Series A-1 Convertible Preferred Units

NPORT-P false 0000893739 XXXXXXXX 180 DEGREE CAPITAL CORP. /NY/ 811-07074 0000893739 254900RA5P574LPO7H91 7 N. WILLOW STREET SUITE 4B MONTCLAIR 07042 973-746-4500 180 DEGREE CAPITAL CORP. /NY/ N/A 2023-12-31 2023-09-30 N 50549348 1444972 49104376 0 0 0 0 0 0 0 0 0 0 505130 0 0 94752 N AgBiome, LLC N/A Series A-1 Convertible Preferred Units N/A 2000000 OU Number of units USD 827006 1.684179837658 Long EP CORP US Y 3 N N N AgBiome, LLC N/A Series A-2 Convertible Preferred Units N/A 417392 OU Number of units USD 190171 0.387279129664 Long EP CORP US Y 3 N N N AgBiome, LLC N/A Series B Convertible Preferred Units N/A 160526 OU Number of units USD 91412 0.186158561509 Long EP CORP US Y 3 N N N Amgen, Inc. 62QBXGPJ34PQ72Z12S66 Rights to Milestone Payments from Acquisition of BioVex Group, Inc. N/A 548998 PA USD 0 0 Long CORP US Y 3 N N N Arena Group Holdings, Inc. N/A Common Stock 040044109 989464 NS USD 4234906 8.624294502795 Long EC CORP US N 1 N N N Ascent Industries Co. 549300U2S5125001TS43 Common Stock 871565107 303672 NS USD 2693571 5.485399101701 Long EC CORP US N 1 N N N AutoTech Ventures Management I, LLC N/A LLC Interests N/A 0 OU Number of Interests USD 218534 0.445039765905 Long CORP US Y 3 N N N Brightcove, Inc. 5493006VI8OCN44T4W47 Common Stock 10921T101 273598 NS USD 900137 1.833109537936 Long EC CORP US N 1 N N N Commercial Vehicle Group, Inc. 5493006OG8I91X0K7Q22 Common Stock 202608105 350000 NS USD 2716000 5.531075275246 Long EC CORP US N 1 N N N Comscore, Inc. N/A Common Stock 20564W105 6400000 NS USD 3928960 8.001242088892 Long EC CORP US N 1 N N N D-Wave Quantum, Inc. 5493001U37G4PRD4GW95 Common Stock 26740W109 770000 NS USD 742973 1.513048450101 Long EC CORP CA N 1 N N N EchoPixel, Inc. N/A Series A-2 Convertible Preferred Stock N/A 1471577 NS USD 51228 0.104324714359 Long EP CORP US Y 3 N N N EchoPixel, Inc. N/A Series Seed Convertible Preferred Stock N/A 4194630 NS USD 89703 0.182678219961 Long EP CORP US Y 3 N N N EchoPixel, Inc. N/A Series Seed-2 Convertible Preferred Stock N/A 1476668 NS USD 32237 0.065649953478 Long EP CORP US Y 3 N N N HALE.life Corporation N/A Series Seed-1 Convertible Preferred Stock N/A 11000000 NS USD 0 0 Long EP CORP US Y 3 N N N HALE.life Corporation N/A Series Seed-2 Convertible Preferred Stock N/A 12083132 NS USD 0 0 Long EP CORP US Y 3 N N N HALE.life Corporation N/A Common Stock N/A 1000000 NS USD 0 0 Long EC CORP US Y 3 N N N Intevac, Inc. N/A Common Stock 461148108 939337 NS USD 2921338 5.949241672473 Long EC CORP US N 1 N N N JPMorgan 100% US Treasury Securities Money Market Fund Capital Shares N/A US Treasury Securities N/A 50958 NS USD 50958 0.103774865197 Long US N 1 N N N Lantronix, Inc. N/A Common Stock 516548203 737831 NS USD 3283348 6.686467210172 Long EC CORP US N 1 N N N Magnolia Neurosciences Corporation N/A Series A Convertible Preferred Stock N/A 862872 NS USD 122708 0.249892188834 Long EP CORP US Y 3 N N N Magnolia Neurosciences Corporation N/A Warrants for the Purchase of Common Stock expiring 8/3/28 N/A 138059 OU Number of contracts/warrants USD 0 0 Long DE CORP US Y 3 Magnolia Neurosciences Corporation N/A Call Purchased MAGNOLIA NEUROSCIENCES CORP MAGNOLIA NEUROSCIENCES CORP COM 138059 0.0003 USD 2028-08-03 XXXX 0 N N N Mama's Creations, Inc. N/A Common Stock 56146T103 500000 NS USD 2185000 4.449705256411 Long EC CORP US N 1 N N N OpGen, Inc. 549300ZOCQGHZ50BYX61 Warrants for the Purchase of Common Stock expiring 2/17/25 N/A 3 OU Number of contracts/warrants USD 0 0 Long DE CORP US N 3 OpGen, Inc. N/A Call Purchased OPGEN INC. OPGEN INC. COM 62 3300 USD 2025-02-17 XXXX 0 N N N Parabellum Acquisition Partners, LLC N/A Membership Units N/A 693151 NS USD 0 0 Long EC CORP US Y 3 N N N Potbelly Corporation 54930027NUULUR2P5W11 Common Stock 73754Y100 1335801 NS USD 10419248 21.218573269315 Long EC CORP US N 1 N N N Potbelly Corporation 54930027NUULUR2P5W11 Warrants for the Purchase of Common Stock expiring 2/12/26 N/A 80605 OU Number of contracts/warrants USD 319738 0.651139523695 Long DE CORP US N 3 Potbelly Corporation N/A Call Purchased POTBELLY CORP POTBELLY CORP COM 80605 5.45 USD 2026-02-12 XXXX -42188 N N N Quantum Corporation 5493007210175UIK7S88 Common Stock 747906501 3221192 NS USD 1964927 4.001531350281 Long EC CORP US N 1 N N N Ravenna Pharmaceuticals, Inc. N/A Common Stock N/A 2785274 NS USD 16414 0.0334267561 Long EC CORP US Y 3 N N N Rayonier Advanced Materials, Inc. 54930053QJ7OUGZG4F72 Common Stock 75508B104 530000 NS USD 1876200 3.820840733216 Long EC CORP US N 1 N N N RF Industries, Ltd. 529900MVE73NJ5FHP926 Common Stock 749552105 450000 NS USD 1354500 2.758409963299 Long EC CORP US N 1 N N N Synchronoss Technologies, Inc. 5493007Z5J8Z2TA76376 Common Stock 87157B103 6349816 NS USD 6095823 12.414011736958 Long EC CORP US N 1 N N N Valo Health LLC N/A Rights to Milestone Payments from Acquisition of TARA Biosystems, Inc. N/A 1149799 PA USD 1352851 2.755051810453 Long CORP US Y 3 N N N VSE Corporation 549300QWJYQDH4U5XI15 Common Stock 918284100 10000 NS USD 504400 1.027199693974 Long EC CORP US N 1 N N N 2023-11-13 180 DEGREE CAPITAL CORP. /NY/ /s/ Daniel B. Wolfe Daniel B. Wolfe President and Chief Financial Officer XXXX