELL Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For MR. DAVID E. RAPLEY Management For For MR. LARRY E. ROMRELL Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 82 of 85 PHH CORPORATION PHH ANNUAL MEETING DATE: 06/11/2008 ISSUER: 693320202 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For JAMES W. BRINKLEY Management For For JONATHAN D. MARINER Management For For 02 APPROVE THE ISSUANCE OF (A) UP TO 12,195,125 Management For For SHARES, ISSUABLE UPON CONVERSION OF THE COMPANY S 4.00% CONVERTIBLE SENIOR NOTES DUE 2012, (B) UP TO 12,195,125 SHARES ISSUABLE PURSUANT TO RELATED CONVERTIBLE NOTE HEDGE TRANSACTIONS, AND (C) UP TO 12,195,125 SHARES ISSUABLE UPON EXERCISE OF RELATED WARRANTS, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 03 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ALLIANCE DATA SYSTEMS CORPORATION ADS ANNUAL MEETING DATE: 06/16/2008 ISSUER: 018581108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For BRUCE K. ANDERSON Management For For ROGER H. BALLOU Management For For E.L. DRAPER JR., PH.D. Management For For 02 THE RATIFICATION OF THE SELECTION OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2008
FAIRPOINT COMMUNICATIONS, INC. FRP ANNUAL MEETING DATE: 06/18/2008 ISSUER: 305560104 SIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 DIRECTOR Management For CLAUDE C. LILLY Management For For ROBERT S. LILIEN Management For For THOMAS F. GILBANE, JR. Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. 03 TO APPROVE THE FAIRPOINT COMMUNICATIONS, INC. Management Against Against 2008 LONG TERM INCENTIVE PLAN. 04 TO APPROVE THE FAIRPOINT COMMUNICATIONS, INC. Management For For 2008 ANNUAL INCENTIVE PLAN.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 83 of 85 GENESCO INC. GCO ANNUAL MEETING DATE: 06/18/2008 ISSUER: 371532102 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 1A ELECTION OF DIRECTOR: JAMES S. BEARD Management For For 1B ELECTION OF DIRECTOR: LEONARD L. BERRY Management For For 1C ELECTION OF DIRECTOR: WILLIAM F. BLAUFUSS, JR. Management For For 1D ELECTION OF DIRECTOR: JAMES W. BRADFORD Management For For 1E ELECTION OF DIRECTOR: ROBERT V. DALE Management For For 1F ELECTION OF DIRECTOR: ROBERT J. DENNIS Management For For 1G ELECTION OF DIRECTOR: MATTHEW C. DIAMOND Management For For 1H ELECTION OF DIRECTOR: MARTY G. DICKENS Management For For 1I ELECTION OF DIRECTOR: BEN T. HARRIS Management For For 1J ELECTION OF DIRECTOR: KATHLEEN MASON Management For For 1K ELECTION OF DIRECTOR: HAL N. PENNINGTON Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM.
INDUSTRIAL DISTRIBUTION GROUP, INC. IDGR SPECIAL MEETING DATE: 06/18/2008 ISSUER: 456061100 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- --------------------------------------------------- ----------- ------- -------------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF APRIL 25, 2008, AMONG EIGER HOLDCO, LLC (EIGER), EIGER MERGER CORPORATION (MERGER SUB), A WHOLLY-OWNED SUBSIDIARY OF EIGER, AND INDUSTRIAL DISTRIBUTION GROUP, INC. (THE MERGER AGREEMENT). 02 ADJOURNMENT OR POSTPONEMENT THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT (ADJOURNMENT OR POSTPONEMENT).
BIOGEN IDEC INC. BIIB CONTESTED ANNUAL MEETING DATE: 06/19/2008 ISSUER: 09062X103 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 84 of 85
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------------------- ---------- ------- ---------------------------- 01 DIRECTOR Management For DR. A. J. DENNER Management For *Management Position Unknown DR. ANNE B. YOUNG Management For *Management Position Unknown PROF. R. C. MULLIGAN Management For *Management Position Unknown MGT NOM- PHILLIP SHARP Management For *Management Position Unknown 02 APPROVAL OF THE BYLAW AMENDMENTS. Management Against *Management Position Unknown 03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management For *Management Position Unknown 04 APPROVAL OF 2008 OMNIBUS EQUITY PLAN. Management Against *Management Position Unknown 05 APPROVAL OF 2008 PERFORMANCE-BASED MANAGEMENT INCENTIVE PLAN. Management For *Management Position Unknown
PIER 1 IMPORTS, INC. PIR ANNUAL MEETING DATE: 06/20/2008 ISSUER: 720279108 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------------------- ----------- ------- --------------- 1A ELECTION OF DIRECTOR: JOHN H. BURGOYNE Management For For 1B ELECTION OF DIRECTOR: MICHAEL R. FERRARI Management For For 1C ELECTION OF DIRECTOR: ROBERT B. HOLLAND, III Management For For 1D ELECTION OF DIRECTOR: KAREN W. KATZ Management For For 1E ELECTION OF DIRECTOR: TERRY E. LONDON Management For For 1F ELECTION OF DIRECTOR: ALEXANDER W. SMITH Management For For 1G ELECTION OF DIRECTOR: CECE SMITH Management For For 1H ELECTION OF DIRECTOR: TOM M. THOMAS Management For For 02 PROPOSAL TO APPROVE A RESTATEMENT AND AMENDMENT OF THE PIER 1 Management For For IMPORTS, INC. STOCK PURCHASE PLAN. 03 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S APPROVAL TO ENGAGE Management For For ERNST & YOUNG LLP AS PIER 1 IMPORTS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2009. 04 SHAREHOLDER PROPOSAL - PAY-FOR-SUPERIOR-PERFORMANCE. Shareholder Against For
KATY INDUSTRIES, INC. KATY ANNUAL MEETING DATE: 06/26/2008 ISSUER: 486026107 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------------------- ---------- ----- -------------- 01 DIRECTOR Management For ROBERT M. BARATTA Management For For DANIEL B. CARROLL Management For For WALLACE E. CARROLL, JR. Management For For DAVID J. FELDMAN Management For For 02 TO RATIFY THE SELECTION OF UHY LLP AS THE INDEPENDENT PUBLIC Management For For ACCOUNTANTS OF KATY.
SUPERVALU INC. SVU ANNUAL MEETING DATE: 06/26/2008 ISSUER: 868536103 ISIN: SEDOL: VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/07/2008 Selected Accounts: NPX GABELLI ABC FUND Page 85 of 85
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------------------- ----------- ------- -------------- 1A ELECTION OF DIRECTOR: A. GARY AMES Management For For 1B ELECTION OF DIRECTOR: PHILIP L. FRANCIS Management For For 1C ELECTION OF DIRECTOR: EDWIN C. GAGE Management For For 1D ELECTION OF DIRECTOR: GARNETT L. KEITH, JR. Management For For 1E ELECTION OF DIRECTOR: MARISSA T. PETERSON Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS 03 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL AS DESCRIBED IN Shareholder Against For THE ATTACHED PROXY STATEMENT 04 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL AS DESCRIBED IN Shareholder Against For THE ATTACHED PROXY STATEMENT
THE GREAT ATLANTIC & PACIFIC TEA CO INC. GAP SPECIAL MEETING DATE: 06/26/2008 ISSUER: 390064103 ISIN: SEDOL: VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- ---------------------------------------------------------------- ---------- ------- -------------- 05 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF Management For For NECESSARY, TO SOLICIT ADDITIONAL PROXIES. 04 PROPOSAL TO APPROVE THE ADOPTION OF THE COMPANY S 2008 LONG Management Against Against TERM INCENTIVE AND SHARE AWARD PLAN. 03 PROPOSAL TO APPROVE THE ISSUANCE OF AN ADDITIONAL Management For For 1,577,569 SHARES OF THE COMPANY S COMMON STOCK PURSUANT TO THE SHARE LENDING AGREEMENTS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 02 PROPOSAL TO APPROVE THE ISSUANCE OF THE COMPANY S COMMON STOCK Management For For PURSUANT TO A NET SHARE SETTLEMENT OF THE WARRANTS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 01 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY S CHARTER IN Management For For THE FORM ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS APPENDIX A AND INCORPORATED HEREIN BY REFERENCE TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK WHICH THE COMPANY HAS AUTHORITY TO ISSUE FROM 80,000,000 SHARES TO 160,000,000 SHARES.
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant Gabelli Investor Funds, Inc. By (Signature and Title)* /s/ Bruce N. Alpert ------------------------------------------------ Bruce N. Alpert, Principal Executive Officer Date August 25, 2008 * Print the name and title of each signing officer under his or her signature.